The role will partner closely with business, operations, technology, legal, and compliance stakeholders to develop, implement, monitor, and enhance policies, procedures, controls, and governance processes designed to promote compliance with applicable federal securities laws, transfer agent regulations, Bank Secrecy Act requirements, OFAC sanctions requirements, and other financial crime obligations. Review, document, and support the disposition and resolution of escalated sanctions screening alerts, including the assessment of potential sanctions matches, implementation of appropriate blocking or rejection actions, and consultation with Legal, AML, operations, technology, and senior compliance stakeholders, as required.