Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business, specifically: Considerable understanding of the business line's operations, products/services, systems, and associated risks/controls. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.