Louis, MO / Pittsburgh, PA / Charlotte, NC: $77,000 - $91,000 Denver, CO / Houston, TX / Chicago, IL / Minneapolis, MN: $84,700 - $100,100 Seattle, WA / Los Angeles, CA / New York City, NY: $92,400 - $109,200 Time Off Program Flexible Time Off (FTO) is provided to salaried (exempt) employees and provides the opportunity to take time away from the office with pay for vacation, personal or short-term illness. What You'll Do This role supports compliance functions of the Principal Securities and Principal Funds Distributor broker dealers by independently conducting regulatory research, interpreting developments, and identifying risk exposures related to broker dealer obligations in the domestic Principal product and services and their distribution.