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Prepares and/or supervises the preparation of organized, accurate, complete and competent work papers conforming to Internal Audit Department requirements, ensuring the documentation clearly supports the conclusion regarding each objective. This responsibility includes developing internal audit scope, performing internal audit procedures, and preparing internal audit reports reflecting the results of the work performed for management review.

SUMMARY: The Senior Auditor is responsible for performing individual internal audit projects, as part of the total internal audit plan. This responsibility includes developing internal audit scope, performing internal audit procedures, and preparing internal audit reports reflecting the results of the work performed for management review. Work performed will include coverage of functional and operating units, focusing on lending and credit, corporate finance, operations, and compliance, processes. The Senior Auditor learns to identify areas of risk and opportunities to improve efficiencies. Additionally, the Senior Auditor may also assist Internal Audit management with continuous auditing activities, department administrative activities and special projects. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties and special projects may be assigned. Plans and performs audits under the supervision of managers and/or directors Creates audit planning memos in conformance with Internal Audit Department procedures Documents business processes within process narratives or flowcharts, identifying risks and mitigating controls Develops risk and control matrices and test plans for key controls Identifies control gaps and tests the design and operating effectiveness of existing controls Reviews and tests records to ensure compliance with company policies, procedures, plans, and communications as well as safe and sound banking practices Formulates clear and concise conclusions on internal controls and business process and efficiencies Prepares audit reports detailing findings and recommendations and review findings and recommendations with appropriate management personnel through audit status and exit meetings Participates in audit exit meetings and prepares presentations Prepares and/or supervises the preparation of organized, accurate, complete and competent work papers conforming to Internal Audit Department requirements, ensuring the documentation clearly supports the conclusion regarding each objective Participates in audit engagement risk identification sessions Keeps Audit Managers informed of emerging issues and audit progress. Manages time and work efficiently so that deadlines are met and department standards are maintained Maintains positive team relationship by demonstrating and supporting initiative, willingness to learn, flexibility, respect, cooperation and commitment to the success of the internal audit process Keeps abreast of regulations, industry, and information technology changes Supports external auditors as assigned Ensures adherence to professional audit standards Conducts special projects, as necessary Adheres to and complies with applicable, federal and state laws, regulations and guidance, including those related to anti-money laundering (i.e. Bank Secrecy Act, US PATRIOT Act, etc.). Adheres to Bank policies and procedures and completes required training. Identifies and reports suspicious activity. SUPERVISORY RESPONSIBILITIES Supervises function, projects or services and/or one or more employees, as applicable. Carries out supervisory responsibilities in accordance with the organization's policies and applicable laws. Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; appraising performance coaching; rewarding and disciplining employees; addressing complaints and resolving problems. EDUCATION Bachelor's Degree in Accounting, Business Administration, IS/IT, or related field required EXPERIENCE 3-6 Yearsof auditing experience required 3-6 Yearsof financial services experience preferred Experience in creating process documentation, developing audit plans, and performing audits required CERTIFICATES, LICENSES, REGISTRATIONS Certified Public Accountant (CPA) within 1 Year required

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Remote - Senior Auditor

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