Supervisory Examiner Federal Reserve Bank of PhiladelphiaSupervisory ExaminerNew York, New YorkSupervisory or industry experience in large bank activities, including commercial banking, retail banking, payments, investment banking and/or global markets trading businesses, including experience of financial and non-financial risk management and audit functions. The Supervision Group at FRBNY is responsible for the day-to-day supervision of Globally Systemically Important Banks, Large and Foreign Banking Organizations, Regional and Community Banking Organizations and Financial Market Utilities that are based in the Second District.
BSA/AML Supervisory Examiner Federal Reserve Bank of PhiladelphiaBSA/AML Supervisory ExaminerNew York, New YorkThe Supervision Group at FRBNY is responsible for the day-to-day supervision of Globally Systemically Important Banks, Large and Foreign Banking Organizations, Regional and Community Banking Organizations and Financial Market Utilities that are based in the Second District. Supervision is carried out through a combination of methods, including on-site and off-site examinations involving staff dedicated to the supervision of an individual firm and other professionals focused on analytical, policy and risk matters.
Financial Risk Supervising Examiner Federal Reserve Bank of PhiladelphiaFinancial Risk Supervising ExaminerNew York, New YorkThe Supervision Group at the FRBNY is responsible for the day-to-day supervision of Globally Systemically Important Banks, Large and Foreign Banking Organizations, Regional and Community Banking Organizations and Financial Market Utilities that are based in the Second District. Supervisory or industry experience in bank activities, including commercial banking, retail lending, payments, global markets trading businesses, including experience in financial risk management and audit functions.
Cyber/IT Risk Supervising Examiner Federal Reserve Bank of PhiladelphiaCyber/IT Risk Supervising ExaminerNew York, New YorkThe Supervision Group at FRBNY is responsible for the day-to-day supervision of Globally Systemically Important Banks, Large and Foreign Banking Organizations, Regional and Community Banking Organizations and Financial Market Utilities that are based in the Second District. Supervisory or industry experience evaluating IT and cybersecurity programs at large financial institutions with complex technology profiles is, including the ability to assess controls against supervisory expectations and emerging threats and communicate them in an effective way to non-technical stakeholders.
NewSenior Field Examiner US BankSenior Field ExaminerNew York, NY$119,765–$140,900 / yearIn addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Reviews accounting records of secured loan relationship customers to analyze and evaluate credit and collateral quality and to determine their financial condition and establish collateral values.
Field Examiner U.S. Department of Veterans AffairsField ExaminerNew York, NY$61,722–$97,087 / yearMINIMUM QUALIFICATION REQUIREMENT: You may qualify based on your experience and/or education as described below: GS-09 Grade Level: Specialized Experience: One year of specialized experience equivalent to the GS-07 is defined as use of fact finding sources (i.e., conducting interviews, researching court records, etc.) to verify facts and obtain specific pieces of information; or, experience applying Federal, state and/or local laws and regulations to administer benefits programs or services; or, financial management experience for individuals or businesses. This vacancy is open to current, permanent Columbia, SC VBA Regional Office employees and Status candidates, covered by the indicated hiring paths, residing in the local commuting area of the desired location: Daytona Beach/Port Orange, Florida; Panama City, Florida; Punta Gorda/Fort Myers, Florida; Saint Petersburg, Florida; Atlanta, Georgia; Columbus, Georgia; Hickory, North Carolina; Winston-Salem, North Carolina; Anderson, South Carolina; Florence, South Carolina.
Supervisory Examiner The Federal Reserve SystemSupervisory ExaminerNew York, NY$164,200–$242,200 / yearSupervisory or industry experience in large bank activities, including commercial banking, retail banking, payments, investment banking and/or global markets trading businesses, including experience of financial and non-financial risk management and audit functions. The Supervision Group at FRBNY is responsible for the day-to-day supervision of Globally Systemically Important Banks, Large and Foreign Banking Organizations, Regional and Community Banking Organizations and Financial Market Utilities that are based in the Second District.
BSA/AML Supervisory Examiner The Federal Reserve SystemBSA/AML Supervisory ExaminerNew York, NY$164,200–$242,200 / yearThe Supervision Group at FRBNY is responsible for the day-to-day supervision of Globally Systemically Important Banks, Large and Foreign Banking Organizations, Regional and Community Banking Organizations and Financial Market Utilities that are based in the Second District. How You'll Make an Impact: Maintain deep knowledge of the firms and industry strategy, risk profile, governance, risk management, and control functions via monitoring, analysis, and examination activities.
Financial Risk Supervising Examiner The Federal Reserve SystemFinancial Risk Supervising ExaminerNew York, NY$164,200–$242,200 / yearThe Supervision Group at the FRBNY is responsible for the day-to-day supervision of Globally Systemically Important Banks, Large and Foreign Banking Organizations, Regional and Community Banking Organizations and Financial Market Utilities that are based in the Second District. Supervisory or industry experience in bank activities, including commercial banking, retail lending, payments, global markets trading businesses, including experience in financial risk management and audit functions.
Cyber/IT Risk Supervising Examiner The Federal Reserve SystemCyber/IT Risk Supervising ExaminerNew York, NY$164,200–$242,200 / yearThe Supervision Group at FRBNY is responsible for the day-to-day supervision of Globally Systemically Important Banks, Large and Foreign Banking Organizations, Regional and Community Banking Organizations and Financial Market Utilities that are based in the Second District. Supervisory or industry experience evaluating IT and cybersecurity programs at large financial institutions with complex technology profiles is required, including the ability to assess controls against supervisory expectations and emerging threats and communicate them in an effective way to non-technical stakeholders.
Deputy Chief Information Security Officer - Bank Mercury Technologies IncDeputy Chief Information Security Officer - BankNew York, NY$269,700–$353,950 / yearYou''ll be the person who keeps the program examiner-ready by default: coherent policy architecture, evidenced controls, a credible gap-remediation track record, and a tested incident response program with documented exercise history. Our target new hire base salary ranges for this role are the following: US employees in New York City, Los Angeles, Seattle, or the San Francisco Bay Area: $269,700 - 353,950.
Supv NBEBE LB Technical Lead wemphasis in Retail Credit NB-0570-VI.2 Temp Promotion 1-Year Department of the Treasury, USSupv NBEBE LB Technical Lead wemphasis in Retail Credit NB-0570-VI.2 Temp Promotion 1-YearNew York, NY$166,700–$309,748 / yearAdditional Information regarding LGFI Assignments - Selectees from LGFI job postings may be assigned to any of the Large Financial Institutions within a Metropolitan work area and should expect work assignments in more than one institution within a Large Bank City: New York City Metro Area includes: Citibank, BNY Mellon, HSBC, JPMC, Morgan Stanley, MUFG, RBC and Wells Fargo as well as field staff assigned to International Banking Supervision. As a Supervisory National Bank Examiner/Bank Examiner (Large Bank Technical Team Lead) with emphasis in Retail Credit, you will serve as an expert resource providing advanced technical leadership, advice and support for highly challenging and complex supervisory functions in retail credit.
Audit Manager I (US) - Financial Crimes - Internal Audit Issue Validation The Toronto-Dominion BankAudit Manager I (US) - Financial Crimes - Internal Audit Issue ValidationNew York, NY$75,020–$125,180 / yearTotal Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Shareholder Accountabilities: Adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assist in identifying control weaknesses / failures, potential opportunities to improve operational efficiencies for own business area.
Assistant Deputy Superintendent for Supervision Unit, NS New York State Thruway AuthorityAssistant Deputy Superintendent for Supervision Unit, NSNew York, NY$127,507–$160,911 / yearAssists the Deputy Superintendent in developing policies and procedures and introducing changes to laws and regulations; Formulates new or revised legislation and regulations; Assumes overall responsibility for a divisions operation in the absence of the Deputy Superintendent; Advises the Superintendent on matters dealing with Mortgage industry and individual institutions; Represents the Department at conferences, seminars and trade association meetings; Overseeing division operations by supervising staff, preparing budget, overseeing projects relating to the development and implementation of mortgage banking related information systems, physical document storage, data verification protocols. Duties will include, but not be limited to: Supervising in house functions related to monitoring compliance with applicable laws and regulations as well as licensing requirements, financial condition, liquidity and enhanced supervisory monitoring, authorization and oversight of exempt entities, general assessment related delinquencies, applications for additional authority, line of credit providers and facilitating enforcement functions.
Director, Trade Surveillance & Financial Crimes Compliance moomooDirector, Trade Surveillance & Financial Crimes ComplianceJersey City, NJ$185,000–$230,000As the firm's subject matter expert for Trade Surveillance and AML, this leader is responsible for ensuring the effectiveness of surveillance and AML controls, maintaining compliance with SEC, FINRA, BSA, USA PATRIOT Act, OFAC, and other applicable regulatory requirements, and proactively identifying emerging risks through data analytics, technology, and industry best practices. This role provides strategic and operational leadership over market abuse surveillance, supervisory review, financial crime investigations, transaction monitoring, customer due diligence, regulatory reporting, and program governance.
NewDirector Financial Services Programs 1, SG-31 New York State Thruway AuthorityDirector Financial Services Programs 1, SG-31New York, NY$131,256–$159,784 / yearOffice duties: Processes, analyzes and recommends action on complex corporate actions submitted for approval by institutions; Analyzes applications for various actions by conferring with principals of the institutions involved, reviewing plans, evaluating financial data and all legal and financial requirements; Prepares studies and special projects for the Superintendent and Deputy Superintendent on various topics by establishing objectives, developing parameters, conducting research, conferring with appropriate individuals and preparing the final draft of position papers and studies; Acts as day-to-day liaison to, and meets with, Federal and State regulatory authorities and industry groups on legal and accounting matters affecting supervised institutions; and. Through engagement, data-driven regulation and policy, and operational excellence, the Department and its employees are responsible for empowering consumers and protecting them from financial harm; ensuring the health of the entities we regulate; driving economic growth in New York through responsible innovation; and preserving the stability of the global financial system.
Internal Audit Department - IT Audit AVP Bank of ChinaInternal Audit Department - IT Audit AVPNew York, New York$65,000–$150,000 / yearFull timeOur long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Experience as a bank examiner, auditor, consultant or compliance professional with a strong understanding of IT risks, familiar with core banking systems, transactional platforms, workflow tools use for retail and commercial banking is required.
Internal Audit Department - IT Audit AVP Bank of China Limited, New York BranchInternal Audit Department - IT Audit AVPNew York, New York$65,000–$150,000 / yearFull timeOur long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Experience as a bank examiner, auditor, consultant or compliance professional with a strong understanding of IT risks, familiar with core banking systems, transactional platforms, workflow tools use for retail and commercial banking is required.
AML & Compliance Analyst – Merchant Services & ISO Monitoring First Central Saving BankAML & Compliance Analyst – Merchant Services & ISO MonitoringWhitestone, NYThis role performs ongoing reviews of merchant accounts throughout the customer lifecycle, conducts transaction monitoring investigations, supports suspicious activity reporting requirements, and ensures compliance with applicable BSA/AML regulations, FinCEN guidance, OFAC requirements, and company policies. The Analyst works closely with Compliance, Risk Management, Operations, Merchant Services, and Underwriting teams to identify unusual activity patterns, perform enhanced due diligence reviews, and support the Bank's overall AML and Compliance Program.
Senior Audit Group Manager (US) - Financial Crimes The Toronto-Dominion BankSenior Audit Group Manager (US) - Financial CrimesNew York, NY$123,880–$201,290 / yearStrategic advisor to leadership team on the management of the portfolio and financials, with deep industry, external / internal, enterprise knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business management / enterprise areas. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.