Equity Trade Support Consultant Brains Workgroup, Inc.Equity Trade Support ConsultantNew York, NY$95–$99 / hourTemporaryContractorFull timePlease email your resume or use this link to apply directly: https://brainsworkgroup.catsone.com/careers/index.php?m=portal&a=details&jobOrderID=16792200. Our client, a major bank in New York City, is looking for Equities Trade Support Specialist.
Front-Office Trade Support - Equities Page GroupFront-Office Trade Support - EquitiesManhattan, NY$80–$95 / hourContractorThis person must have experience with front‑office trading applications within Equities, including U.S. Market Making, ETFs, Electronic Trading, Global Program Trading, and Convertible Bonds. We're seeking a Trade Floor Support Specialist who will provide direct support to Equities traders, middle office users, and Compliance teams on the trading floor.
Senior Site Reliability Engineer - AVP - Credit Trade Floor BarclaysSenior Site Reliability Engineer - AVP - Credit Trade FloorNew York, NYTo be successful as a Senior Site Reliability Engineer - AVP - Credit Trade Floor, you should have: Demonstrated ability to manage incidents effectively, including rapid troubleshooting, solution-oriented stakeholder communication, and conducting root cause analysis (RCA) to prevent recurrence. Analysis of system logs, error messages and user reports to identify the root causes of hardware, software and network issues, and providing a resolution to these issues by fixing or replacing faulty hardware components, reinstalling software, or applying configuration changes.
NewSenior Associate, Interest Rate Derivatives Trade Desk Support BMO FinancialSenior Associate, Interest Rate Derivatives Trade Desk SupportNew York, NY$81,400–$151,800 / yearApplication Deadline: 07/24/2026 Address: 151 W 42nd Street Job Family Group: Customer Shared Services Accountable for the execution of assigned FICC Trade Support activities for various products and processes that require. Develop excellent working relationships with Capital Markets Trading Products desks, Product Operations and other stakeholder groups ensuring we have a global view across the business.
NewBusiness Analyst (Post-Trade Transformation) Page GroupBusiness Analyst (Post-Trade Transformation)New York, NY$80–$95 / hourFull timeThe Business Analyst will leads end to end business analysis for a large-scale post-trade platform implementation, driving requirements, process design, and delivery readiness. Key responsibilities: Document end-to-end post-trade workflows and identify control gaps.
Trade Support Middle Office Page GroupTrade Support Middle OfficeNew York, NY$40–$45 / hourContractorStrong knowledge of the Equity Derivatives markets and products, trade life cycle and settlement end-to-end flows for variety of fixed income products. The Trade Support role is an integral part of the Banking & Financial Services department, focusing on ensuring the smooth execution and settlement of financial transactions.
Equities Trade Support Consultant Alpha netEquities Trade Support ConsultantQueens, NY$80–$90 / hourContractorFull timeOver 5 years of experience supporting mission-critical front-office trading applications within Equities, including U.S. Market Making, ETFs, Electronic Trading, Global Program Trading, and Convertible Bonds . Strong understanding of high-touch trading workflows, FIX protocol, OMS platforms, IOI processing, market data, and CTM flows, Tidal or other scheduler systems .
Quantitative Trader Associate/VP - Onchain Trading Galaxy Digital IncQuantitative Trader Associate/VP - Onchain TradingNY$150,000–$200,000 / yearWe also invest in and operate cutting-edge data center infrastructure to power AI and high-performance computing, addressing the growing demand for scalable energy and compute in the U.S. We work at the intersection of finance and technology, helping institutions, startups, and developers navigate a digitally native economy. Our institutional digital assets platform spans trading, investment banking, asset management, staking, self-custody, and tokenization technology.
Trade Support Analyst Equity Derivatives Nesco Resource, LLCTrade Support Analyst Equity DerivativesNew York, NY$50–$60 / hourThe ideal candidate will have experience supporting Equity or Equity Derivatives trading desks, strong knowledge of trade lifecycle processes, and the ability to work effectively with traders, operations, risk, and counterparties in a fast-paced environment. This role sits directly alongside Front Office trading and sales teams and plays a critical role in ensuring trades are accurately booked, processed, and settled throughout the trade lifecycle.
NewEquity Trade Support Analyst Groupe BPCEEquity Trade Support AnalystNew York, NY$105,000–$120,000 / yearActual base salary will vary and will be based on several factors including, but not limited to, relevant experience, education, skills set, applicable licensure and certifications, and other business and organizational needs. Soft Skills: Outstanding written and verbal communication skills, with the ability to confidently, effectively, and promptly liaise with institutional counterparties and fast-paced trading desks.
Non-Agency CMBS Trading - Fixed Income Division - Analyst/Associate Morgan StanleyNon-Agency CMBS Trading - Fixed Income Division - Analyst/AssociateNY$150,000–$200,000 / yearMorgan Stanley's Securitized Products Group (SPG) contains several Trading Businesses (Agency MBS, residential mortgage loans, RMBS, CMBS, CLOs, and other ABS), a lending arm that focuses on traditional Commercial Real Estate as well as Warehouse (FID Secured Lending "FSL"), and a CUSIP financing business. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Vice President - Equity Derivative Trade Operations Morgan StanleyVice President - Equity Derivative Trade OperationsNew York, New YorkOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. A Vice President in this role works on resolution of complex issues and workflow optimization to ensure that the trading desks are receiving high quality support, risk is comprehensively mitigated and continual improvements in operational efficiency are delivered.
Client & Trading Success Analyst TruMid Financial LLCClient & Trading Success AnalystNY$80,000–$100,000 / yearFounded in 2014 by a team of fixed income market experts, Trumid has quickly become one of the top three corporate bond e-trading platforms in the U.S. Today, over 1,300 traders from an extensive and expanding client network of 890+ buy-and sell-side institutions transact on Trumid monthly. The Client and Trading Success team is a key part of Trumid's commercial business and responsible for finding solutions for our clients and Trumid's sales, product, and technology teams.
Associate/AVP, Trading Risk & Control Fixed Income Derivatives Madison-DavisAssociate/AVP, Trading Risk & Control Fixed Income DerivativesNew York, NYThe role offers genuine breadth spanning daily valuation, Greeks production, P&L attribution, curve marking, and model analysis across swaps, options, FX, and credit products making it an ideal fit for a Fixed Income risk or product control professional who wants meaningful exposure to the full derivatives lifecycle in a lean, high-impact team environment. This is a first-line Trading Risk and Control opportunity within the Capital Markets division of a leading global financial institution, sitting directly on the interest rate derivatives trading floor with coverage across all major currencies.
Senior Analyst, Syndication and Trade Support Royal Bank of CanadaSenior Analyst, Syndication and Trade SupportNY$75,000–$85,000 / yearMonitor/ Action Reconciliations (Position, Transaction, Security) in several systems, request CUSIPs, request and validate Bloomberg Description Pages / ICI Impact security and fee Setups are correct, FINRA TRACE setups, verify Trades details in Bloomberg TOMS / ICI are accurate, verify accuracy of updates in front end systems and monitor / action Trade Under Repair queues. Ensure proper controls are in place to resolve trade breaks in a timely manner, meet all regulatory reporting requirements (TRACE, ACT I OATS, Reg M), Balance positions, monitor GSCC, NSCC, DTC and Euroclear settlements using the Fl and Equity Fail reporting process.
PvP Trade - Senior Mobile Engineer deCirclePvP Trade - Senior Mobile EngineerNew York, New YorkPreferred background: Elite Web2 product companies (Shopify, Discord, Robinhood, Cash App, Coinbase, etc.) rather than primarily crypto backgrounds, unless they’ve worked at Rainbow Wallet or Family Wallet, both known for exceptional React Native work. We are the largest builder-code product on Hyperliquid, having processed over $65B in cumulative trading volume and generated eight figures in revenue in the past year, with more than 400,000 registered traders.
Java Algo Trading Dev-260k + bonus Phaxis LLCJava Algo Trading Dev-260k + bonusNew York, NY$250,000–$260,000 / year2 days remote and 3 days onsite Minimum 3 years of experience developing low-latency algorithmic trading strategies in equities, futures, or listed derivatives, including execution algorithms, proprietary strategies, risk trading, and smart order routing. Build high-performance, reusable trading frameworks using expert-level Java and Linux skills, prioritizing low-latency and automated testing.
VP, Trading Product Manager LPL Financial Holdings IncVP, Trading Product ManagerNew York, NY$135,960–$226,600 / yearThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
Distressed Debt Trade Facilitation Deutsche BankDistressed Debt Trade FacilitationNEW YORK, NY$110,000–$125,000 / yearThe salary range for this position in New York City is $110,000 to $125,000.Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Job Description:Job Title Distressed Debt Trade FacilitationCorporate Title AnalystLocation New York, NY OverviewThe Distressed Products Group sits within the Global Financing & Credit Trading business unit.
NewDerivatives Middle Office Trade Support Mitsubishi UFJ Financial GroupDerivatives Middle Office Trade SupportNew York, New YorkThis person will be responsible for handling all Middle Office operational functions providing trade and sales support for Flow Products desks including Rates, Credit, Commercial Paper, Syndicate, Structured Products, Repo and Financing desks, Equity Trading, and Institutional Investor Sales Desk. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays.
Senior Software Engineer - Order Management & Trade Allocation (C++/Linux) Millennium Management LLCSenior Software Engineer - Order Management & Trade Allocation (C++/Linux)NY$175,000–$250,000 / yearWe are seeking a highly skilled Senior Software Engineer with deep expertise in C++ and low-latency Linux server-side development to help design and build the next generation of our firm's global trading platform. You will be a key contributor to a greenfield architecture centered around an in-house sequencer framework that enables deterministic event ordering, real-time state management, and ultra-low-latency processing.
Trade Operations, Analyst Forge Global Holdings IncTrade Operations, AnalystNew York, NY$65,000–$80,000 / yearWith liquidity solutions, exclusive data and insights, a custody offering, and a vibrant marketplace, Forge's goal is to build the best-in-class technology infrastructure to power a global private market that is transparent, accessible, and seamless for companies, their employees, and investors. The primary function involves overseeing transactions that are sourced on the Forge platform, taking ownership of all parts of the transaction process, ensuring compliance with internal requirements, and collaborating with management to optimize trading processes.
Capital Markets Trading Analyst - Markets Group (NYC)-1 Federal Reserve Bank (FRB)Capital Markets Trading Analyst - Markets Group (NYC)-1New York, NYFull timeThe Markets Group at the Federal Reserve Bank of New York consists of multiple teams that fulfill a range of responsibilities, from planning and executing open market operations, monitoring, and analyzing financial market developments, to managing foreign customer accounts. Assist in the execution of the Group’s funds, securities, trading and settlement activities, including the preparation and maintenance of preliminary internal reports, data entry of operations results, discrepancy follow-up and resolution, and testing the implementation of new products.
Senior Compliance Officer - Trade Surveillance - VN2849 MAREX Group LimitedSenior Compliance Officer - Trade Surveillance - VN2849New York, NY$125,000–$175,000 / yearThe role will primarily focus on Trade Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps)) on multiple exchanges, trading platforms and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.
Senior Compliance Officer - Trade Surveillance - VN2849 MarexSenior Compliance Officer - Trade Surveillance - VN2849New York, NY$125,000–$175,000Provide Trade Surveillance, E-communications, and Voice review services to US Broker Dealer (BD) and FCM (Futures) business lines Review alerts with due consideration in a timely fashion, maintaining queues within guidelines Use technical expertise and Surveillance toolset to make determinations on whether or not an alert is a true positive or false positive, closing false positives with proper documentation including explanatory reasoning. The role will primarily focus on Trade Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps)) on multiple exchanges, trading platforms and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm.
Senior International Trade Analyst (Hybrid) BAE Systems PlcSenior International Trade Analyst (Hybrid)NY$90,304–$153,517 / yearAbout BAE Systems Electronic Systems BAE Systems, Inc. is the U.S. subsidiary of BAE Systems plc, an international defense, aerospace and security company which delivers a full range of products and services for air, land and naval forces, as well as advanced electronics, security, information technology solutions and customer support services. The selected candidate will be a part of the International Trade Compliance team supporting and executing the export licenses and agreements of international activities in concert with company policies and customer requirements with guidance from manager or team members.
Software Engineer - Pre-trade analytics, risk, portfolio optimization Clear Street Markets LLCSoftware Engineer - Pre-trade analytics, risk, portfolio optimizationNew York, NY$170,000–$220,000 / yearGiven a complex or ambiguous requirement, you can independently define the approach, navigate trade-offs, and drive a solution from initial design and coding through production delivery without hand-holding at each step. Our single, cloud-native, end-to-end capital markets platform powers investor growth today and is transforming how they can interact with markets tomorrow.
Director, Trade Contracting Compass Pathways PlcDirector, Trade ContractingNY$220,000–$250,000 / yearJob overview: The Director, Trade Contracting is responsible for leading the strategy, development, negotiation, and governance of trade contracts across Compass Pathways commercial distribution ecosystem, including 3PL provider, specialty distributors, and specialty pharmacies. The Director serves as the primary trade contracting lead and strategic partner to cross functional teams, ensuring agreements align with Compasss go to market strategy, market access objectives, regulatory requirements, and long term growth plans.
International Trade Analyst II (Hybrid) BAE Systems PlcInternational Trade Analyst II (Hybrid)NY$73,534–$125,007 / yearAbout BAE Systems Electronic Systems BAE Systems, Inc. is the U.S. subsidiary of BAE Systems plc, an international defense, aerospace and security company which delivers a full range of products and services for air, land and naval forces, as well as advanced electronics, security, information technology solutions and customer support services. The selected candidate will be a part of the International Trade Compliance team supporting and executing the export licenses and agreements of international activities in concert with company policies and customer requirements with guidance from manager or team members.
Trade Finance Analyst Mizuho Bank Ltd.Trade Finance AnalystNew York, NYFull timeThe Analyst will be asked to work with the Execution and Delivery team in managing the processes and procedures in setting up and executing Supply Chain Finance (SCF) deals in the PrimeRevenue systems platform, SCF off-platform transactions, and Invoice Discount Finance ("IDF") programs with third party banks. In addition, the position also entails processing KYC requirements for new and existing clients, and doing any other administrative tasks requested to assist the Global Trade Finance (GTF) team, including processing and monitoring of Mizuho Trade Line (MTL) portfolio activity.
Capital Markets Trading Associate - CMM (NYC) Federal Reserve Bank (FRB)Capital Markets Trading Associate - CMM (NYC)New York, NYFull timeThe Markets Group at the Federal Reserve Bank of New York consists of multiple teams that fulfill a range of responsibilities, from planning and executing open market operations, monitoring, and analyzing financial market developments, to managing foreign customer accounts. Monitor, analyze and report to policy makers on global financial market developments: Track intra-day and longer-term global asset price movements; Interface with market participants to obtain context for asset price movements.
Principal Global Trade Compliance Analyst (Hybrid) BAE Systems PlcPrincipal Global Trade Compliance Analyst (Hybrid)NY$110,617–$188,048 / yearAbout BAE Systems Electronic Systems BAE Systems, Inc. is the U.S. subsidiary of BAE Systems plc, an international defense, aerospace and security company which delivers a full range of products and services for air, land and naval forces, as well as advanced electronics, security, information technology solutions and customer support services. Coordinates with program personnel to obtain export/import application information, reviews provisos/riders on licenses and agreements to ensure business and customer requirements can be met by the license or agreement.
Trade & Settlement Technology Support, Assistant Vice President Mitsubishi UFJ Financial GroupTrade & Settlement Technology Support, Assistant Vice PresidentNew York, New YorkAdditionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. This role requires deep expertise in trade flows, securities processing, cash management, and settlement across platforms such as Broadridge BPSA, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, and EquiLend.
Senior Counsel, International Trade Compliance GE Aerospace.Senior Counsel, International Trade ComplianceNorwalk, CT$190,000–$256,000 / yearThe successful candidate will report to the ITC Senior Director, Legal and Investigations, and will work closely with the ITC team, as well as with GE Aerospace programs and business functions, to investigate potential violations of international trade laws and regulations and to support and drive trade compliance enhancements across the business. Healthcare benefits include medical, dental, vision, and prescription drug coverage; access to a Health Coach from GE Aerospace; and the Employee Assistance Program, which provides 24/7 confidential assessment, counseling and referral services.
Lead Specialist, International Trade Compliance GE Aerospace.Lead Specialist, International Trade ComplianceCT$112,000–$149,000 / yearRequired Minimum Qualifications: Bachelor's degree from accredited university or college with minimum of 4 years of professional experience in trade compliance or a closely regulated field or Associates degree with minimum of 6 years of professional experience or High School Diploma with minimum of 8 years of professional experience. Role and Responsibilities: Oversee export shipment operations by ensuring strict compliance with applicable authorizations, accurately decrementing licenses, and coordinating across departments to proactively resolve shipment-related issues.
Trade Marketing Analyst, CoverGirl Coty IncTrade Marketing Analyst, CoverGirlNew York, NY$75,000–$95,000 / yearThe primary responsibilities of the Sales Analyst are to support the Trade Marketing team in analyzing past and current business trends, analyzing competitive actions, and mining future sales opportunities to drive business growth on the CoverGirl and Rimmel brands. Coty is deeply committed to Changing the Conversation around Diversity, Equity & Inclusion in an effort to create a more open, inclusive, and diverse workplace where all employees can be their authentic self.
Director, Global Trade Tax Alvarez & Marsal Holdings LLCDirector, Global Trade TaxNY$165,000–$200,000 / yearThis individual will serve as a trusted advisor to clients on complex trade and customs matters, lead high-impact engagements, and partner closely with senior leadership to help grow and scale the firms trade advisory capabilities. Additionally, employees are eligible for paid time off including vacation, personal days, seventy-two (72) hours of sick time (prorated for part time employees), ten federal holidays, one floating holiday, and parental leave.
Sales Executive, Trading Solutions Fidelity National Information Services IncSales Executive, Trading SolutionsNY$99,040–$168,380 / yearAbout the role: Experienced Sales Executive that is a true 'Hunter' with a proven track record selling complex enterprise-wide software systems into Sell-Side and Buy-Side financial institutions. As a Sales Executive, you'll be part of a team of self-motivated, high achieving sales professionals helping mid- to enterprise-sized businesses achieve greater success.
Quant Researcher, Trading Invesco LtdQuant Researcher, TradingNY$120,000–$160,000 / yearAbout the Role: Invesco is seeking a Quantitative Researcher to join its Capital Markets Systematic Trading Research team, where they will help generate trading insights and improve execution outcomes across global markets and asset classes. Requirements of the Role: MSc or PhD in STEM major such as statistics, mathematics, computer science, computational physics/chemistry/biology; or, Bachelor's degree with 2+ years' relevant experience and strong technical skills.
Macro and Alternatives Trade Support Senior Associate Point72, L.P.Macro and Alternatives Trade Support Senior AssociateStamford, CTManage the front-to-back lifecycle of loan investments, including trade entry, lifecycle event processing, monitoring, and reconciling trade activity and cash flows across direct lending, syndicated loans, broadly syndicated loans, collateralized loan obligations, significant risk transfers, and other private credit products. Bachelor''s degree in finance, economics, accounting, business administration, or a related field with 10+ years of relevant experience in private credit, leveraged loans, asset-backed loans, pooled loans, syndicated loans, structured credit operations, or loan administration.
Trade Engineer, Brooklyn Teachers Insurance and Annuity Association of America (TIAA)Trade Engineer, BrooklynNew York, NY$145,000–$200,000 / yearIn addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans). Nuveen is a global investment leader, managing public and private assets for clients around the world and on behalf of TIAA, our parent company and one of the world's largest institutional investors.
Sales Executive, Trading Solutions FIS Capital MarketsSales Executive, Trading SolutionsNew York City, New YorkExperienced Sales Executive that is a true ‘Hunter’ with a proven track record selling complex enterprise-wide software systems into Sell-Side and Buy-Side financial institutions. As a Sales Executive, you’ll be part of a team of self-motivated, high achieving sales professionals helping mid- to enterprise-sized businesses achieve greater success.
Senior Manager, Trade & Hospitality Marketing and Business Development MillerKnoll IncSenior Manager, Trade & Hospitality Marketing and Business DevelopmentStamford, CTWorking closely with DWR Retail, Marketing, Design and acting as a liaison with the MillerKnoll Contract teams, the Senior Manager will help identify new opportunities, nurture industry relationships, support project pipelines and execute programs that drive awareness and revenue growth. Director DWR Trade & Hospitality, this role will help strengthen DWR's connection to the residential design trade, boutique & lifestyle hospitality, restaurants, creative workspaces, developers and small businesses.
Travel Trade Sales Consultant Empire State Realty TrustTravel Trade Sales ConsultantNew York, New YorkThe Empire State Building Observatory Experience welcomes millions of visitors each year and is ranked the #1 Top Attraction in New York City for the fourth consecutive year in Tripadvisor’s 2025 Travelers’ Choice Awards: Best of the Best Things to Do, "America's Favorite Building" by the American Institute of Architects, the world's most popular travel destination by Uber, and the #1 New York City attraction in Lonely Planet’s Ultimate Travel List. The ESBO has recently undergone a top-to-bottom renovation that includes a dedicated Guest entrance, an immersive, tactile, and digital museum that celebrates our icon from the moment it was conceived to its place today in pop-culture, and a completely re-imagined 102nd floor viewing experience ( www.esbnyc.com ).
Trade Marketing Associate PAX Labs IncTrade Marketing AssociateNew York, NY$70,000–$90,000 / yearWe are seeking a highly organized and creatively driven Trade Marketing Associate to support the execution of trade-facing programs across multiple states. This role will work closely with Sales and Creative to develop and deliver best-in-class trade marketing assets that drive visibility and sell-through at retail locations nationwide.
Book Designer, Trade Publishing | Lonely Planet Red Ventures LLCBook Designer, Trade Publishing | Lonely PlanetNY$81,250–$118,000 / yearAcross the portfolio, Red Ventures businesses deliver seamless digital experiences for consumers, help Fortune 100 clients solve large-scale digital growth challenges, and create world-class experiences and opportunities for employees. What We''re Looking For: 5+ years of experience designing adult nonfiction trade books and paper products, with a portfolio of commercially published titles - portfolio is required and must include published adult nonfiction trade books.
Senior Manager, U.S. Trade Floor Risk Management (New York City, NY, US, 10281) The Bank of Nova ScotiaSenior Manager, U.S. Trade Floor Risk Management (New York City, NY, US, 10281)New York City, NY$120,900–$231,400 / yearBuilding a high-performance environment and implementing a people strategy that attracts, retains, develops, and motivates the team by (1) fostering an inclusive work environment and using a coaching mindset and behaviors, (2) communicating vison/values/business strategy, and (3) managing succession and development planning for the team; Creating an environment in which the team pursues effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its Code of Conduct and other policies. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
Trade Documentation Associate Royal Bank of CanadaTrade Documentation AssociateNY$120,000–$160,000 / yearMaintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that: Drives RBC's high-performance culture.
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) Capital One Financial CorpTrade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)NY$120,800–$137,900 / yearCore Scenario Coverage: analyze cross-market execution data to detect, evaluate, and disposition core manipulative patterns, including:Spoofing & Layering, Wash Trading, Quote Stuffing, Front-Running: Pinging, Escalation Management: Formally escalate high-risk trading anomalies and potential regulatory breaches to Compliance management in accordance with the firm's escalation matrix. This individual will conduct day-to-day surveillance monitoring, lead deep-dive investigations into complex trading activity, and ensure ongoing compliance with SEC (Securities and Exchange Commission), FINRA (Financial Industry Regulatory Authority), CFTC (Commodity Futures Trading Commission) and NFA (National Futures Association) regulatory requirements and regulatory expectation.
Trade Operations Associate Bridgewater AssociatesTrade Operations AssociateWestport, CT$120,000–$135,000 / yearOur Department is responsible for ensuring the excellent implementation of our systematic investment approach, from raw data to executed trades, with processes and logic that reflect the full richness of our investment insight, executed with a near-zero error rate, and engineered and orchestrated in a way that facilitates oversight and compounding. As part of the Trading Execution team, this role represents an exciting opportunity to generate substantial impact, test your limitations, and engage with top level thinkers as part of a group that seeks to systematically understand the markets.