We are seeking an Associate Advisor to join a growing financial services team and play a key role in delivering an exceptional client experience. This individual will serve as a trusted point of contact for clients, helping answer questions, coordinate service needs, and ensure seamless follow-through after client meetings and annual reviews.
This is an excellent opportunity for someone looking to grow their career in financial services with a firm that invests in professional development, including sponsorship and payment for required industry licensing.
Licensing & Development Support
The firm will sponsor and cover the cost of obtaining:
Series 7 or Series 6
Series 63
Life & Health Insurance License
Compensation
$60,000–$65,000 base salary
Bonus potential
Key Responsibilities
Serve as a primary point of contact for clients, providing timely responses, updates, and a high level of service.
Support Lead Advisors with client meeting preparation, follow-up items, and ongoing account servicing needs.
Manage client requests including paperwork, account transfers, distributions, and account updates with accuracy and efficiency.
Track and follow through on action items resulting from annual reviews and client conversations.
Maintain accurate client records within CRM and internal systems.
Communicate proactively with clients to ensure they feel informed and supported throughout the planning process.
Partner with internal team members to resolve client needs and improve service processes.
Participate in ongoing training and licensing development to expand financial services knowledge.
What You Bring
1+ years of experience in financial services, wealth management, banking, insurance, or a related field.
Strong interest in building a long-term career within the financial services industry.
Excellent written and verbal communication skills.
Strong attention to detail with the ability to manage multiple priorities.
A client-first mindset with a genuine desire to help others achieve financial confidence.
Professionalism and discretion when handling confidential client information.
A proactive approach to problem-solving and ownership of tasks.
Ability to work collaboratively in a team-oriented environment.