Wealth Advisor

The grass truly is greener as an independent business owner—but independence doesn’t mean going it alone. Our team is here to support you with a full-time compliance officer, a CFA charter-holding CIO, and leadership from a producing CFP. We understand the resources you need to grow your business, safeguard your practice, and serve your clients effectively.

Independent Financial Advisor BenefitsCompetitive compensation package. (80 to 90% payouts)

• Backed by one of the largest broker-dealers in the USA.
• Supportive and collaborative team environment: Trading, Compliance and Operations

Independent Financial Advisor Responsibilities:

• Build and maintain strong client relationships.
• Provide comprehensive financial planning advice, including investment strategies, retirement planning, estate planning, and insurance.
• Conduct financial needs assessments and develop personalized financial plans.
• Manage client portfolios and provide ongoing investment management services.
• Educate clients on financial concepts and market trends.
• Generate leads and build a strong referral network.
• Comply with all applicable regulatory and compliance requirements.

Independent Financial Advisor Qualifications:

• Proven track record of success in the financial services industry. (minimum of $200k in annual Fee production)
• Excellent communication, interpersonal, and presentation skills.
• Strong analytical and problem-solving skills.
• Client-focused and results-oriented.
• Series 7 and 66 (or 63 & 65) licenses are preferred. CFP is a plus.
• A Bachelor's degree in finance, economics, or a related field is preferred