Compliance Officer CAIS GroupCompliance OfficerNew York, NY$100,000–$145,000 / yearCAIS is the pioneer in democratizing access to and education about alternative investments for independent financial advisors, empowering them to engage and transact with leading asset managers on a massive scale through a wide variety of alternative investment products and technology solutions. CAIS provides financial advisors with a broad selection of alternative investment strategies, including hedge funds, private equity, private credit, real estate, digital assets, and structured notes.
Compliance Officer CAISCompliance OfficerNew York, New York$100,000–$145,000 / year2-5 years + experience in a compliance role at a financial services firm with substantial knowledge of FINRA rules Understanding of FINRA & SEC marketing/advertising rules, and the day-to-day compliance affairs of public and private funds a plus Bachelor’s degree (required) FINRA Series 7 and Series 24 licenses (required) Exemplary oral, written, and interpersonal communication skills; ability to comfortably multi-task and meet deadlines Strong technical skills, excellent organizational skills, and strong follow-through mind-set Ability to work with colleagues to devise pragmatic and creative solutions, and to prioritize and focus on critical tasks that add value A natural ability to develop relationships, internally and externally CAIS is consistently recognized as a Best Place to Work, and our culture is at the heart of our success. CAIS is the pioneer in democratizing access to and education about alternative investments for independent financial advisors, empowering them to engage and transact with leading asset managers on a massive scale through a wide variety of alternative investment products and technology solutions.
Compliance Officer Capital Integration Systems LLCCompliance OfficerNew York, NY$100,000–$145,000 / yearCAIS is the pioneer in democratizing access to and education about alternative investments for independent financial advisors, empowering them to engage and transact with leading asset managers on a massive scale through a wide variety of alternative investment products and technology solutions. CAIS provides financial advisors with a broad selection of alternative investment strategies, including hedge funds, private equity, private credit, real estate, digital assets, and structured notes.
Cyber Risk Controls Officer Fiserv IncCyber Risk Controls OfficerBerkeley Heights, NJ$146,000–$244,800 / yearProvide executive-level reporting on cyber risk posture, key control metrics, remediation progress, and emerging issues, including timely escalation where needed. Strong organizational and analytical skills with the ability to collaborate and communicate with stakeholders to identify, evaluate, and recommend practical mitigation strategies in a fast-paced environment.
Complex Products Risk Officer (CPRO) – Listed Derivatives & FX Forwards, Assistant Vice President Morgan StanleyComplex Products Risk Officer (CPRO) – Listed Derivatives & FX Forwards, Assistant Vice PresidentPurchase, New York$85,000–$140,000 / yearAs a Complex Products Risk Officer (CPRO), you will deliver centralized, front-to-back supervision using exception-based risk management—partnering closely with Financial Advisors and branch/complex leadership who support High Net Worth (HNW) and Ultra High Net Worth (UHNW) clients to help enable responsible, compliant growth. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Complex Products Risk Officer (Cpro) - Listed Derivatives & FX Forwards, Assistant Vice President Morgan StanleyComplex Products Risk Officer (Cpro) - Listed Derivatives & FX Forwards, Assistant Vice PresidentPurchase, NY$85,000–$140,000 / yearAs a Complex Products Risk Officer (CPRO), you will deliver centralized, front-to-back supervision using exception-based risk management-partnering closely with Financial Advisors and branch/complex leadership who support High Net Worth (HNW) and Ultra High Net Worth (UHNW) clients to help enable responsible, compliant growth. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Complex Products Risk Officer (CPRO) - Listed Derivatives & FX Forwards, Assistant Vice President Morgan StanleyComplex Products Risk Officer (CPRO) - Listed Derivatives & FX Forwards, Assistant Vice PresidentPurchase, NY$85,000–$140,000 / yearAs a Complex Products Risk Officer (CPRO), you will deliver centralized, front-to-back supervision using exception-based risk management-partnering closely with Financial Advisors and branch/complex leadership who support High Net Worth (HNW) and Ultra High Net Worth (UHNW) clients to help enable responsible, compliant growth. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
RIA Compliance Officer Welltower, IncRIA Compliance OfficerNew York, NY$295,000–$415,000 / yearThrough our disciplined approach to capital allocation powered by our data science platform and superior operating results driven by the Welltower Business System, we aspire to deliver long-term compounding of per share growth and returns for our existing investors - our North Star. Final compensation determinations are made based on a variety of factors, including, but not limited to, the candidate's individual experience, education, and skill level; business strategic priorities; primary office location; scope and anticipated strategic impact of the role.
Loan Officer Paramount Residential Mortgage GroupLoan OfficerUnion, New JerseyFull timePRMG offers a comprehensive benefits package for our full-time employees and their dependents, which includes medical, dental, vision, life insurance, short-term disability, long-term disability, a Health Savings Account (HSA), a Flexible Spending Account (FSA), and various other products, based on benefits eligibility, elections, and employee premiums. Must devote substantially more than 50 percent of working hours outside of any Company office, home office, and any other fixed site, meeting with customers and potential customers seeking residential mortgage financing.
Vice President, Compliance Officer Cerberus Capital Management LPVice President, Compliance OfficerNew York, NY$200,000–$225,000 / yearAdvise on Cerberus-related compliance matters including (i) management incentive plan approvals, (ii) management-fee offsets, and (iii) employee matters including moves between Cerberus and portfolio companies, among Cerberus affiliates, and of full-time employees to consulting roles (and vice versa). The role will involve participation in all stages of the investment lifecycle including pre-acquisition diligence, advising companies in the adoption of compliance policies and procedures, monitoring, testing, and mitigation during the course of an investment, and reverse-diligence and sale-readiness on exit.
Client Integration Officer SGA Inc.Client Integration OfficerNew York, NY$40–$44.20 / hourThe Client Integration Team is a critical component of our organization, playing a key role in facilitating seamless onboarding of our clients across various segments, including Hedge Funds, Regulated Funds, Banks, Insurance companies, Pension Funds, and Public Institutions. The role serves as the primary liaison among Sales, Credit, and Regulatory teams, ensuring seamless communication and rapid issue resolution while collaborating with cross functional groups to prioritize onboarding requests in accordance with business objectives and customer needs.
Loan Workout Special Assets Officer - Commercial Real Estate Flagstar Bank NALoan Workout Special Assets Officer - Commercial Real EstateHicksville, NY$102,717–$158,469 / yearIdentify emerging credit risks and trends early, timely report changes in risk to management, and implement corrective actions to minimize defaults, non-accrual loan status, and migration of impairments. Demonstrates a strong ability to build and maintain effective relationships with stakeholders by communicating clearly, engaging in proactive collaboration, and leveraging cross functional insights.
Special Assets Officer Flagstar Bank NASpecial Assets OfficerHicksville, NY$102,717–$158,469 / yearIdentify emerging credit risks and trends early, timely report changes in risk to management, and implement corrective actions to minimize defaults, non-accrual loan status, and migration of impairments. The Special Assets Officer manages a portfolio of distressed commercial real estate/multifamily loans, and/or C&I Loans and assists with reporting and litigation matters.
HIRING NJ TRANSIT POLICE OFFICERS NjtransitHIRING NJ TRANSIT POLICE OFFICERSNJCRITERIA FOR BECOMING A NJ TRANSIT POLICE OFFICER: A candidate will be rejected from the selection process that has intentionally misrepresented, falsified, or concealed material and that, upon submission of any official document (online or otherwise), made a false statement, or attempted to practice any deception or fraud in this initial application, examination, interview, background, or in securing eligibility for appointment. AGE: Candidates must be at least 21 years of age by December 19, 2026, and NOT have reached their 35th birthday at the time of appointment to the Police Academy Training Program ("PTC"); unless covered by the PTC age requirement guideline New Jersey Statute; N.J.S.A.
Associate/VP - Capital Markets Officer - Energy Transition Rado BankAssociate/VP - Capital Markets Officer - Energy TransitionNew York, New York$140,000–$230,000 / yearAs part of Rabobank's deeply committed energy transition strategy, you are the bank's core competency for financing market intel, and will partner with a diverse range of clients, including corporations, traders, and project finance sponsors, to support clients in North America and worldwide. This unique role places you within a market-leading team, directly working with coverage bankers and other product groups to advise Rabobank's energy transition clients on financing market developents and help deliver optimal financing solutions within the market.
Executive Director - Capital Markets Officer (Leveraged Finance) Rado BankExecutive Director - Capital Markets Officer (Leveraged Finance)New York, New York$190,000–$340,000 / yearAs a Capital Markets Officer you will be successful to deliver expert, insight‑driven leveraged finance solutions by working collaboratively within a close‑knit team to help clients meet their strategic objectives and build long‑term, trusted‑advisor relationships. The range is reflective of the desired primary physical work location and may be adjusted outside of the projected range based on geographical differentiation if the actual work location of the hired candidate differs from the desired primary location, or for other lawful reasons.
Treasury Management-Sales & Payments Officer Sr Flagstar Bank NATreasury Management-Sales & Payments Officer SrNew York, NY$143,925–$227,250 / yearParticipating and providing leadership representation to the market, prospects, and clients regarding solutions through; client roundtables, industry conferences, in person meetings such as annual reviews, webinars, and social media platforms. A Senior Treasury Management Sales & Payments Advisor, focuses on the most complex new business generation for prospects and existing clients in conjunction with a banking relationship team.
Compliance Officer SCHONFELD STRATEGIC ADVISORS LLCCompliance OfficerNew York, NY$200,000–$250,000 / yearYou will need to be familiar with non-equity market mechanics, including trading venue rules and operations across asset classes such as futures, fixed income, credit, rates, FX, commodities, volatility, and equity index derivatives. Providing compliance advice and training to investment personnel on their activities; including managing the flow of live trading queries and responding in a timely risk-based fashion.
Mortgage Lending Officer Safe Act - B11 - NEW York Citigroup Inc.Mortgage Lending Officer Safe Act - B11 - NEW YorkNew York, NY$60,000–$175,000 / yearAppropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management.
Aviation Security Officer- EWR (33778) Global Elite GroupAviation Security Officer- EWR (33778)Newark, NJWorking in conjunction with the airport and government agencies, the main priority of each position is to ensure that we maintain compliance with local and federal regulations in respect to each of the following: Aircraft Access Control: by assuring that only authorized personnel enter the aircraft while on the ground. Qualifications/Requirements: This position requires you obtain Airport Badging, and The Department of Homeland Security requires an extensive background check to obtain badging which include 10-year verifiable background check, including criminal, employment, credit, education, and personal references.