Title: AML & Financial Crimes Quality Control Analyst
Office Status: Hybrid (4 days in-office)
Pay Rate: $42.25
Contract Length: Not specified
ABOUT THE ROLEA financial services organization is seeking an experienced AML & Financial Crimes Quality Control Analyst to review the accuracy, completeness, and consistency of financial crime investigations and case documentation. This role focuses on evaluating investigative decisions, identifying quality issues and potential risks, providing actionable feedback, and preparing reports to help strengthen compliance standards and operational effectiveness.
RESPONSIBILITIES- Conduct quality control reviews of AML, financial intelligence, client intelligence, and fraud investigation case files.
- Evaluate investigative narratives, case dispositions, supporting documentation, and decision-making for accuracy and completeness.
- Verify that appropriate research and analysis were performed and that cases meet established quality standards.
- Ensure case closures and regulatory filings comply with internal service-level agreements and applicable banking or securities regulations.
- Identify missed red flags, documentation gaps, inconsistencies, and opportunities to improve investigative quality.
- Provide clear written and verbal feedback to analysts and relevant stakeholders.
- Prepare quality metrics and reports for management to identify trends, recurring issues, and potential risks.
- Escalate significant findings and recommend improvements to processes, controls, and risk mitigation practices.
- Support special projects and provide subject matter guidance or mentoring on AML and fraud-related matters.
- Use appropriate analytical tools, including AI-enabled technologies, while applying independent judgment and protecting confidential information.