Location: United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client).

Reports to: CCO / CFO / General Counsel (depending on reporting obligations).

Role Overview

The Regulatory Reporting Director owns the governance, accuracy, and timeliness of regulatory filings and reporting obligations. The scope may include SEC/FINRA reporting (where applicable), prudential reporting for partner bank arrangements, or state-level reporting duties depending on the business model.

Compensation Guidance

Typical US compensation: $170,000 – $240,000 base, plus bonus/equity depending on stage.

About MastarRec

MastarRec is a boutique executive search partner supporting regulated organisations across the UK and United States. Apply (Confidentially): Submit CV via MastarRec.

Required Experience

• 7–12 years regulatory reporting experience within financial services, broker-dealer, asset management, banking, or FinTech.
  
• Strong understanding of reporting controls, data governance, and regulatory deadlines.
  
• Proven ability to run complex reporting programs with multiple stakeholders.
  

Preferred Background

• SEC/FINRA reporting exposure (where applicable), or experience with partner-bank reporting obligations.
  
• Background in controllership, financial controls, or compliance governance.
  

Key Responsibilities

• Own regulatory reporting calendar and controls; ensure all filings are accurate, timely, and supported by strong documentation.
  
• Develop and maintain reporting policies, procedures, and reconciliations; implement controls to reduce reporting errors and operational risk.
  
• Partner with Finance, Legal, Compliance, and Data teams to source, validate, and explain reported figures and disclosures.
  
• Prepare leadership briefings on reporting obligations, changes, and risks; manage regulator inquiries related to filings.
  
• Lead improvements to reporting workflows and tooling; ensure audit-ready evidence and change control.