Family Law Attorney Reidy Law Office LLCFamily Law AttorneyOrland Park, IL$120,000–$175,000 / yearYou will manage assigned family-law matters, appear in court, communicate with clients, draft pleadings and motions, manage discovery, negotiate settlements, prepare for hearings and trials, and keep cases moving forward. You will have support from paralegals, legal assistants, and other attorneys, but you will remain responsible for legal strategy, client communication, deadlines, case progress, and major decisions on your assigned matters.
NewChief Operating Officer The Exeter GroupChief Operating OfficerChicago, ILReporting directly to the Chief Executive Officer (CEO), the Chief Operating Officer (COO) provides executive leadership and operational oversight for a broad portfolio of ancillary and support services. Collaborates with the President & CEO, Medical Staff, Governing Board, and executive leadership team to ensure the delivery of safe, high-quality, patient-centered care while achieving organizational, financial, and strategic objectives.
Cargo Screening Supervisor CovenantCargo Screening SupervisorFranklin Park, IL$28The Cargo Screening Supervisor plays a critical role in safeguarding the air cargo supply chain through effective leadership, training, oversight, and continuous adherence to TSA, airport authority, customer, and company security requirements. Through its commitment to safety, compliance, operational excellence, and customer service, CAS provides comprehensive security and screening services for airports, airlines, and government agencies across the United States.
Senior Compliance Officer, Investments Compliance American International Group Inc (AIG)Senior Compliance Officer, Investments ComplianceChicago, ILWorking knowledge of NY, DE and PA U.S. State insurance investment regulation, along with NAIC Model Laws - Investments of Insurers Model Act; background understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 is a plus. The ideal candidate will have extensive regulatory asset management experience with a focus on U.S. domiciled insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.
NewTax Manager The Bradford GroupTax ManagerNiles, IL$122,000–$154,000 / yearWe're currently seeking a Compliance & Tax Reporting Manager who will be responsible for leading the Company's corporate & indirect tax compliance across U.S. and Canadian jurisdictions, coordinating tax audits, and supporting tax planning and advisory activities. We concept, create, design and market our creative products directly to our customers, and leverage licenses with the biggest names in entertainment and sports to bring unique and curated products to our customers across the globe.
Fintech Compliance Officer – Job # 3784-6264 BritePros Medical StaffingFintech Compliance Officer – Job # 3784-6264Chicago, Illinois$150,000Identifies and analyzes risks associated with new and existing Fintech Leads, third-parties, third-party products, product channels and significant changes in existing products are properly evaluated and adequately communicated. Provides compliance expertise and guidance on bank wide projects to include Fintech oversight and BaaS as well as new product and system offerings.
Compliance Officer – Job # 3752 BritePros Medical StaffingCompliance Officer – Job # 3752Des Plaines, Illinois$120,000Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing guidance to the business units .
VP CRA Compliance Officer - Riverwoods, IL BritePros Medical StaffingVP CRA Compliance Officer - Riverwoods, ILRiverwoods, Illinois$150,000VP CRA Compliance Officer responsibilities include: Drive CRA program success by applying independent judgment to review, qualify, and document activities across volunteer services, donations, FHLB programs, as well as financial literacy initiatives; ensuring timely, compliant completion of low-risk deliverables and generating actionable reports for management and the CRA Committee to support strategic decisions and enhance community impact. Collaborate with the Mortgage Group and CRA Officer to maintain and submit documentation for FHLB Programs including Special Needs Assistance Program (SNAP), Homebuyer Equity Leverage Partnership (HELP), Affordable Housing Program (AHP), Partnership Grant Program (PGP), and Disaster Programs.
AVP Compliance Officer – Loan Compliance Wintrust Financial CorporationAVP Compliance Officer – Loan ComplianceRosemont, ILFull timeWe serve clients in all 50 states with more than 200 branch banking locations in Illinois, southwestern Florida, northwestern Indiana, west Michigan and southern Wisconsin and commercial banking offices in Chicago, Denver, Milwaukee, Grand Rapids, Mich., and in key branch banking locations throughout Illinois. Liaison between Compliance Testing and the assigned LOB and Charters providing necessary information to Compliance Testing to conduct thorough reviews and supports Compliance Testing as they identify potential Issues and work with the Business to develop effective action plans and corresponding timelines.
NewSr Manager, GxP Compliance Officer Fresenius KabiSr Manager, GxP Compliance OfficerLake Zurich, IllinoisRemoteThe successful candidate must be able to effectively speak, read, write, and understand English to perform the essential functions of the position, including independently understanding policies, procedures, training materials, and workplace communications written in English due to our heavily regulated work environment. Professional experience in pharmaceutical industry, including technological understanding of manufacturing pharmaceuticals and combination products, aseptic processes, validation and qualification, risk management, root cause analysis and investigation management is required to be successful in this position.
Fintech Compliance Officer - To 150K - Chicago, IL - Job 3784-6264 The Symicor GroupFintech Compliance Officer - To 150K - Chicago, IL - Job 3784-6264Chicago, IL$150,000Identifies and analyzes risks associated with new and existing Fintech Leads, third-parties, third-party products, product channels and significant changes in existing products are properly evaluated and adequately communicated. Provides compliance expertise and guidance on bank wide projects to include Fintech oversight and BaaS as well as new product and system offerings.
Deputy Compliance Officer, Biological Sciences Division University of ChicagoDeputy Compliance Officer, Biological Sciences DivisionChicago, IL$170,000–$240,000 / yearOversees scope-of-practice and multistate-licensure operations, including licensure exception requests, and supports Epic-based scheduling and practice controls that keep clinical activity within licensed scope and reduce billing risk, consistent with CMS Conditions of Participation and Illinois licensure requirements. Guides the delivery of the compliance education and training program, including a centralized Universal Training Table and communication strategy that reduces fragmented training across University and Hospital systems, and supports the OCC's stakeholder-communication strategy by translating regulatory complexity into plain-language guidance for non-compliance audiences.
Sr Export Compliance Officer Honeywell International IncSr Export Compliance OfficerILAs a trusted partner, we provide actionable solutions and innovation through our Aerospace Technologies, Building Automation, Energy and Sustainability Solutions, and Industrial Automation business segments - powered by our Honeywell Forge software - that help make the world smarter, safer and more sustainable. We are a leading software-industrial company committed to introducing state of the art technology solutions to improve efficiency, productivity, sustainability, and safety in high growth businesses in broad-based, attractive industrial end markets.
VP CRA Compliance Officer - To 150K - Riverwoods, IL - Job 3721 The Symicor GroupVP CRA Compliance Officer - To 150K - Riverwoods, IL - Job 3721Riverwoods, IL$150,000VP CRA Compliance Officer responsibilities include: Drive CRA program success by applying independent judgment to review, qualify, and document activities across volunteer services, donations, FHLB programs, as well as financial literacy initiatives; ensuring timely, compliant completion of low-risk deliverables and generating actionable reports for management and the CRA Committee to support strategic decisions and enhance community impact. Collaborate with the Mortgage Group and CRA Officer to maintain and submit documentation for FHLB Programs including Special Needs Assistance Program (SNAP), Homebuyer Equity Leverage Partnership (HELP), Affordable Housing Program (AHP), Partnership Grant Program (PGP), and Disaster Programs.
Compliance Officer - To 120K - Des Plaines, IL - Job 3752 The Symicor GroupCompliance Officer - To 120K - Des Plaines, IL - Job 3752Des Plaines, IL$120,000Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing guidance to the business units.
AVP Compliance Officer - To 120K - Des Plaines, IL - Job 3500 The Symicor GroupAVP Compliance Officer - To 120K - Des Plaines, IL - Job 3500Des Plaines, IL$120,000Experience or working knowledge of a variety of different compliance areas including but not limited to CRA, BSA, Retail/Deposit regulations, Reg E, Reg CC, Fair Lending, Equal Credit Opportunity Act, Truth-in-Lending Act, Real Estate Settlement Procedures Act, Fair Housing Act, Home Mortgage Disclosure Act, Flood Disaster Protection Act, Fair Lending, Reg O and USA Patriot Act. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing guidance to the business units.
Compliance Officer Lakeside BankCompliance OfficerPark Ridge, IllinoisThe ideal candidate brings strong regulatory knowledge, practical judgment, and a collaborative mindset—someone who enjoys being actively involved in the business while helping shape and strengthen a culture of compliance. What You’ll Do As Compliance Officer, you will play a critical role in protecting the bank and supporting sustainable growth by: Developing, implementing, and maintaining the bank’s enterprise‑wide compliance programs.
Director, Trade Compliance AARDirector, Trade ComplianceWOOD DALE, IL$150,000–$165,000 / yearBachelor’s Degree in Law, Logistics, International Trade, International Business, Engineering, or other related area or minimum 10 years Global Trade Compliance (Import, Export, or both) experience. This position is based at our Corporate Headquarters in Wood Dale, IL, with a planned relocation to the Merchandise Mart (Chicago) in early 2027. .
Junior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KS LIS SolutionsJunior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KSChicago, ILProgram Overview : LEGAL INTERPRETING SERVICES, INC. is seeking Junior Compliance Officers (JCOs) to support of the Department of Homeland Security, Immigration and Customs Enforcement, Homeland Security Investigations Worksite Enforcement Unit. Candidates must be able to work on-site, handle sensitive information appropriately, complete DHS/ICE training requirements, and obtain a favorable DHS/ICE personnel security determination before accessing law enforcement databases, government systems, facilities, or sensitive information.
Senior Staff Representative - Quality Assurance Audit, Regulatory Compliance and FAA Liaison (Remote) United Airlines IncSenior Staff Representative - Quality Assurance Audit, Regulatory Compliance and FAA Liaison (Remote)Chicago, ILRemote$89,965–$117,212 / yearManage FAA Voluntary Disclosure Programs by identifying, documenting, and reporting regulatory non-compliance issues through the Federal Aviation Administration''s web-based Voluntary Disclosure self-reporting system while maintaining accurate records, coordinating corrective actions, and serving as the primary communication point between United Airlines and the Federal Aviation Administration. Monitor, track, and ensure timely implementation of all corrective actions identified through FAA findings, investigation findings, and mitigation processes, while maintaining clear and professional communication with regulatory authorities regarding remediation progress and completion status.
Legal Engineer (Law Firm, Litigation/Regulatory) Counsel AI CorpLegal Engineer (Law Firm, Litigation/Regulatory)Chicago, IL$270,000–$320,000 / yearAt least 3 years of experience in a litigation or regulatory practice such as complex commercial litigation, government or internal investigations, antitrust and competition regulation, intellectual property litigation, or other regulatory, compliance, enforcement, or related practice areas at a top-tier law firm, government agency, or sophisticated in-house legal team. Work directly with litigation and regulatory lawyers at current and prospective customers to uncover workflow pain points, recommend solutions, and demonstrate how Harvey fits into real legal work.
Legal Engineer (Law Firm, Litigation/Regulatory) HarveyLegal Engineer (Law Firm, Litigation/Regulatory)Chicago, IllinoisAt least 3 years of experience in a litigation or regulatory practice such as complex commercial litigation, government or internal investigations, antitrust and competition regulation, intellectual property litigation, or other regulatory, compliance, enforcement, or related practice areas at a top-tier law firm, government agency, or sophisticated in-house legal team. Work directly with litigation and regulatory lawyers at current and prospective customers to uncover workflow pain points, recommend solutions, and demonstrate how Harvey fits into real legal work.
Adjunct Faculty, College of Law - General Doctrinal Courses DePaul UniversityAdjunct Faculty, College of Law - General Doctrinal CoursesChicago, ILThe salary offered to the selected candidate will be determined based on factors such as (but not limited to) the qualifications, education, experience, and training of the selected candidate, the scope and responsibilities of the position, departmental budget availability, internal salary equity considerations, and available market information. Classes in Autumn, Winter, and Spring quarters are 11 weeks in length (including finals week) and Summer courses, in two sessions, are typically 5 weeks in length.
Chief Compliance Officer OANDA CorpChief Compliance OfficerChicago, ILLeadership Style: A "hands-on" leader with gravitas who can seamlessly navigate complex information, drive change management, and communicate effectively with stakeholders across the firm. In this critical role, you will report directly to the Global Head of Compliance (with a dotted line to the CEO) and serve as the ultimate anchor for our US regulatory, AML, and operational risk management.
COMPLIANCE OFFICER - CCHHS Cook County GovernmentCOMPLIANCE OFFICER - CCHHSChicago, ILConsistently use independent judgment to identify operational staffing issues and needs and perform the following functions as necessary: hire, transfer, suspend, layoff, recall, promote, discharge, assign, direct or discipline employees pursuant to applicable Collective Bargaining Agreements. This includes but is not limited to the following policies and procedures: complying with Personal Protective Equipment requirements, hand washing and sanitizing practices, complying with department specific engineering and work practice controls and any other work area safety precautions as specified by hospital wide policy and departmental procedures.
Vice President, Senior Compliance Manager - Regulatory Counsel Antares CapitalVice President, Senior Compliance Manager - Regulatory CounselChicago, New YorkThe successful candidate will help advance the firm’s compliance framework by: (1) Providing thoughtful, practical guidance on the application of global regulations, evolving industry developments, and best practices in support of our private credit strategy and fund structures and the general growth of the firm’s asset management transactional activities; (2) Interpreting and operationalizing compliance policies and procedures to align with the firm’s existing and newly developing products and business activities and the firm’s expanding jurisdictional reach; (3) Leading and coordinating the implementation of new regulatory requirements and enhancements to existing frameworks; and (4) Partnering cross-functionally to represent Compliance in enterprise-wide initiatives, while supporting day-to-day matters and broader program oversight. Strategic thinking and decision making: Applies strong business and market insight and expertise to shape functional/team strategy, solves complex problems, recommends best practices, makes high quality decisions, anticipates future needs and delivers stakeholder aligned value.
NewC26-029 Director of Contract Compliance and Procurement Services (201528) Central Connecticut State UniversityC26-029 Director of Contract Compliance and Procurement Services (201528)ILFringe benefits include: paid personal, vacation and sick leave accruals; medical, dental, and prescription plans; group life insurance; retirement; retiree health care; tuition waiver for employee and eligible dependents at any of the Connecticut State Universities (Central, Eastern, Southern or Western) as well as an array of voluntary and supplemental benefits such as Deferred Retirement Contribution plans, Dependent Care Assistance and Medical Flexible spending accounts; long and short term disability insurance plans. Demonstrated ability to develop complex and involved contracts, negotiate these contracts with vendors and service providers, and manage and monitor contracts in accordance with their terms and conditions, state and federal statutes and regulations, Attorney General guidelines, Board of Regents policies and State Code of Ethics.
Senior Manager, Export & Sanctions Compliance W.W. Grainger IncSenior Manager, Export & Sanctions ComplianceChicago, IL$123,000–$205,100 / yearStay informed of changes in global export and sanctions related laws, including but not limited to including the Export Administration Regulations (EAR), International Traffic in Arms Regulations (ITAR), and Office of Foreign Assets Control (OFAC) sanctions and assess their impact on the companys operations to update the export and sanctions compliance program accordingly. Function as a hands-on operational leader for export and sanctions compliance, providing timely review and resolution of business escalations, transaction holds, restricted party screening matches, licensing questions, classification issues, and end-use/end-user concerns to support compliant and efficient global operations.
Vice President, Senior Compliance Manager - Regulatory Counsel Antares Holdings LP (Inactive)Vice President, Senior Compliance Manager - Regulatory CounselChicago, IL$200,000–$230,000 / yearThe successful candidate will help advance the firm's compliance framework by: (1) Providing thoughtful, practical guidance on the application of global regulations, evolving industry developments, and best practices in support of our private credit strategy and fund structures and the general growth of the firm's asset management transactional activities; (2) Interpreting and operationalizing compliance policies and procedures to align with the firm's existing and newly developing products and business activities and the firm's expanding jurisdictional reach; (3) Leading and coordinating the implementation of new regulatory requirements and enhancements to existing frameworks; and (4) Partnering cross-functionally to represent Compliance in enterprise-wide initiatives, while supporting day-to-day matters and broader program oversight. Strategic thinking and decision making: Applies strong business and market insight and expertise to shape functional/team strategy, solves complex problems, recommends best practices, makes high quality decisions, anticipates future needs and delivers stakeholder aligned value.
Director, Sage Compliance Officer Stryker CorpDirector, Sage Compliance OfficerCary, IL$155,900–$259,700 / yearHowever, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. This role may also help prepare and lead the Medical Compliance Committee, drives alignment to the global Compliance strategy, and influences senior leadership and other stakeholders in identifying risks and opportunities and implementing appropriate mitigation efforts.
Chief Compliance Officer The Inland Real Estate Group of Companies IncChief Compliance OfficerOak Brook, IL$300,000–$350,000 / yearThe ideal candidate brings deep experience in SEC compliance, Investment Advisers Act requirements, private real estate offerings, RIA oversight, and sales practices, and is comfortable operating in a fast-paced, highly regulated environment. Stay current on regulatory developments impacting real estate securities, private funds, and RIA distribution models, and translate changes into actionable guidance.
Junior Compliance Officer/Auditor SGI Global, LLCJunior Compliance Officer/AuditorChicago, ILAssist with drafting audit reports and associated administrative fine paperwork to support the issuance of Notices of Intent to Fine, Final Orders, Warning Notices and other related documentation for HSI audits related to the employment eligibility verification process. The role assists in reviewing employment eligibility documentation, conducting database research, and preparing audit-ready case files and reports that support administrative enforcement actions and related determinations.
Regulatory & Compliance Attorney Supernova TechnologyRegulatory & Compliance AttorneyChicago, IllinoisNote: Actual salary at the time of hire may vary and may be above or below the range based on various factors, including but not limited to, the candidate's relevant qualifications, skills and experience, and the location where this position may be filled. The Regulatory & Compliance Attorney will lead Supernova’s regulatory and compliance initiatives while supporting the Chief Legal Officer on broader legal matters across the organization.
Compliance Officer CorientCompliance OfficerChicago, IllinoisCorient participates in E-Verify and will provide the federal government with your Form I-9 information to confirm that you are authorized to work in the U.S. If E-Verify cannot confirm that you are authorized to work, this employer is required to give you written instructions and an opportunity to contact Department of Homeland Security (DHS) or Social Security Administration (SSA) so you can begin to resolve the issue before the employer can take any action against you, including terminating your employment. This range takes into account the wide range of factors that are considered in making compensation decisions including but not limited to experience, skills, knowledge, abilities, education, licensure and certifications, and other business and organizational needs.
Compliance Officer Current with LOGS Legal Group LLPCompliance OfficerBannockburn, IllinoisRemoteValue to the Team: The Compliance Officer (IC) provides significant value by operating with full proficiency in compliance functions, communicating directly and building rapport and trust with clients on compliance matters with confidence and expertise; advancing the company's compliance program through independent assessment of applicable laws, regulations, and contractual requirements; contributing to policy and process development and improvements; mentoring junior staff and building team capability through functional expertise and project leadership; creating effective training and controls for all organizational levels; identifying and resolving compliance-related gaps through innovative solutions; communicating expectations across all divisions; establishing and integrating best practices; and serving as a trusted advisor to business units. We” Focused: Characteristics - Supportive, positive, helpful, humble, team player, respectful, open and honest, constructive communicator, values the team higher than the individual, composed, assumes the best.
NewAssociate Corporate & Compliance Counsel Illinois Housing Development AuthorityAssociate Corporate & Compliance CounselChicago, ILWorks across multiple business units to provide legal advice on a variety of legal matters including in the areas of: (i) various contracts and legal agreements, including those related to information technology, (ii) corporate governance, (iii) administrative law and regulatory compliance, and (iv) procurement. Essential FunctionsResponsible for advising Authority staff on issues arising under administrative law areas, including, but not limited to, freedom of information, procurement, ethics, open meetings, rule makings and other and administrative procedures.
Compliance Tester III Capital One Financial CorpCompliance Tester IIIIL$109,900–$125,400 / yearThe Principal Compliance Tester III performs a key second line of defense role to help ensure corporate initiatives, departmental processes, and applicable lines of business comply with enterprise regulatory requirements. Execute targeted, complex, risk-based transaction testing for various lines of business in alignment with team methodology and Independent Compliance Transaction Testing (ICTT) procedures.
Sr Manager, GxP Compliance Officer Fresenius Kabi AGSr Manager, GxP Compliance OfficerLake Zurich, ILRemote$172,000–$180,000 / yearProfessional experience in pharmaceutical industry, including technological understanding of manufacturing pharmaceuticals and combination products, aseptic processes, validation and qualification, risk management, root cause analysis and investigation management is required to be successful in this position. Responsible for specific preparation of manufacturing sites and I&D Centers for upcoming US-FDA inspections, including but not limited to: Training of plant staff for general inspection aspects and behaviors, as well as specific training for subject matter experts.
Sr. Manager Corporate Compliance-Special Needs Plans CVS Health CorpSr. Manager Corporate Compliance-Special Needs PlansNorthbrook, IL$82,940–$182,549 / yearThe position works closely with compliance leaders, business partners, and regulators, with a primary focus on Special Needs Plans (SNPs). At CVS Health, you'll be surrounded by passionate colleagues who care deeply, innovate with purpose, hold ourselves accountable and prioritize safety and quality in everything we do.
Chief Ethics, Compliance and Risk Officer Agilon Health IncChief Ethics, Compliance and Risk OfficerILRemoteEstablish and maintain a proactive internal audit framework for coding and clinical compliance, including routine sampling and review of physician partner documentation, encounter data submissions, and diagnosis code accuracy; report findings and remediation status to the Board of Directors on a defined cadence. Serve as the enterprise compliance lead for all CMS audit activity, including any CMS-initiated program audits; coordinate audit response strategies with Legal, Finance, Clinical, and partner-facing teams, and manage corrective action plan development and tracking.
Compliance Specialist American Commercial Bank & TrustCompliance SpecialistSchaumburg, ILFull timeThis position contributes to compliance oversight across key consumer, commercial and operational areas of the Bank, performs compliance monitoring and testing, supports regulatory change management, and assists with compliance risk assessments, reporting, and examination readiness. The ideal candidate is a detail-oriented compliance professional who has worked in a $2B-5B financial institution (bank or credit union) and is comfortable partnering with business lines to identify measure, monitor and help mitigate compliance risk.
NewAssurance Testing Specialist, Global Compliance Google LLCAssurance Testing Specialist, Global ComplianceChicago, ILThe Payments Assurance Testing (PAT) team provides independent, Second-Line-of-Defense (2LOD) oversight to ensure that Google's payment entities operate with robust, reliable processes and controls. This critical Second Line of Defense (2LOD) role delivers objective, independent assurance across Google's payments ecosystem by managing the end-to-end assurance lifecycle.
Compliance Lead Humana IncCompliance LeadILRemote$115,200–$158,400 / yearWork at Home Requirements To ensure Home or Hybrid Home/Office employees' ability to work effectively, the self-provided internet service of Home or Hybrid Home/Office employees must meet the following criteria: At minimum, a download speed of 25 Mbps and an upload speed of 10 Mbps is required; wireless, wired cable or DSL connection is suggested. Build relationships with market leadership teams and external regulators; Provide ongoing oversight of Medicaid operations from readiness review through contract duration to ensure full compliance and minimize risk for the Enterprise; Perform risk assessments, develop and implement annual regulatory compliance auditing and monitoring work plans, oversee corrective action plans and document remediation activities.
Financial Institution Regulatory Compliance Senior Consultant Baker Tilly Advisory Group, LPFinancial Institution Regulatory Compliance Senior ConsultantChicago, IllinoisBaker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion. Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world's leading financial centers - New York, London, San Francisco, Los Angeles, Chicago and Boston.
Sr. Compliance Officer - Home Lending Originations KeyCorpSr. Compliance Officer - Home Lending OriginationsIL$96,000–$181,000 / yearThe Senior Compliance Officer provides oversight of compliance-related activities within Home Lending Originations, including delivering specialized guidance on current and emerging regulatory requirements impacting mortgage lending (e.g., RESPA, TILA, ECOA requirements, and state-specific regulations). Partner with other members of the second line of defense and the Home Lending line of business to identify risks, develop and execute assessments, provide guidance on control and testing design and execution, and advise on and monitor findings and associated remediation activities.
Senior SMA Compliance Examiner Investment Management Federated Hermes IncSenior SMA Compliance Examiner Investment ManagementChicago, IL$72,240–$130,000 / yearAssist in the implementation of the Federated Hermes Compliance program by monitoring individual portfolios and transactions; client onboarding, other compliance monitoring, designing, drafting, and implementing policies and procedures as necessary, and training staff on Federated Hermes compliance requirements. • Conduct reviews of policies and procedures relating to certain investment advisory functions, assessing weaknesses, identifying risks, recommending appropriate resolutions, and working with the business units to resolve any deficiencies.
Compliance Officer - Broker Dealer Phaxis LLCCompliance Officer - Broker DealerChicago, ILExperience supporting regulatory compliance programs for a broker-dealer, registered investment adviser, wealth management platform, or similar organization. This individual will help ensure adherence to applicable securities regulations, internal policies, and supervisory requirements while partnering with business stakeholders to strengthen compliance controls and risk management practices.
Regulatory Compliance Specialist Flourish ResearchRegulatory Compliance SpecialistChicago, IL$24–$28Flourish Research is one of the industry’s most progressive and diversified clinical trial organizations, with strong capabilities across cardiology, metabolic disorders, renal, oncology, CNS, pulmonology, and vaccine research. Prepare applicable submission forms and submit updated documents including but not limited to: Amendments, Addendums, Investigator’s Brochures, Safety Information, Form FDA 1572s and informed consent documents.
Corporate Legal Compliance Paralegal & Project Manager Daniel J. Edelman, Inc.Corporate Legal Compliance Paralegal & Project ManagerChicago, IL$60,000–$92,000 / yearThis role is ideal for a highly organized, self-motivated, detail-oriented professional with 5-8 years of experience in-house or at a law firm, with demonstrated expertise in global corporate records management, statutory filings, and project management. An employees pay position within the salary range will be based on several factors including, but not limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, performance, travel requirements, revenue-based metrics, any contractual agreements, and business or organizational needs.
Business Integrity Trade Compliance Senior Manager PricewaterhouseCoopers LLPBusiness Integrity Trade Compliance Senior ManagerChicago, IL$91,000–$321,500 / yearWithin our Internal Firm Services practice, you will confirm adherence to regulatory requirements and mitigate risks for clients, offering guidance on compliance strategies and helping clients navigate complex regulatory landscapes. PwC does not intend to hire experienced or entry level job seekers who will need, now or in the future, PwC sponsorship through the H-1B lottery, except as set forth within the following policy: https://pwc.to/H-1B-Lottery-Policy .