UNKNOWN

FEED

Associates who live outside of a 60-mile radius of a corporate office (Carmel, Chicago, and Orlando) may perform this role full-time work from home (WFH) from any US based location, as long as you are willing to work central or eastern time zone hours. This position requires extensive knowledge and expertise with SEC, FINRA, SEC 1940 Act, State, ERISA, DOL, rules and regulations and appropriate experience of regulatory agencies and exchanges.

YEAR

Job DetailsThe stated pay range is based on a national-average location. Actual salary is determined by factors including relevant work experience, skills and location. This position is bonus eligible. Candidates and associates may be asked to travel to corporate offices for interviews, training and/or meetings. Work cannot be performed from outside of the United States.CNO Financial Group's Legal Department is hiring a Sr. Compliance Analyst, Broker/Dealer to be a key contributor on the Broker/Dealer Compliance team and will be effective in the implementation, maintenance, and administration of the Compliance Program. This position requires extensive knowledge and expertise with SEC, FINRA, SEC 1940 Act, State, ERISA, DOL, rules and regulations and appropriate experience of regulatory agencies and exchanges. Because of the experience necessary to fulfil the Senior Compliance Analyst role, a broad degree of latitude in decision making and defining appropriate solutions is entrusted to the individual fulfilling this role.As a Sr. Compliance Analyst, Broker/Dealer, your responsibilities will include:<ul><li>Investigate and resolve customer complaints in line with regulatory standards and firm policies.</li><li>Act as conduit between the firm and regulator.</li><li>Assess all communications of the Firm according to current, pertinent regulatory requirements including internal guidelines and procedures.</li><li>Protects highly confidential nature of such communications.</li><li>Monitor and test against applicable guidelines for potential business practice issues and/or regulatory concerns.</li><li>Analyzes history and other sources of information of potential issues.</li><li>Performs further investigation and obtains additional detailed research by discussing and questioning the source(s) of the communication.</li><li>Identifies and escalates potential issues to Senior management, from business areas as directed.</li><li>Conduct in-depth surveillance of various functions and processes throughout the organization to ensure compliance with the firm's policies and procedures.</li><li>Regulatory developments - internal and industry regulations, guidelines, policies and issues impacting the content, use and distribution of email communications.</li><li>Possesses working knowledge of each business unit and their specific business needs both internally and in the industry.</li><li>Develop policies and procedures and communicates policies and procedures to assigned areas; communicates new regulatory developments.</li><li>Tests supervision structure and workflows and makes recommendations on ways to increase efficiency while maintaining internal controls.</li><li>Participates as subject matter expert in special projects of the Firm and the Corporate Enterprise.</li><li>Conduct inspections of field offices and offices of supervision, including identification of potential advisor sales practice violations.</li><li>Create and maintain key risk indicators and metrics using test results and other identifiers</li><li>Provide timely updates and communication to Supervisory Principals and OSJ/Branch BOAs regarding compliance and regulatory topics.</li><li>Support/review compliance, operations and other corporate communications; disseminate relevant materials to management and associates.</li></ul>The Sr. Compliance Analyst, Broker/Dealer position is well-suited for you if you have:<ul><li>Excellent analytical skills, including the ability to evaluate a broad scope of data to define potential risks.</li><li>Excellent organization skills, ability to manage multiple priorities, ability to work independently.</li><li>Ability to meet time sensitive deadlines, and provide in-depth reporting to executives, regulators and legal counsel.</li><li>Demonstrated leadership competency, including the ability to build relationships.</li><li>Collaborate as a subject matter expert for the broker dealer and RIA with enterprise groups and sales force.</li><li>Excellent communication skills, both written and verbal. Proven ability to communicate.</li><li>Ability to travel approximately 30%.</li></ul>What you'll need:<ul><li>Series 7 and 24</li><li>Series 63 and/or 65/66</li><li>Bachelor's degree or 8 years experience as equivalent</li><li>Three years of experience in a securities/investment environment</li><li>An understanding of FINRA rule 4530 and how to apply it</li></ul>What will set you apart:<ul><li>Ability to work in Central or Eastern US Time Zone Business Hours</li><li>Experience in a compliance function with the following concentrations: SEC-registered investment adviser experience, FINRA member firm, complaint resolution</li><li>Experience reviewing marketing materials and RFPs for an investment adviser</li><li>Industry and securities markets, as well as knowledge of securities laws that relate to governance</li><li>Compliance and business risk, and implement solutions to address and mitigate such risk</li><li>Relational database models</li><li>Participation in special projects related to business processes, internal controls and audit verification</li></ul>The Company offers the following benefits for this position, subject to applicable eligibility requirements:<ul><li>medical insurance</li><li>dental insurance</li><li>vision insurance</li><li>401(k) retirement plan with company match</li><li>short-term & long-term disability insurance</li><li>Paid time-off and corporate holidays,</li><li>paid parental leave</li><li>company paid life insurance</li></ul>Click on this link for additional information.CNO embraces flexibility and encourages you to work where you're most productive. Associates who live within a 60-mile radius of a corporate office (Carmel, Chicago, and Orlando) have access to come into that office.Associates who live outside of a 60-mile radius of a corporate office (Carmel, Chicago, and Orlando) may perform this role full-time work from home (WFH) from any US based location, as long as you are willing to work central or eastern time zone hours.All associates may be asked to travel to varying corporate offices periodically. Work cannot be performed from outside of the United States.CNO Financial Group, Inc. (NYSE: CNO) secures the future of middle-income America. CNO provides life and health insurance, annuities, financial services and workforce benefits solutions through our family of brands, including Bankers Life, Colonial Penn, Optavise and Washington National. Our customers work hard to save for the future, and we help protect their health, income and retirement needs with 3.3 million policies and more than $38.3 billion in total assets. Our 3,300 associates, 4,900 exclusive agents and more than 6,500 independent partner agents guide individuals, families and businesses through a lifetime of financial decisions.We are financially strong and well positioned for continued growth, and we are grounded in our core values of People Focused, Integrity, Customer Driven, and Excellence. We have offices in more than 220 communities in the U.S., including our headquarters in Carmel, Indiana, and corporate offices in Chicago and Orlando.At CNO Financial Group, we're always looking forward-to the security and stability we help create for our insurance brands' customers, and the growth we create within our own company. We're looking for ambitious people who want to do more. We'll provide you with opportunities to grow your skills through challenging professional experiences.If you're looking for a culture that encourages development, helps you reach your potential, and rewards you for your contribution, then CNO Financial Group is right for you. For more information, visit CNOinc.com.We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.CompensationPay Range: $81,100.00 - $121,700.00 AnnualWe are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

CNO Financial Group mission is to be a leading provider of financial security for life, health and retirement needs of middle market Americans. Headquartered in suburban Indianapolis, Indiana, our companies provide supplemental health insurance, life insurance and annuities. Through our subsidiaries and a nationwide network of distributors, CNO Financial Group helps more than 4 million customers step up to a better, more secure future. CNO Financial Group is a Fortune 500 company, with more than $4 billion in annual revenues. Our common stock is traded on the New York Stock Exchange under the symbol "CNO."

CNO Financial Group Inc

Sr Compliance Analyst, Broker/Dealer - REMOTE

Analysis Skills

Brokerage

Business Processes

Communication Skills

Consumer Branding

Corporate Communications

Dental Insurance

Diversity

ERISA (Employee Retirement Income Security Act of 1974)

Enterprise Sales

Health Insurance

Insurance

Internal Audit

Investment Services

Leadership

Legal

Life Insurance

Maintain Compliance

Marketing

Materials Management

Multitasking

Office Management

Operational Audit

Organizational Skills

Policy Development

Presentation/Verbal Skills

Procedure Development

Quality Metrics

Registered Investment Advisor (RIA)

Regulations

Regulatory Compliance

Regulatory Requirements

Request for Proposals (RFP)

Resolve Customer Issues

Risk

Risk Management

Sales

Securities

Securities Investments

Securities Law

Securities and Exchange Commission (SEC)

Surveillance

Time Management

Vision Plan

Willing to Travel

Work From Home

Writing Skills

OTHER

With over 20 years of experience working with Fortune 500s and industry leaders, Mesh Systems has IoT engineering competency across hardware, software, wireless technologies, and cloud services. This would be a hybrid position with both work-from-home/in-office work based out of our Headquarters in Indianapolis, IN (specifically Carmel) or our IoT Innovation Center in Appleton, WI reporting directly to the Director of Product.

We invite you to submit your resume and a cover letter explaining why you are interested in future opportunities with Mesh Systems as a Software or Senior Software Engineer. We are always looking for top talent! Your application will be reviewed, and we will contact you should a suitable position become available. This would be a hybrid position with both work-from-home/in-office work based out of our Headquarters in Indianapolis, IN (specifically Carmel) or our IoT Innovation Center in Appleton, WI reporting directly to the Director of Product. Fully remote teammates will be taken into consideration in certain circumstances.Candidates are expected to fully answer all application questions. Incomplete responses may impact your application. NO AGENCY APPLICATIONS ACCEPTEDBenefitsAbout Mesh Systems<a class="external" href="https://meshsystems.com/" rel="nofollow noreferrer noopener">Mesh Systems</a> is an Internet of Things (IoT) Solutions Software and Services company that helps enterprises achieve digital transformation. With over 20 years of experience working with Fortune 500s and industry leaders, Mesh Systems has IoT engineering competency across hardware, software, wireless technologies, and cloud services. We have been regularly awarded as one of the most innovative companies in the IoT ecosystem. Our consistent growth and success have earned us a place on the Inc. 5000 list five times, most recently in 2025, and we’ve been recognized on the Deloitte Technology Fast 500 twice. In 2023, we were honored with two Mira Award nominations for Exceptional Employer and Scale-Up of the Year, and in 2025 we were once again named a Best Places to Work company by the Indiana Chamber. As a sales-driven, partner-led organization, we continuously seek to drive value and maximize the benefits of IoT & AI for the enterprises we serve. Our commitment to innovation, customer success, and fostering a collaborative culture sets us apart as a leader in the industry.Working at Mesh has its perks!Salary, company bonus, medical, dental, vision, cyber security, pet insurance, 401k plan with match, flexible work from home, 2 weeks annually ability to work anywhere in the world, parental leave, growth and development opportunities, flex-time off, volunteer time off, company paid life insurance, Friday Lunch & Learns, and unlimited snacks, fruit, coffee, and sodas!Equal Opportunity EmployerMesh Systems is committed to creating a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status. Our goal is to employ a diverse mix of talented people who want to come, to stay, and do their best work.

Mesh Systems

Future Opportunity: Software and Senior Software Engineers

Adobe Flex

Artificial Intelligence (AI)

Cloud Computing

Ecosystems

Fortune 500 Customers

High Tech Industry

Internet Security

Internet of Things

Software Engineering

Team Player

Wireless Communications

Wireless Software

Workable

We invite you to submit your resume and a cover letter explaining why you are interested in future opportunities with Mesh Systems as a Hardware or Senior Hardware Engineer. We are always looking for top talent! Your application will be reviewed, and we will contact you should a suitable position become available. This would be a hybrid position with both work-from-home/in-office work based out of our Headquarters in Indianapolis, IN (specifically Carmel) or our IoT Innovation Center in Appleton, WI reporting directly to the Director of Product. Fully remote teammates will be taken into consideration in certain circumstances.Candidates are expected to fully answer all application questions. Incomplete responses may impact your application. NO AGENCY APPLICATIONS ACCEPTEDRequirementsInteresting Capabilities<ul><li>Familiarity with analog and digital circuits, schematics, PCB layouts, and system architectures </li><li>Experience using industry-standard tools such as KiCAD, Altium Designer, Cadence, SPICE, and OrCAD</li><li>Knowledge of embedded IoT technologies such as STMicroelectronics, Espressif, and NXP technologies; and connectivity technologies such as Bluetooth, Wi-Fi, and Cellular communication modules, antennas, and components</li><li>Familiarity with hardware regulations and compliance standards such as FCC, IC, CE, RoHS, and IPC</li><li>Familiarity with EVT, DVT, and PVT processes</li><li>Familiarity with hardware testing and validation best practices that verify designs and incoming PCBAs</li></ul><ul><li>Familiarity with version control, agile planning tools, and peer review, such as Visual Studio, Azure DevOps, GitHub, Jira, and Git</li></ul>BenefitsAbout Mesh Systems<a class="external" href="https://meshsystems.com/" rel="nofollow noreferrer noopener">Mesh Systems</a> is an Internet of Things (IoT) Solutions Software and Services company that helps enterprises achieve digital transformation. With over 20 years of experience working with Fortune 500s and industry leaders, Mesh Systems has IoT engineering competency across hardware, software, wireless technologies, and cloud services. We have been regularly awarded as one of the most innovative companies in the IoT ecosystem. Our consistent growth and success have earned us a place on the Inc. 5000 list five times, most recently in 2025, and we’ve been recognized on the Deloitte Technology Fast 500 twice. In 2023, we were honored with two Mira Award nominations for Exceptional Employer and Scale-Up of the Year, and in 2025 we were once again named a Best Places to Work company by the Indiana Chamber. As a sales-driven, partner-led organization, we continuously seek to drive value and maximize the benefits of IoT & AI for the enterprises we serve. Our commitment to innovation, customer success, and fostering a collaborative culture sets us apart as a leader in the industry.Working at Mesh has its perks!Salary, company bonus, medical, dental, vision, cyber security, pet insurance, 401k plan with match, flexible work from home, 2 weeks annually ability to work anywhere in the world, parental leave, growth and development opportunities, flex-time off, volunteer time off, company paid life insurance, Friday Lunch & Learns, and unlimited snacks, fruit, coffee, and sodas!Equal Opportunity EmployerMesh Systems is committed to creating a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status. Our goal is to employ a diverse mix of talented people who want to come, to stay, and do their best work.

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Sr Compliance Analyst, Broker/Dealer - REMOTE CNO Financial Group Inc

Future Opportunity: Software and Senior Software Engineers Mesh Systems

Future Opportunity: Hardware and Senior Hardware Engineers Mesh Systems

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