Trading Services Manager III

Join us to leverage your skills in the equity and equity derivative issuance supporting the Equity Capital Markets and Equity Derivative businesses. Become part of a team that values innovation and continuous improvement.

As a Trading Services Manager within this space, you will be a key player in our team, leveraging your knowledge Equity and Convertible Notes issuances as well Program based issuances (Medium Term Note Programs, i.e.).

Your role will involve working with the ECM team with respect to deal structuring and execution; and various internal teams and external, industry partners.

Job responsibilities

• Understand and execution of the New Issue Syndicate process from pre-pricing to DTC settlement with the Issuer through close-out with the Syndicate members (including FAST closings and eligibility requests, DWAC transfers, and RAPID Issuance).
• Will have very close interaction with the Syndicate desk and ECM Deal team on deal set-up and final settlement requirements.
• Work in a high volume, high visibility (high risk) environment.
• Oversee deal-related controls including but not limited to deal accounting and compliance documentation.
• Manage and submit requisite filings and set up on the FINRA Gateway including TRACE Set ups of convertible notes and IPO Distribution submission.
• Fund payments related to closings.
• Coordinate deal closing with relevant parties including transfer agents and legal counsels for company and the underwriters.

• Minimum 5 years of previous syndicate operations and issuance.
• Understand all aspects of syndicate related compliance matters and documentation - i.e. Rule 5131; QIB/Reg S certification; and prospectus delivery requirements.
• Should be fully versed in DTC's UW Source and Rapid Issuance platforms and versed in the settlement portion of the process (SettlementWEB).
• Understand payments origination and funding.

• Significant knowledge of the accounting aspects including final settlements; and reimbursements are important distinguishing skills.
• Series 7 License, Preferred

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans

Base Pay/Salary
New York,NY $121,600.00 - $187,000.00 / year