Information Security Analyst Syracuse UniversityInformation Security AnalystSyracuse, NYThe role requires hands-on experience across several domains: SOC operations including alert triage, log analysis, and network traffic interpretation using tools such as Splunk, Kibana, or Microsoft Sentinel; Python 3 scripting for automation and detection support; firewall management for ruleset maintenance and network security enforcement; Microsoft Entra ID administration including identity architecture and PowerShell scripting; Linux system administration across mixed-OS environments; and digital forensics at a first-responder level, including breach assessment, evidence preservation, and containment. Soft Skills: Cross-functional collaboration; student SOC mentorship; multi-source analytical precision; clear written and verbal communication to technical and non-technical audiences; composure during active incidents; commitment to continuous learning.
Analyst/ Associate - Equity Research, Business & Information Services Bank of AmericaAnalyst/ Associate - Equity Research, Business & Information ServicesNew YorkStrong verbal communication skills with a demonstrated ability to generate differentiated investment insights and communicate complex ideas clearly. Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors, the performance and contributions of their line of business and/or group; and the overall success of the Company.
Sr. Cyber Security Analyst SS&C Technologies Holdings IncSr. Cyber Security AnalystNYPartner with the Vulnerability Management team to drive vulnerability remediation, recommend controls, create playbooks, and ensure fixes are completed by application and system owners within SLAs. Hands-on experience with scripting, automation (Python, PowerShell, Bash, AI), and infrastructure-as-code security (Terraform, CloudFormation) to scale security outcomes and reduce manual work.
Security Analyst Success Academy Charter SchoolsSecurity AnalystNew YorkThe Technology team manages a modern technology environment built around cloud and SaaS based applications, operates networking and in-school technologies across 57 school locations, and supports managed devices used by over 3,000 employees and over 20,000 students. The Security Analyst will be hands-on across multiple domains, including security operations, endpoint protection, cloud security, data loss prevention, compliance, and privacy, while also partnering closely with business and technology teams to ensure that security is embedded across all functions.
NewSenior Security Analyst Success Academy Charter SchoolsSenior Security AnalystNew YorkThe Senior Security Analyst will be hands-on across multiple domains, including security operations, endpoint protection, cloud security, data loss prevention, compliance, and privacy, while also partnering closely with business and technology teams to ensure that security is embedded across all functions. The Technology team manages a modern technology environment built around cloud and SaaS based applications, operates networking and in-school technologies across 57 school locations, and supports managed devices used by over 3,000 employees and over 20,000 students.
NewThreat Intelligence Analyst, Associate - Security Operations BlackstoneThreat Intelligence Analyst, Associate - Security OperationsNew YorkDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following: Attending client meetings where you are discussing Blackstone products and/or and client questions; Marketing Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and. • Monitor and analyze cyber threat activity targeting the financial sector, alternative asset management, and adjacent industries using open-source, commercial, and internal sources, correlating across them to identify patterns and provide early warning of emerging campaigns.
Guggenheim Securities – Investment Banking Business Control Analyst Guggenheim SecuritiesGuggenheim Securities – Investment Banking Business Control AnalystNew YorkThis role requires developing a comprehensive understanding of internal policies and procedures to support the detection and escalation of potential policy or regulatory violations, contribute to root cause analysis, and drive remediation. This first-line-of defense role plays a critical part in maintaining the integrity of the Firm’s control environment by supporting risk management, compliance and operational governance across Investment Banking.
Security & Derivatives Lead Analyst Hyrbid Citigroup IncSecurity & Derivatives Lead Analyst HyrbidNY$115,840–$173,760 / yearThe successful candidate will be responsible for maintaining and enhancing the risk and control governance framework, proactively identifying and monitoring Key Risk Indicators, managing third-party and vendor oversight, coordinating attestations and corporate hygiene activities, and driving risk reduction initiatives as they arise across the function. The breadth, depth and strength of our sales and trading, distribution and research capabilities span a broad range of asset classes, currencies, sectors and products - including equities, commodities, credit, futures, foreign exchange (FX), emerging markets, G10 rates, municipals, prime finance and securitized markets.
Experienced Information Systems Architect Gainwell Technologies LLCExperienced Information Systems ArchitectNYRemote$95,100–$135,800 / yearGainwell Technologies defines "wages" and "wage rates" to include "all forms of pay, including, but not limited to, salary, overtime pay, bonuses, stock, stock options, profit sharing and bonus plans, life insurance, vacation and holiday pay, cleaning or gasoline allowances, hotel accommodations, reimbursement for travel expenses, and benefits. The pay range for this position is $95,100.00 - $135,800.00 per year, however, the base pay offered may vary depending on geographic region, internal equity, job-related knowledge, skills, and experience among other factors.
Blackstone Credit & Insurance - CIO - Capital Markets & Bank Relations, Associate BlackstoneBlackstone Credit & Insurance - CIO - Capital Markets & Bank Relations, AssociateNew YorkDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following: Attending client meetings where you are discussing Blackstone products and/or and client questions; Marketing Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and. Our investments span the credit markets, including private investment grade, asset based lending, public investment grade and high yield, sustainable resources, infrastructure debt, collateralized loan obligations, direct lending and opportunistic credit.
Program Cost Control Analyst 1 HII Mission Technologies DivisionProgram Cost Control Analyst 1Syracuse, NY$55,150–$65,000Full timeThis role establishes and maintains cost control systems, performs comprehensive financial analyses, and ensures contracts remain within negotiated parameters and government cost control guidelines. HII Mission Technologies is seeking a highly experienced Program Cost Control Analyst 1 (PC1) to perform program control and cost accounting activities in support of complex contracts.
2023 Blackstone Visual Design Summer Analyst Blackstone2023 Blackstone Visual Design Summer AnalystNew YorkDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following: Attending client meetings where you are discussing Blackstone products and/or and client questions; Marketing Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and. The firmwide marketing team at Blackstone oversees a wide range of projects and strategies focused on strengthening the Blackstone brand and supporting our business groups.
Private Equity Secondaries Analyst – Strategic Partners BlackstonePrivate Equity Secondaries Analyst – Strategic PartnersNew YorkDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following: Attending client meetings where you are discussing Blackstone products and/or and client questions; Marketing Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and. Blackstone seeks to hire individuals who work well in a team-driven working group, are highly motivated, intelligent, have sound judgment and have demonstrated excellence in prior endeavors.
2023 Blackstone Firmwide Marketing Summer Analyst Blackstone2023 Blackstone Firmwide Marketing Summer AnalystNew YorkDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following: Attending client meetings where you are discussing Blackstone products and/or and client questions; Marketing Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and. Helping coordinate campaign execution, including partnering with video and design teams and writing and editing copy for multi-channel digital campaigns, including display, native, paid social, paid search and web.
Credit Secondaries Analyst - Strategic Partners BlackstoneCredit Secondaries Analyst - Strategic PartnersNew YorkDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following: Attending client meetings where you are discussing Blackstone products and/or and client questions; Marketing Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and. Blackstone seeks to hire individuals who work well in a team-driven working group, are highly motivated, intelligent, have sound judgment and have demonstrated excellence in prior endeavors.
Senior Analyst, Valuations IconiqSenior Analyst, ValuationsNew YorkWith over $100B assets under management, we seek to build resilient investment portfolios, partner with inspired entrepreneurs transforming industries, manage our clients’ lives and legacies, and create uncommon opportunities across sectors and society. This role partners closely with investment teams to evaluate portfolio companies, deliver valuation insights, and contribute to cross-functional projects requiring strong analytical, communication, and project management skills.
Third-Party Risk Management (TPRM) Junior Analyst National Digital Trust Company (In Organization)Third-Party Risk Management (TPRM) Junior Analyst*, NYThe ideal candidate will have 1–3 years of experience in third-party risk, information security, IT audit, or compliance, along with a strong understanding of cybersecurity controls, risk assessment methodologies, and regulatory expectations applicable to financial institutions. Our company is seeking a highly motivated Third-Party Risk Management (TPRM) Junior Analyst to support its Third-Party Risk Management program within a highly regulated banking environment.
IT infrastructure Analyst Carrier Enterprise LLCIT infrastructure AnalystEast Syracuse, NYThe ideal candidate brings broad hands-on experience across servers, cloud hosting, and networking, and thrives in a fast-paced distribution environment where uptime and reliability are critical to business operations. Support Microsoft 365 (Exchange Online, Teams, SharePoint/OneDrive, Intune) including Entra ID user/licensing/conditional access and M365 security/compliance (Defender, DLP, MFA).
Governance, Risk and Compliance Analyst II StubHubGovernance, Risk and Compliance Analyst IINew YorkLocation: Hybrid (3 days in office/2 days remote) – New York, NY What You'll Do Oversee and manage the vendor risk management program by performing risk assessments of third parties to ensure they are compliant with StubHub’s regulations and requirements and by optimizing the intake and renewal process, along with performing vendor risk categorization and evaluations. With more than 300 million tickets available annually on our platform to events around the world -- from sports to music, comedy to dance, festivals to theater -- StubHub offers the safest, most convenient way to buy or sell tickets to the most memorable live experiences.
New35S Signals Collector/Analyst National Guard OMD35S Signals Collector/AnalystSyracuse, NY$200–$250 / weekIn this role, you will search the radio frequency spectrum to collect, identify, and record target communications and selected electro-optic or foreign instrumentation signals; install and operate electronic intelligence collection systems; acquisition, analysis, and recording of targeted communications; analyzing communications using a real-time spectrum analyzer; and using oscilloscopes to find waveforms in communication. Job training for a Signals Collector/Analyst consists of 10 weeks of Basic Training, where you'll learn basic Soldiering skills, and 15 weeks of Advanced Individual Training (AIT) and on-the-job instruction, including practice in interpretation.
Technology Business Analyst Jose MercilineTechnology Business AnalystNew YorkResponsibilities Include: * Develop an understanding of the Banks business models and products, and familiarity with technology services provided by the affiliate technology organization. * Five plus years of experience in a similar role in financial or banking services, with practical knowledge of banking principles and products.
Staff Data Analyst, Block Compliance BlockStaff Data Analyst, Block ComplianceNew YorkYou have a proven track record in the Financial Crimes and AML space, and in this role you will develop strategies and lead key workstreams to deliver actionable analytics to leaders throughout the Block business and tell the story of our Compliance program to regulators and external parties. They work across business groups and around the globe, spanning time zones and disciplines to develop inclusive People policies, forecast finances, give legal counsel, safeguard systems, nurture new initiatives, and more.
NewSenior Customer Experience Operations Analyst DarktraceSenior Customer Experience Operations AnalystNew York$100,000–$120,000 / yearThe CX Operations team is seeking a Senior Customer Experience Operations Analyst to build and own a series of CX Metrics dashboards that provide leading indicators and performance results across all Chief Customer Officer (CCO) functions: Professional Services, Customer Success, Analyst Services, and Support. Work with Revenue Operations, Data & Analytics, and Business Systems teams as a consumer and partner (not a substitute), making sure CX-specific reporting and insights needs are met without duplicating what those teams already provide.
NewAnalyst - Enterprise Risk Advisory 5A GenpactAnalyst - Enterprise Risk Advisory 5ANew YorkThe actual offer, reflecting the total compensation package plus benefits, will be determined by a number of factors which include but are not limited to the applicant’s experience, knowledge, skills, and abilities; geographic location; and internal equity. In this role, you will support Global Advisory teams across industry, functional, and technology domains, gaining hands-on exposure to consulting engagements and business transformation initiatives.
Security Integration Account Executive Johnson ControlsSecurity Integration Account ExecutiveNew York$81,000–$126,000 / yearJohnson Controls, a global leader in thermal management, mission-critical building systems, energy efficiency, and decarbonization, helps customers use energy more productively, reduce carbon emissions, and operate with the precision and resilience required in rapidly expanding industries such as data centers, healthcare, pharmaceuticals, advanced manufacturing, and higher education. You’ll skillfully convey the value of technically sophisticated integrated security systems and services, ensuring your clients fully understand the solutions available to them, while staying informed about local codes and the labor environment.
Portfolio Management Analyst Man GroupPortfolio Management AnalystNew YorkAdditional responsibilities include ensuring the accuracy and completeness of financial data maintained on an internal platform, the ongoing identification and analysis of portfolio risk trends, completing quarterly portfolio account and valuation updates, liaising with credit rating agencies to establish and maintain credit ratings, and facilitating investor reporting workflows. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives.
Shared Services Data Quality Analyst Centerlight Management ServicesShared Services Data Quality AnalystNew YorkRemoteManage and prepare confidential information, such as patient services and data summaries, quality assurance reports, root cause analysis, the financial impact of errors, etc. and use any/all sources of information (i.e. Staff documentation errors, missing information in Care Compass, validation calls, grievances, etc.). Complete assessment and coordination notes into Care Compass EMR database related to participant home care services received, supplies delivered, nursing duty sheets, and other data management as necessary.
Fraud Investigation, Analyst Community Financial System, Inc.Fraud Investigation, AnalystSyracuse, New YorkFull timeHandle complex fraud cases involving higher loss exposure, linked accounts, repeat fraud, ATO indicators, check fraud, scam activity, or unusual customer behavior. Responsibilities: The Analyst, Fraud Investigation role is a senior analytical position responsible for handling more complex, higher-risk fraud cases that require deeper review, broader analysis, and advanced judgment.
Real Time Analyst (WFM) Rapid Response MonitoringReal Time Analyst (WFM)Syracuse, NY$26–$32 / hourWork collaboratively with Operations and Workforce management to steer towards operational effectiveness and efficiency, making decisions in real time to maintain flow of alarms and calls to improve service levels and performance, ensuring best possible results. Analyze and compare forecasted to actual daily data to identify disparities for the purpose of identifying possible issues and developing improvement for future forecast.
Epic OpTime Application Analyst KWZ SolutionsEpic OpTime Application AnalystWestchester County, NY$90,000–$130,000If you're passionate about leveraging Epic technology to improve surgical workflows and patient care, this is an excellent opportunity to join a collaborative healthcare IT team where your expertise will directly support clinicians and operational excellence. This role also includes travel to support multiple operating room locations and requires collaboration with physicians, nursing leadership, surgical services, IT teams, and third-party vendors.
NewInsider Risk Analyst Starr InsuranceInsider Risk AnalystNew YorkAt Starr, you'll work in an entrepreneurial culture alongside accessible leaders, leveraging our financial strength and vast industry experience to deliver solutions for our clients, no matter how complex. This role involves monitoring and assessing data to detect suspicious activities, policy violations, and vulnerabilities that could compromise the confidentiality, integrity, and availability of the company's information assets.
Fraud Investigation, Analyst Community Bank, N.A.Fraud Investigation, AnalystSyracuse, NYHandle complex fraud cases involving higher loss exposure, linked accounts, repeat fraud, ATO indicators, check fraud, scam activity, or unusual customer behavior. Skills: Strong understanding of deposit and payment fraud, including check fraud, debit card fraud, digital banking fraud, scam typologies, account takeover, and suspicious account behavior.
NewSenior HRIS Analyst SRCSenior HRIS AnalystSyracuse, NY$90,000–$110,000 / yearThis position plays a critical role in enabling data-driven decision-making by developing dashboards and analytics that answer key business questions, measure performance, and support strategic workforce decisions. The role partners closely with key stakeholders in HR, IT, Payroll, Legal, Cybersecurity, Compliance, and Finance to ensure system functionality, data integrity, regulatory compliance, and alignment with business needs.
Class of 2027 Full Time Analyst GLC Advisors & Co.Class of 2027 Full Time AnalystNew YorkThe senior team at GLC has worked together over the past decade and brings financial advisory experience from AlixPartners, Credit Suisse First Boston, Donaldson, Lufkin & Jenrette, Morgan Stanley, PriceWaterhouseCoopers, Smith Barney, and UBS. About GLC Advisors & Co., LLC GLC Advisors & Co., LLC (GLC) is a leading independent investment banking advisory firm delivering objective, senior-level expertise to execute financial advisory assignments for its clients.
Credit Analyst II NAICCredit Analyst IINew YorkThis requires reasoned based judgment based upon a thorough analysis of security structure & legal agreements, financial statements and credit viability of issuer, appropriate peers, corporate or structured securities, analytical methodologies, industry data for comparative purposes economic trends ion the industry and country of issuer, as well as relevant third party support, collateral or lease agreements. This team member works independently and must have excellent verbal and written communication skills, and maintain collegial relations with his peers, and other internal and external customers.
NewRisk and Compliance Analyst Davis Polk & Wardwell LLPRisk and Compliance AnalystNew YorkReporting to the Compliance Manager, this role will independently manage components of the Firm’s risk and compliance processes, including vendor risk management, client assessments, audit support, and policy governance. Typical responsibilities include, but are not limited to, the following: Support and help maintain the Firm’s Information Security Management System (ISMS), including contributing to ISO 27001 compliance and annual recertification efforts.
US Future Opportunities – Investing | Analyst & Associate Programs Warburg PincusUS Future Opportunities – Investing | Analyst & Associate ProgramsNew YorkIn connection with your application to work with us, and in accordance with applicable law, we may collect and process the following types of personal information about you: Contact Data: your name, address, email, mobile phone number, and similar contact information; Identity Data: date of birth, nationality, country and city of birth, gender identity and pronouns; Application-Related Data: information contained in your curriculum vitae and cover letter including your employment and education histories, qualifications, certifications, professional associations, skills; eligibility to work in a certain country; information provided in your communications with us or during interviews, calls or video chats; Assessment Results: your results from any tests or qualification exams required to work with us; and. These third parties include: recruitment agencies who work with us to recruit and assess candidates; background check providers who perform background checks for us; third-party suppliers who administer our IT infrastructure, job application platform and maintain our employment records; professional advisors including lawyers in relation to investigating, exercising or defending a legal claim; government authorities or agencies, regulatory bodies, and law enforcement agencies if required by law, or to investigate, prevent, or act regarding suspected or actual illegal activities; and.
Analyst/ Associate - Equity Research, Biotech Bank of AmericaAnalyst/ Associate - Equity Research, BiotechNew YorkThe candidate will work closely alongside the Senior Analyst in all aspects of the research process, from idea generation to modeling, including but not limited to the following: Write regular industry and company reports and company launch initiations from scratch. An advanced scientific degree (PhD or MD) or MBA/CFA is desired as it shortens the learning curve and facilitates communication with companies and clients, however is not required.
Technology Business Analyst - Consultant Jose MercilineTechnology Business Analyst - ConsultantNew YorkStrong written and verbal communication skills with the ability to summarize complex information clearly to senior technical and non-technical audiences. Familiarity with banking products including securitized loans, mortgages, securities based lending, and high net worth lending.
Real Time Analyst (WFM) Rapid Response Monitoring Services IncReal Time Analyst (WFM)Syracuse, NY$26–$32 / hourWork collaboratively with Operations and Workforce management to steer towards operational effectiveness and efficiency, making decisions in real time to maintain flow of alarms and calls to improve service levels and performance, ensuring best possible results. Analyze and compare forecasted to actual daily data to identify disparities for the purpose of identifying possible issues and developing improvement for future forecast.
Staff Business Systems Analyst, People Systems uraStaff Business Systems Analyst, People SystemsNew YorkYou will partner closely with the People Team, IT Teams, and other stakeholders to define business requirements, design, deliver and maintain solutions that improve employee and manager experiences, streamline HR operations, and provide trustworthy people data for decision-making. Be the technical lead/admin of the core People Systems multi-system tech stack (HRIS, ATS, LMS, etc), partnering with the People Team to support, maintain, plan, and track systems changes for a global workforce.
On-Site IT Support Analyst Wilson ElserOn-Site IT Support AnalystNew YorkAs a local representative of Wilson Elser’s national IT department, the ideal candidate thrives on working in a fast-paced, growing environment and has the ability to provide white-glove, concierge-level services while juggling multiple demands. A variety of factors are considered in making compensation decisions, including but not limited to experience, education, licensure and/or certifications, geographic location, market demands, other business and organizational needs, and other factors permitted by law.
Senior Analyst, Investor Relations and External Communications Precision AQSenior Analyst, Investor Relations and External CommunicationsNew YorkYou will work closely with senior account leads in an agency setting to manage client engagements, build and execute investor relations programs focusing on strategic advice and tactical execution, track sector trends and gather and analyze data and plan client events, while supporting the larger business through various marketing initiatives directed towards clients and industry leadership. In collaborating with our clients on their larger corporate strategy, we provide a range of services to achieve key investor relations goals, including effective messaging and positioning, enhancing visibility, improving institutional ownership and sell-side coverage, preparing for financings and IPOs, developing good guidance practices, and managing communications around M&A, binary events, and other strategic initiatives.
NewSenior Systems Architect – Windows Infrastructure and Security SaabSenior Systems Architect – Windows Infrastructure and SecurityEast Syracuse, New YorkThis position plays a key role in implementing and deploying air traffic control systems for customers, ensuring Windows environments are configured to support our software while meeting safety and security regulations. Leadership & Guidance: Lead information technology analysts, security engineers, and deployment teams to coordinate effective security protocols and align projects with security guidelines.
NewSenior Systems Architect - Windows Infrastructure and Security Saab ABSenior Systems Architect - Windows Infrastructure and SecurityEast Syracuse, NY$115,700–$150,500 / yearThis position plays a key role in implementing and deploying air traffic control systems for customers, ensuring Windows environments are configured to support our software while meeting safety and security regulations. Leadership & Guidance: Lead information technology analysts, security engineers, and deployment teams to coordinate effective security protocols and align projects with security guidelines.
ERP Programmer Analyst GorbelERP Programmer AnalystUsa, New YorkDesign, develop, maintain, and support ERP customizations, including enhancing existing IDOs, utilizing User Defined Extension Tables (UETs), creating custom forms and personalizations and developing reports. The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.
Capital Markets Analyst II NAICCapital Markets Analyst IINew YorkAttend conferences, webinars, seminars, NAIC continuing education courses, etc. to further knowledge of capital markets, various types of investments (i.e. asset types), and regulatory issues, broadening analytical skills as well as depth of understanding of the interconnectedness between global financial markets. This person will monitor investment markets for each of the major asset classes owned by insurers such as fixed income (corporates, munis, structured securities, etc.) mortgages, equities, and real estate as well as derivatives and produce comprehensive analytical reports.
Summer Analyst (Undergraduate) Waterfall Asset ManagementSummer Analyst (Undergraduate)New YorkThe internship starts with a firm orientation and robust training program, where summer analysts will be trained in debt cash flow modeling, bond math, and participate in structured credit classes introducing various asset-backed and mortgage-backed securities. Two 4-week rotations across the firm’s various investment verticals, including: Private Credit, CRE Loans, CRE Equity, ABS/CMBS/RMBS Trading, Residential Whole Loan Trading, Or HY Corporate Credit Trading.
Senior Business Systems Analyst Genworth Financial IncSenior Business Systems AnalystNY$96,700–$145,000 / yearCollaborate with cross-functional teams to identify opportunities for automation, integration, and migration to strategic platforms (e.g., Databricks, cloud services). Provide expert guidance on Business Intelligence tools (Alteryx, APEX, Power BI) to enable scalable, efficient, and sustainable data solutions across the enterprise.
Business Controls Group ("BCG") — Analyst Guggenheim SecuritiesBusiness Controls Group ("BCG") — AnalystNew YorkWorking under the guidance of senior team members, the Analyst will learn to use a variety of surveillance tools and data analytics capabilities to help monitor trading activity, electronic communications, employee personal trading, and operational risk. The Business Controls Group ("BCG") serves as Guggenheim Securities’ designated first line of defense, providing delegated supervisory oversight of the firm’s Sales & Trading and Equity Research operations.