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FINRA Jobs in the United States

Assistant Project Manager

Finra Regulation, Inc

Washington Dc, WA

Working closely with project managers and team members, you will contribute to the planning, coordination, and implementation of projects to ensure they are completed efficiently, on time, and within budget. As an Assistant Project Manager, you will play a pivotal role in supporting the successful execution of various projects within our organization.

30+ days ago
Data Analyst

Finra Regulation, Inc

Rockville, MD

As a Data Analyst, you will play a pivotal role in supporting strategic decision-making processes by analyzing complex datasets and providing valuable insights to key stakeholders. The ideal candidate will possess a strong analytical mindset, exceptional problem-solving skills, and a passion for transforming raw data into actionable insights.

30+ days ago
Senior Data Quality Analyst, DMGO

FINRA

$106400 YEAR

Rockville, MD

FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. FINRA’s Data Management and Governance Office (DMGO) creates and operationalizes a formal data governance structure, significantly improves data quality across the enterprise, creates and manages an effective data stewardship program, and removes unnecessary barriers and challenges to enable and maximize responsible data sharing.

30+ days ago
Senior Principal Cybersecurity Analyst, CAT

FINRA

$128000 YEAR

Rockville, MD

FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.

30+ days ago
Principal, EFS Strategic Initiatives

FINRA

$106400 YEAR

Washington, DC

FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.

30+ days ago
Director, Model Risk Oversight - All Finra Locations

FINRA

$146200 YEAR

New York, NY

The Director effectively provides subject matter expertise related to the technical aspects of modeling and model risk management and governance to relevant internal and external stakeholders, to enhance FINRA’s ability to identify and mitigate risks to investors and the financial markets through the oversight of member firms’ model risk management and governance programs. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.

30+ days ago
Senior Principal Analyst, FINRA CAT Technology

FINRA

$128000 YEAR

Rockville, MD

FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.

30+ days ago
Analyst, CAT Helpline

FINRA

$70500 YEAR

Rockville, MD

Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts.

30+ days ago
Alternative Net Capital Associate Principal Risk Specialist

FINRA

$94200 YEAR

New York, NY

Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts.

30+ days ago