PGIM Global Wealth - External Wholesaler (Wire Channel - Chicago) Prudential Financial IncPGIM Global Wealth - External Wholesaler (Wire Channel - Chicago)Chicago, ILThe External Wholesaler is responsible for representing all PGIM Global Wealth products and vehicles including Mutual funds, ETF's, SMA's, Alternative Investments, CIT's across retail and retirement platforms to investment professionals in their respective territory. The External Wholesaler is responsible to raising net new assets for the firm and servicing the firms existing client base across Wirehouses, Regional Broker Dealers and RIA Aggregator firms.
Avp, Alternatives Manager Research (Secondaries) WilshireAvp, Alternatives Manager Research (Secondaries)Chicago, IL$110,000–$150,000 / yearDevelop and maintain deep relationships with private fund managers across the region, as well as create access to top-tier managers; proactively schedule and lead manager meetings and diligence calls (often high volume) to gather information and insights. Wilshire is seeking to recruit an investment professional to help lead research and due diligence efforts across all Alternatives segments with an emphasis on private markets (private equity, private credit, real assets) in North America.
Securities Enforcement Auditor I Illinois Secretary of StateSecurities Enforcement Auditor IChicago, ILFull timeDuties and Responsibilities: Conducts financial and other reviews and examinations of registered dealers, investment advisers, and other entities selling securities, mineral investment contracts, mineral deferred delivery contracts or rendering investment advice; reviews department records to become familiar with the firm being reviewed or examined; reviews firm's books and records to determine whether all records required by the Illinois Securities Law or regulations adopted thereunder are current and in proper form; evaluates firm's sales practices and interviews firm personnel as required to ascertain whether any violations of the IL Securities Law or Rules and Regulations have occurred. Performs financial and other reviews and regulatory compliance examinations of registered securities dealers, investment advisers and other entities selling securities, mineral investment contracts, mineral deferred delivery contracts or rendering investment advice; reviews periodic or annual financial filings, advises the department of the results of these reviews and examinations and recommends action to be taken; assist Securities Enforcement Auditor II, and provides advice to attorneys and investigators, and testifies in administrative, civil and criminal proceedings.
Co-Founder & CEO - AI Wealthtech FutureSightCo-Founder & CEO - AI WealthtechChicago, ILYou’ll co-create with a proven venture building team, led by John Carbrey (4x entrepreneur, $100M ARR), Krista LaRiviere (3x exited, E&Y Top Women Entrepreneur), Alan Smith (Strategyzer co-founder, $120M in products built), Prathna Ramesh (former MD of Maple Leaf Angels, $275M in follow-on capital), and Johnny Tong (0-to-1 builder, acquired by SAP and Stripe) bring a rare combination of operator exits, institutional investing, and AI product depth. Every wealth management firm already staffs an Operations function to do this work, typically at a ratio of roughly one Operations person to every three advisors, and that function is chronically stretched: slow, error-prone, and unable to give any single advisor's book the full attention it deserves.
AVP, Alternatives Manager Research (Secondaries) Wilshire Advisors, LLCAVP, Alternatives Manager Research (Secondaries)Chicago, IL$110,000–$150,000 / yearDevelop and maintain deep relationships with private fund managers across the region, as well as create access to top-tier managers; proactively schedule and lead manager meetings and diligence calls (often high volume) to gather information and insights. Wilshire is seeking to recruit an investment professional to help lead research and due diligence efforts across all Alternatives segments with an emphasis on private markets (private equity, private credit, real assets) in North America.
Vice President, Client Solutions (Alternatives & Wealth) Wilshire Advisors, LLCVice President, Client Solutions (Alternatives & Wealth)Chicago, IL$110,000–$175,000 / yearWilshire's Client Solutions team serves as the interface between the firm and its clients, responsible for ensuring exceptional service delivery, maintaining client satisfaction, and fostering long-term client relationships. Interest in leveraging approved AI-enabled tools to streamline work processes, enhance productivity, and support high-quality outputs, while applying sound judgment, attention to detail, and adherence to firm policies.
Senior Due Diligence And Research Specialist Inland Real EstateSenior Due Diligence And Research SpecialistOak Brook, ILWe are seeking an experienced and analytical Senior Due Diligence & Research Specialist to play a key role in supporting third-party due diligence, investment research, and platform review activities across broker-dealers, RIAs, FinTech platforms, and other distribution partners. 8+ years of experience in investment management, asset management, due diligence, product management, investment research, wealth management, capital markets, or a related financial services environment.
PGIM Global Wealth - External Wholesaler (Wire Channel - Chicago) PGIM Global High Yield FundPGIM Global Wealth - External Wholesaler (Wire Channel - Chicago)Chicago, ILThe External Wholesaler is responsible for representing all PGIM Global Wealth products and vehicles including Mutual funds, ETF's, SMA's, Alternative Investments, CIT's across retail and retirement platforms to investment professionals in their respective territory. The External Wholesaler is responsible to raising net new assets for the firm and servicing the firms existing client base across Wirehouses, Regional Broker Dealers and RIA Aggregator firms.
Senior Due Diligence and Research Specialist The Inland Real Estate Group of Companies IncSenior Due Diligence and Research SpecialistOak Brook, IL$112,228–$143,090 / yearWe are seeking an experienced and analytical Senior Due Diligence & Research Specialist to play a key role in supporting third-party due diligence, investment research, and platform review activities across broker-dealers, RIAs, FinTech platforms, and other distribution partners. As part of our commitment to an efficient and consistent hiring experience, The Inland Real Estate Group, LLC and its affiliated companies ("Inland") may utilize artificial intelligence ("AI") or automated technologies to assist in certain aspects of the recruitment and hiring process, including resume review and candidate screening.
Associate Compliance Specialist AdvyzonAssociate Compliance SpecialistLisle, ILWe are seeking a highly motivated and detail-oriented Associate Compliance Specialist to support the day-to-day compliance operations of Advyzon Investment Management (AIM), a rapidly growing TAMP platform. Skills/Qualifications 1–3 years of experience in compliance, operations, or a related role within financial services (RIA, TAMP, wealth management, or asset management preferred).
Head of Sales Enablement Harbor Funds Distributors IncHead of Sales EnablementChicago, IL$175,000–$210,000 / yearOversee the development of modular, multimedia training content including live workshops, digital learning modules, recorded sessions, certifications, and playbooks Oversee the development of modular, multimedia training content including live workshops, digital learning modules, recorded sessions, certifications, and playbooks. • Familiarity with sales and marketing tech ecosystem including CRM, marketing automation, content management and learning management systems Familiarity with sales and marketing tech ecosystem including CRM, marketing automation, content management and learning management systems.
Executive Director - Bank Insurance & Securities Association SmithBucklin CorporationExecutive Director - Bank Insurance & Securities AssociationChicago, IL$175,000–$225,000 / yearPreferred Experience and Credentials: Experience with bank or credit union wealth management programs, broker-dealers, registered investment advisers, insurance distribution organizations, asset managers, third-party program managers, technology providers, or associations serving these markets. BISA is the leading financial services industry association serving firms and leaders involved in delivering investment, insurance, advisory, retirement, technology, and related wealth management solutions through banks and credit unions.
Residential Real Estate Sr. Sales Associate Bank of AmericaResidential Real Estate Sr. Sales AssociateChicago, ILMerrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as “MLPF&S” or “Merrill”) makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation (“BofA Corp.”). Los Angeles, California;Newport Beach, California; San Francisco, California; Pleasanton, California; Charlotte, North Carolina; New York, New York; Chicago, Illinois; Houston, Texas.
Treasury Sales Associate I - Global Payment Solutions - Middle Market Bank of AmericaTreasury Sales Associate I - Global Payment Solutions - Middle MarketChicago, ILMerrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as “MLPF&S” or “Merrill”) makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation (“BofA Corp.”). Our Drug-Free Workplace and Alcohol Policy (“Policy”) establishes requirements to prevent the presence or use of illegal or illicit drugs or unauthorized alcohol on Bank of America premises and to provide a safe work environment.
Financial Institutions - Senior UW Specialist Specialty (Remote/Hybrid) The Hanover Insurance Group IncFinancial Institutions - Senior UW Specialist Specialty (Remote/Hybrid)Chicago, ILRemoteThis highly visible, market-facing role is designed for an underwriting professional with demonstrated experience underwriting Asset Managers, including RIAs, private fund managers, and other investment management firms and a proven ability to cultivate strong agency and broker relationships. Can identify types of coverages including gaps in coverages typically provided within given operations, can explain coverages and correlating exposures and controls to agents to complete our value-added proposition.
Billing & Revenue Associate Cerity Partners LLCBilling & Revenue AssociateChicago, ILRemote2-4 years of relevant experience preferred, with experience in wealth management, RIA, financial services, investment operations, billing, accounts receivable, portfolio accounting, reconciliation, or a related finance or operations environment. In this role, you'll prepare, execute, and manage critical client billing functions in a collaborative, fast-paced environment where your work directly supports the accuracy and integrity of our client relationships.
Senior Manager, AI Partnership Marketing 001_MstarInc Morningstar Legal EntitySenior Manager, AI Partnership MarketingChicago, IllinoisSuccess will be measured by the growth and effectiveness of the partner marketing program, including partner engagement, pipeline and revenue contribution, cross-functional collaboration, and the successful execution of joint go-to-market initiatives. You'll serve as the primary marketing lead for strategic AI partners, working across Product, Sales, Brand, Legal, and AI Platform Strategy to execute joint go-to-market initiatives and grow partner-sourced revenue.
Senior Billing & Revenue Associate Cerity Partners LLCSenior Billing & Revenue AssociateChicago, ILRemote2-4 years of relevant experience preferred, with experience in wealth management, RIA, financial services, investment operations, billing, accounts receivable, portfolio accounting, reconciliation, or a related finance or operations environment. In this role, you'll prepare, execute, and manage critical client billing functions in a collaborative, fast-paced environment where your work directly supports the accuracy and integrity of our client relationships.
Wealth Management Supervisor - AI Trainer MercorWealth Management Supervisor - AI TrainerChicago, IllinoisRemote$100–$130 / hourFINRA Series 7 + 24 (or 9/10); IACCP or comparable compliance designation; structured-products / alternatives supervision experience. Working knowledge of Reg BI , DOL rollover rules, FINRA supervisory requirements, suitability, and the SEC Marketing Rule .
Churchill Summer Internship, Investor Solutions Group - Wealth TIAAChurchill Summer Internship, Investor Solutions Group - WealthChicago, IllinoisIn addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans). Churchill has a long history of disciplined investing across multiple economic cycles and our unique origination strategy and investment approach are driven by nearly 200 professionals in New York, Charlotte, Chicago, Dallas and Los Angeles.