UNKNOWN

FEED

Responsibilities: Oversight and execution of a suite of tests, monitoring activity and processes in the Investment Engine, which involves evolving existing tests, designing new ones as needed, and analyzing the results to provide a synthesized view of the effectiveness of internal processes and compliance with relevant requirements. Overview of the Role: The Compliance Officer will be responsible for contributing to Bridgewater's goal of excellently fulfilling regulatory obligations, with a primary focus on Bridgewater's Investment Engine, the cornerstone of Bridgewater's portfolio management and construction process.

YEAR

About BridgewaterBridgewater Associates is a premier asset management firm, focused on delivering unique insight and partnership for the most sophisticated global institutional investors.Our investment process is driven by a tireless pursuit to understand how the world's markets and economies work - using cutting edge technology to validate and execute on timeless and universal investment principles.Founded in 1975, we are a community of independent thinkers who share a commitment for excellence. By fostering a culture of openness, transparency, and inclusion, we strive to unlock the most complex questions in investment strategy, management, and corporate culture.About the Legal & Regulatory Group:The Legal & Regulatory Group is responsible for partnering with Bridgewater businesses to protect the legal and regulatory interests of the firm and its clients and managing legal and regulatory risk to ensure that employees act in accordance with the highest legal and ethical standards. Our group maintains in-house expertise in many areas, including corporate, investment management, private funds, intellectual property, employment and commercial law and compliance. The team works closely with a broad range of departments within the firm and manages relationships with external counsel and regulatory consultants.Overview of the Role:The Compliance Officer will be responsible for contributing to Bridgewater's goal of excellently fulfilling regulatory obligations, with a primary focus on Bridgewater's Investment Engine, the cornerstone of Bridgewater's portfolio management and construction process. The Compliance Officer will work closely with multiple front office groups and will need to gain a deep understanding of their activities, systems, and processes, as well as relevant regulatory considerations. The Compliance Officer will also be responsible for oversight of certain processes executed by personnel within LRG and the back office as part of their testing and filing responsibilities.In addition, the Compliance Officer will also be expected to work with the Senior Compliance Officer, Deputy CCO, Chief Compliance Officer ("CCO") and other senior leaders on strategic initiatives and essential workstreams. For a high achiever, this strategic work is expected to increase over time and ultimately the scope of the role will be limited only by the abilities and dedication of the person inhabiting it.Requirements for the Role:To thrive in our unique culture, one must demonstrate humility, innate curiosity, and openness to new ideas/approaches. Members of our community need to be hard working, confident and goal-oriented. Like all Bridgewater employees, the Compliance Officer will be expected to be honest, exceptionally direct, excited about providing and receiving feedback, constantly striving for improvement and committed to the pursuit of excellence.Responsibilities:<ul><li>Oversight and execution of a suite of tests, monitoring activity and processes in the Investment Engine, which involves evolving existing tests, designing new ones as needed, and analyzing the results to provide a synthesized view of the effectiveness of internal processes and compliance with relevant requirements</li><li>Review, draft, and maintain compliance policies and procedures related to trading, portfolio management, best execution, and investment advisory activities, ensuring alignment with current regulatory requirements</li><li>Support the onboarding of new trading strategies and investment products by reviewing compliance implications and updating policies and procedures accordingly</li><li>Design and execute a risk-based compliance testing program</li><li>Assisting the Senior Compliance Officer in delivering and systemizing guidance applicable to investment functions such as trading execution, portfolio management and investment research</li></ul>Qualifications:<ul><li>2-4 years at a law firm and/or in-house legal or compliance team with a focus on financial services regulation</li><li>Knowledge of U.S. securities laws and regulations, including the Investment Advisers Act, and the Exchange Act</li><li>High intellectual horsepower, agility, logical reasoning, practicality and curiosity</li><li>Comfort operating proactively and independently while simultaneously not being afraid to ask for help when required</li><li>Strong project management and oversight capabilities; willingness to hold others accountable to deadlines and obligations</li><li>Strong interpersonal skills; professional, team-oriented with strong work ethic and a "can-do, will-do" attitude</li><li>Excellent oral and written communication skills</li><li>D. preferred, but not required for the right candidate</li><li>Familiarity with regulations applicable to alternative investment managers and private funds preferred, but not required for the right candidate</li></ul>Preferred Skills:<ul><li>Experience with trade surveillance platforms and compliance monitoring tools</li><li>Data management or analysis experience</li><li>Excellent spreadsheet modeling and Excel skills</li><li>Familiarity with Bloomberg API for Excel</li><li>Experience with AI tools (Claude, ChatGPT, etc.)</li></ul>Physical RequirementsThe onsite requirement for this role is four days per week at our Westport, CT campus.CompensationThe wage range for this role is $160,000 - $245,000 inclusive of base salary and discretionary bonus. The expected base salary for this role is between 75-85% of this wage range.Why Choose Bridgewater?It takes all types to make Bridgewater great. We seek a diverse group of innovative thinkers and push them to engage in rigorous and thoughtful inquiry. We develop people through an honest examination of their abilities and performance, enabling personal growth and professional development. We strive to provide you opportunities that will challenge you and unlock your potential.One of our core priorities at Bridgewater is to enable our employees to build a great life and career, and we believe our benefits are an important extension of that philosophy. As such, currently Bridgewater offers a competitive suite of benefits.Explore more information about Bridgewater's benefits on our website here.Bridgewater reserves the right to change its current benefits program at any time, in a manner that is consistent with applicable federal and state regulations.This job description is not a contract and confers no contractual rights, privileges, or benefits on any applicant or potential applicant. Bridgewater has the right to change any and all terms of this job description, including, but not limited to, job responsibilities, qualifications and benefits. Nothing in this job description constitutes an offer or guarantee of employment. Please note that we do not provide immigration sponsorship for this position.Bridgewater Associates, LP is an Equal Opportunity Employer

Bridgewater Associates LP

Compliance Officer Trading/Investments

Application Programming Interface (API)

Artificial Intelligence (AI)

Asset Management

Communication Skills

Compensation and Benefits

Construction

Data Analysis

Data Management

Employment Law

Federal Laws and Regulations

Financial Regulations

Financial Services

Intellectual Property (IP)

Interpersonal Skills

Investment Management

Investment Services

Investment Strategy

Leading Edge Technology

Legal

Legal Standards

Maintain Compliance

Microsoft Exchange Server

Onboarding

Presentation/Verbal Skills

Private Funding

Product Reviews

Project Tracking

Project/Program Management

Public/Media/Press/Analyst Relations

Regulations

Regulatory Compliance

Regulatory Requirements

Relationship Management

Risk

Securities Law

Spreadsheets

State Laws and Regulations

Strategic Planning

Surveillance

Team Player

Test Design

Test Program

Test Suite

Time Management

Writing Skills

OTHER

This role is focused on delivering a high-quality customer experience, supporting sales, and helping customers navigate the trading card and collectibles market. Monmouth Cards is looking for Retail Sales Associates to join our West Hartford location.

Benefits: <ul><li>Bonus based on performance</li><li>Competitive salary</li><li>Employee discounts</li><li>Free uniforms</li><li>Opportunity for advancement</li></ul> Job Title: Retail Sales Associate Trading Cards Location: West Hartford Connecticut Company: Monmouth Trading Cards Overview Monmouth Cards is looking for Retail Sales Associates to join our West Hartford location. This role is focused on delivering a high-quality customer experience, supporting sales, and helping customers navigate the trading card and collectibles market. You’ll work in a fast-paced retail environment with a mix of collectors, hobbyists, and new customers. Key Responsibilities <ul><li> Assist customers with purchases, questions, and product recommendations </li><li> Provide a friendly, knowledgeable, and engaging in-store experience </li><li> Support sales of sealed product, single cards, and supplies </li><li> Maintain store organization, cleanliness, and merchandising </li><li> Process transactions accurately and efficiently </li><li> Restock inventory and assist with product displays </li><li> Support in-store events, promotions, and busy sales periods </li></ul>Qualifications <ul><li> Strong communication and customer service skills </li><li> Reliable and able to work flexible hours including nights and weekends </li><li> Ability to work in a fast-paced retail environment </li><li> Interest in trading cards, collectibles, or sports preferred </li><li> Prior retail or customer service experience is a plus </li></ul>What Success Looks Like <ul><li> Positive, engaging customer interactions </li><li> Strong product knowledge and helpful recommendations </li><li> Efficient and accurate transactions </li><li> Clean, organized, and well-stocked store </li><li> Ability to perform well during busy store hours </li></ul>

Monmouth Trading Cards

Retail Sales Associate Trading Cards

Customer Experience

Customer Relations

Customer Support/Service

Merchandising

Organizational Skills

Product Support

Retail

Retail Sales

Sales Promotions

Sales Support

Sports

Transaction Processing/Management

The role requires strong leadership, operational discipline, and the ability to create an engaging in-store experience for both new and experienced collectors. Monmouth Cards is looking for a Store Manager to lead our UConn-area retail location.

Benefits: <ul><li>Bonus based on performance</li><li>Company parties</li><li>Competitive salary</li><li>Dental insurance</li><li>Employee discounts</li><li>Flexible schedule</li><li>Free food & snacks</li><li>Health insurance</li><li>Opportunity for advancement</li><li>Paid time off</li><li>Training & development</li></ul> Job Title: Retail Store Manager Trading Cards Location: Storrs Connecticut (UConn Area) Company: Monmouth Trading Cards Overview Monmouth Cards is looking for a Store Manager to lead our UConn-area retail location. This is a fast-paced store serving a high-volume, student-driven customer base. The role requires strong leadership, operational discipline, and the ability to create an engaging in-store experience for both new and experienced collectors. Key Responsibilities <ul><li> Lead daily store operations in a high-traffic environment </li><li> Hire, train, and manage a team of part-time associates (including students) </li><li> Drive in-store sales through strong customer engagement and product knowledge </li><li> Manage inventory across sealed product, single cards, and supplies </li><li> Maintain store organization, merchandising, and cleanliness </li><li> Handle scheduling and ensure proper staffing during peak hours </li><li> Build relationships with the local community and campus customers </li><li> Execute promotions, events, and product launches </li></ul>Qualifications <ul><li> Prior retail management experience required </li><li> Experience managing part-time or student employees is a plus </li><li> Strong leadership and communication skills </li><li> Ability to operate in a fast-paced, high-volume environment </li><li> Sales-driven mindset with focus on customer experience </li><li> Interest in trading cards or collectibles preferred </li></ul>What Success Looks Like <ul><li> Strong sales performance and consistent store growth </li><li> Well-trained, reliable team with high energy and accountability </li><li> Smooth operations during peak hours and busy seasons </li><li> Clean, organized, and well-stocked store </li><li> Loyal customer base built within the UConn community </li></ul>

Trading Jobs in Wallingford, CT

Resume Resources

Get noticed by top employers!

Trading Jobs in Wallingford, CT

Compliance Officer Trading/Investments Bridgewater Associates LP

Retail Sales Associate Trading Cards Monmouth Trading Cards

Retail Store Manager Trading Cards Monmouth Trading Cards

Resume Resources