Senior Director, Market Strategy & Research Financial Industry Regulatory Authority IncSenior Director, Market Strategy & ResearchNew York, NYFINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.
Senior Data Architect/Lead Data Engineer Pyramid, IncSenior Data Architect/Lead Data EngineerJersey City, NJ$60–$68 / hourFull timeRegular Points of Contact Surveillance Technology teams to clarify requirements and prioritize architectural decisions Enterprise Architecture, Information Security, and Production Support teams Coordinate with platform, data governance, and vendor teams as required Direct impact on strengthening risk and compliance controls Exposure to complex financial markets and DoddFrank regulatory requirements Highvisibility collaboration across compliance and technology organizations An environment that values innovation, accountability, and measurable impactKey Requirements and Technology Experience: Key skills; Python, Hadoop, PySpark 10 years of experience in data engineering, platform engineering, or architecture roles Deep expertise in PySpark, including performance tuning and optimization Strong Python development experience in largescale distributed environments Solid knowledge of Hadoop ecosystem (HDFS, Hive/Impala, YARN) Proven experience designing and governing enterprise, regulatorfacing data platforms Strong understanding of nonfunctional requirements and production support models Clear written and verbal communication skills with ability to influence across organizations Financial services experience, particularly in Market Surveillance, AML, Fraud, or Risk Technology Experience supporting regulatory or auditfacing platforms Kafka and Spark Structured Streaming exposure Familiarity with orchestration tools (Airflow, ControlM, Oozie) Knowledge of data governance, lineage, and data quality controls Characteristics of a Top Performer Demonstrates strong ownership and accountability in regulatorfacing environments Balances strategic architecture thinking with practical delivery execution Proactive in identifying risks, control gaps, and optimization opportunities Effective communicator across engineering, compliance, and leadership audiencesOur client is a leading Financial Industry, and we are currently interviewing to fill this and other similar contract positions. Partner with support and operations teams to ensure platform stability and timely issue resolution Data Controls, Risk, and Compliance Ensure designs meet Surveillance data control requirements: completeness, accuracy, timeliness, lineage, and traceability.
Health Scientist Goldbelt IncorporatedHealth ScientistNY$90,000–$92,500 / yearPlan and coordinate program activities (e.g., manage surveillance data by using SAS), including program implementation (e.g., develop and apply code to test logical and physical database designs and database conversions), service delivery (e.g., create tables, queries, forms and reports in HL7 tables/views), assessment (e.g., reports for use in evaluating program operations), surveillance (e.g., create and modify SAS programs), data quality assurance, partnerships and collaborations, outreach, orientation, training, evaluation and reporting to ensure surveillance and epidemiologic program and project success. to develop and implement procedures, methods and strategies for obtaining and using surveillance data, epidemiologic and programmatic data to describe program processes and outcomes (e.g., perform user acceptance testing), morbidity and/or mortality (e.g., SAS data analysis), or the results of a surveillance program or project. to implement, manage, and evaluate surveillance and epidemiologic programs.
FINRA Supervisory Specialist Senior Wealth Management (Senior & Non-Senior Roles) Veracity Software IncFINRA Supervisory Specialist Senior Wealth Management (Senior & Non-Senior Roles)Bridgewater, NJMotivation / Reason for Relocation (if not local): Motivation / Reason for interest in this position: Contact Number: Email ID: LinkedIn Profile URL: Full Address (Street, City, State, Zip Code): Notice Period (in weeks): Current Work Authorization Status: Expected Salary: Are you able to relocate on your own expenses and work 100% ON-SITE in United States - Alabama - Birmingham | United States - Florida - Jacksonville | United States - Florida - Miami | United States - Florida - Orlando | United States - North Carolina - Charlotte | United States - North Carolina - Raleigh | United States - New Jersey - Cherry Hill | United States - Ohio - Columbus | United States - Texas - Bellaire | United States - Texas - Dallas | United States - Michigan - Ann Arbor | United States - Ohio - Cleveland | United States - Pennsylvania - Pittsburgh | United States - Arizona - Phoenix | United States - New Jersey – Bridgewater?. Location: United States - Alabama - Birmingham | United States - Florida - Jacksonville | United States - Florida - Miami | United States - Florida - Orlando | United States - North Carolina - Charlotte | United States - North Carolina - Raleigh | United States - New Jersey - Cherry Hill | United States - Ohio - Columbus | United States - Texas - Bellaire | United States - Texas - Dallas | United States - Michigan - Ann Arbor | United States - Ohio - Cleveland | United States - Pennsylvania - Pittsburgh | United States - Arizona - Phoenix | United States - New Jersey – Bridgewater.
Concierge Security Guard GardaworldConcierge Security GuardSkillman, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. As a Security Officer – Surveillance, you will be the person spotting threats before they escalate in environments such as a security operations centers, call centers, parking gatehouses, etc.
Corporate Security Officer GardaworldCorporate Security OfficerSouth Brunswick, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. As a Security Officer – Surveillance, you will be the person spotting threats before they escalate in environments such as a security operations centers, call centers, parking gatehouses, etc.
Corporate Supervisor Security Officer GardaworldCorporate Supervisor Security OfficerSouth Brunswick, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. As a Security Officer – Surveillance, you will be the person spotting threats before they escalate in environments such as a security operations centers, call centers, parking gatehouses, etc.
Concierge Patrol Security Agent GardaworldConcierge Patrol Security AgentSkillman, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Director of Compliance Group One TradingDirector of ComplianceNew York, NY$175,000–$200,000 / yearFull timeGroup One Trading was founded in San Francisco in 1989, and we've become one of the largest privately held options trading firms in the United States, with brilliant people on our team in New York, Chicago, Philadelphia, and San Francisco. You'll work closely with business leaders, technology teams and the Chief Compliance Officer to build a compliance framework that protects the firm while enabling strategic growth.
NewSecurity Guard Planned CompaniesSecurity GuardJersey City, New JerseyThis is why our Planned Security Services (PSS) division is hiring friendly and professional Private Security Guards to provide routine patrol and safety checks, gate house security, mobile patrol, fire watch and control room monitoring. New Jersey Security Officer Registration Act (SORA) license and Clean/Valid Driver’s License.
NewSecurity Guard Overnight Planned CompaniesSecurity Guard OvernightJersey City, New JerseyThis is why our Planned Security Services (PSS) division is hiring friendly and professional Private Security Guards to provide routine patrol and safety checks, gate house security, mobile patrol, fire watch and control room monitoring. New Jersey Security Officer Registration Act (SORA) license and Clean/Valid Driver’s License.
Overnight Part-Time Security Guard Planned CompaniesOvernight Part-Time Security GuardEnglewood, New JerseyThis is why our Planned Security Services (PSS) division is hiring friendly and professional Private Security Guards to provide routine patrol and safety checks, gate house security, mobile patrol, fire watch and control room monitoring. New Jersey Security Officer Registration Act (SORA) license and Clean/Valid Driver’s License.
Capital Markets, Senior Compliance Officer Bank of MontrealCapital Markets, Senior Compliance OfficerNew York, NY$81,400–$151,800 / yearThe role provides compliance advisory services, coordinates and performs ongoing risk assessment, monitoring and surveillance activities to ensure that the Compliance Program remains current and aligned with the Firm's Enterprise-wide Compliance Program. This role provides real-time guidance to Capital Markets management on implications of new regulatory policies or Bank products and assists in the implementation of new or revised policies and programs to address them.
Business Controls Group ("BCG") - Analyst Guggenheim Partners LLCBusiness Controls Group ("BCG") - AnalystNew York, NY$80,000–$85,000 / yearWorking under the guidance of senior team members, the Analyst will learn to use a variety of surveillance tools and data analytics capabilities to help monitor trading activity, electronic communications, employee personal trading, and operational risk. The Business Controls Group ("BCG") serves as Guggenheim Securities' designated first line of defense, providing delegated supervisory oversight of the firm's Sales & Trading and Equity Research operations.
Compliance Analyst Neuberger Berman Group LLCCompliance AnalystNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment.
Vice President, Enterprise Compliance Guggenheim Partners LLCVice President, Enterprise ComplianceNew York, NY$150,000–$170,000 / yearKnowledge of laws, rules, regulatory requirements, and risks impacting broker-dealers, particularly those applicable to investment banking, equity and fixed income sales and trading, and research. For more information, please visit GuggenheimSecurities.com, follow us on LinkedIn or contact us at GSLateralRecruiting@guggenheimpartners.com or 212.518.9200.
Compliance Lead, Compliance & Ethics OKXCompliance Lead, Compliance & EthicsNew York, NY$143,000–$214,000 / yearLead the design and build of scalable compliance programs and controls across Anti-Bribery & Corruption, Investigations, Conflicts of Interest, and eComms surveillance - developing intake workflows, monitoring frameworks, and operational procedures that grow with the function. Own and advance eComms surveillance controls and operational processes - including the onboarding and integration of new tools and platforms - ensuring comprehensive coverage across all approved employee communication channels.
Security Officer - Part Time GardaworldSecurity Officer - Part TimeClifton, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Concierge Security Agent GardaworldConcierge Security AgentSkillman, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Programmer Analyst II (Trenton) Rutgers The State University of New JerseyProgrammer Analyst II (Trenton)New Brunswick, NJMISSION: Our mission is to accelerate scientific discovery focused on understanding cancer, innovating cancer treatment, and improving cancer prevention; to provide outstanding, novel, and compassionate patient care; to provide evidence-based and culturally informed education to physicians, nurses, researchers, staff, and the community; and to achieve cancer health equity in our state through outreach to and engagement of our extraordinarily diverse communities. The individual interfaces with internal and external users, database administrators of cancer surveillance software and tools, and other information technology departments, including but not limited to the New Jersey State Office of Information Technology (OIT), the Office of Information Technology Services (OITS), and the Rutgers Cancer Institute's Bioinformatics unit, to identify system problems and propose solutions.