["Compliance Analyst","Compliance Analyst"]

Phyton Talent Advisors

  • Jersey City
  • 1 day ago
  • $50–$60 Per Hour
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Skills

  • Analysis Skillsunmatched
  • Auditingunmatched
  • Communication Skillsunmatched
  • Corrective Actionunmatched
  • Cross-Functionalunmatched
  • Detail Orientedunmatched
  • Documentationunmatched
  • Financial Servicesunmatched
  • Global Financial Marketsunmatched
  • HIPAA (Health Insurance Portability and Accountability Act)unmatched
  • Internal Auditunmatched
  • Maintain Complianceunmatched
  • Microsoft Officeunmatched
  • Monitor Regulationsunmatched
  • Process Analysisunmatched
  • Regulationsunmatched
  • Regulatory Complianceunmatched
  • Regulatory Reportsunmatched
  • Regulatory Requirementsunmatched
  • Research Skillsunmatched
  • Risk Analysisunmatched
  • Risk Managementunmatched
  • Sarbanes-Oxley Act (SOX)unmatched
  • Securities and Exchange Commission (SEC)unmatched

Description

Our Client, a Global Financial Services Firm, is seeking a Compliance Analyst to support compliance monitoring, regulatory reporting, and risk management initiatives within a dynamic financial services environment. This role is responsible for ensuring adherence to internal policies, SEC Rule 15c3-3 requirements, and applicable regulatory standards while partnering with cross-functional teams to identify and mitigate compliance risks.

Key Responsibilities:

  • Review and assess internal processes to identify potential compliance risks.
  • Conduct compliance reviews and audits, documenting findings and recommendations.
  • Monitor regulatory changes and assist with updating policies and procedures.
  • Support investigations into compliance-related matters and recommend corrective actions.
  • Partner with internal stakeholders to ensure compliance with legal and regulatory requirements.
  • Assist with compliance training and awareness initiatives.
  • Maintain accurate documentation while handling sensitive and confidential information.
Qualifications:
  • Experience in compliance, risk management, internal audit, or a related field.
  • Knowledge of SEC Rule 15c3-3 and other regulatory frameworks such as SOX, GDPR, or HIPAA is preferred.
  • Strong analytical, research, and communication skills.
  • Proficiency with Microsoft Office and compliance management tools.
  • Exceptional attention to detail and the ability to manage confidential information.

Hourly Pay Range: $50.00 to $60.00/hr

Numbers & Facts

LocationJersey City
Salary$50–$60 Per Hour

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