Minneapolis, MN22 days ago
This position serves as a core liaison, working closely with the Operations Legal Process Group, which is responsible for handling and responding to significant volumes of legal process such as garnishments, levies, writs of attachment, and other related requests. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.