Sign upLog in
See more jobs

Compliance Manager (Financial Services / Lending)

Southern Auto Finance Company
  • Pompano Beach, Florida
    30+ days ago

    Job Description

    Compliance Manager (Financial Services / Lending)
     
    *** This is an in-office role, so only experienced candidates who reside in the South Florida market will be considered or those willing to relocate***.
     
    As a Compliance Manager, you'll play a vital role in upholding our values by ensuring that our operations comply with local, state, and federal laws, as well as industry regulations. We're committed to fostering a culture of transparency, accountability, and continuous improvement, and we need your expertise to help us achieve these goals.
     
    We are looking for someone with a strong legal and compliance background who will use data, advanced technology (including AI), and financial services experience to help grow and build our compliance department.
     
    Earn salary + bonus starting at $100,000 or more annually!
     
    Your Responsibilities:
    As our Compliance Manager, you'll be at the forefront of our compliance efforts. Here's what you'll be doing:
    • Leading Compliance Programs: You'll spearhead the development and execution of SAFCO's compliance initiatives in compliance with CFPB guidance, state regulations, and federal guidelines
    • Compliant Management and Remediation: Oversee compliant management system. Respond to any customer complaints and investigate to propose any internal remediation steps or team member coaching
    • Risk Management: Identify potential areas of compliance vulnerability and develop strategies to mitigate risks, ensuring our operations remain ethical and lawful.
    • Training and Education: Facilitate training sessions to educate our team members on compliance regulations and best practices, empowering them to uphold our standards.
    • Quality Assurance / Audits: Design and manage quality assurance program ans scorecards for funding and collections team to test adherence to policy and relevant laws. Conduct periodic audits to evaluate our systems and procedures for regulatory compliance.
    • Policies and Procedures: Work closely with senior leadership and other departments to develop, modify, and maintain policies and procedures that align with our compliance program.
    Who We're Looking For:
    To excel in this role, you'll need:
    • Strong Communication Skills: Whether it's writing reports or speaking with stakeholders, you can effectively communicate complex information with clarity and professionalism.
    • Analytical Thinking: You're adept at problem-solving and can analyze situations to develop effective solutions.
    • Team Leadership: You'll supervise other department staff and provide guidance and mentorship to ensure our compliance functions run smoothly.
    • Adaptability: In a fast-paced environment, you thrive on challenges and can make sound decisions independently.
    Education and Experience:
    A Bachelor's degree and 3 to 5 years of relevant experience is required.
    JD degree is a plus
    Must have knowledge and experience of financial services and laws/regulations related to lending and loans
     
    How to Apply:
    Interested? Apply here or on www.gosafco.com/careers. SAFCO is an EOE/drug-free employer.
     
    Explore Life at SAFCO on LinkedIn
    Follow our team, culture, and career opportunities.
    LI-DP1

    Numbers & Facts

    LocationPompano Beach, Florida

    Skills

    • Analysis Skillsunmatched
    • Artificial Intelligence (AI)unmatched
    • Auditingunmatched
    • Coachingunmatched
    • Communication Skillsunmatched
    • Continuous Improvementunmatched
    • Credit and Collectionsunmatched
    • Employee Orientationunmatched
    • Federal Laws and Regulationsunmatched
    • Financial Servicesunmatched
    • Fundingunmatched
    • Leadershipunmatched
    • Legalunmatched
    • LinkedInunmatched
    • Loansunmatched
    • Maintain Complianceunmatched
    • Mentoringunmatched
    • People Managementunmatched
    • Policy Developmentunmatched
    • Problem Solving Skillsunmatched
    • Procedure Developmentunmatched
    • Quality Assuranceunmatched
    • Quality Managementunmatched
    • Regulationsunmatched
    • Regulatory Complianceunmatched
    • Reporting Skillsunmatched
    • Risk Analysisunmatched
    • Risk Managementunmatched
    • Scorecardingunmatched
    • State Laws and Regulationsunmatched
    • Strategic Planningunmatched
    • Team Lead/Managerunmatched
    • Testingunmatched

    Be found by employers

    5,500+ employers search our resume database daily. Add yours to get found by recruiters looking for candidates like you.

    Level up your application

    Professional resume templates

    Browse dozens of recruiter approved resume templates, layouts and formats. Choose your favorite and make it your own in minutes.

    Free resume templates

    Free resume builder

    Improve your existing resume or start from scratch and create a standout, ATS-friendly resume. Add job-specific content, download and apply.

    Free resume builder