Digital Advertising Marketing Analyst

About Futu US Inc.

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that"s designed to elevate the investment experience.

Here"s a closer look at our key entities:

• Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
• Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
• Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.

For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.

Digital Advertising Marketing Analyst

Office Location: Dallas, TX or Jersey City, NJ

About the Team & Role:

As a Digital Advertising Compliance Analyst, you will play an essential role in ensuring that the firm"s retail advertising, marketing materials, digital campaigns, and public communications meet applicable regulatory requirements and internal compliance standards.

Working closely with Marketing and business stakeholders, you will review and evaluate communications across digital channels, identify potential regulatory risks, and provide practical guidance that supports compliant, accurate, and effective investor communications.

The role combines regulatory review, social media surveillance, audit support, and continuous process improvement. The successful candidate will bring strong knowledge of broker-dealer and crypto advertising regulations, sound regulatory judgment, and the ability to manage a high-volume review environment without compromising quality.

What You"ll Do:

Advertising and retail communications review

• Review and, within assigned authority, approve retail communications, including digital advertisements, websites, mobile applications, social media content, email campaigns, promotional materials, and other investor-facing communications.
• Evaluate communications against FINRA Rule 2210, applicable SEC requirements, state regulations, firm policies, and relevant product-specific advertising standards.
• Identify misleading, exaggerated, promissory, or insufficiently substantiated statements, as well as deficiencies in disclosures, risk presentations, performance claims, and comparisons.
• Provide clear, actionable feedback to Marketing and business stakeholders while maintaining regulatory independence.
• Maintain accurate documentation of reviews, decisions, approvals, and supporting evidence.

Surveillance and risk monitoring

• Conduct risk-based surveillance of firm-sponsored social media and other public communications.
• Perform retrospective reviews to identify potential violations, unauthorized communications, and emerging compliance risks.
• Document findings, escalate material concerns, and monitor remediation through closure.
• Identify recurring issues and recommend preventive controls.

Regulatory examinations and audit support

• Support FINRA, SEC, state, internal audit, and other applicable regulatory examinations.
• Assist with advertising-related record requests, review documentation, surveillance evidence, and remediation tracking.

Operational excellence and process improvement

• Manage assigned advertising submissions within established service-level expectations.
• Monitor review queues, prioritize time-sensitive campaigns, and escalate potential delays.
• Support enhancements to advertising review and surveillance workflows, including Red Oak, Smarsh, or comparable platforms.
• Identify opportunities for workflow standardization, automation, improved reporting, and reduced manual processing.
• Collaborate with Marketing, Legal, and Product teams on new campaigns and product launches.