Compliance and Operational Risk Manager – Application Security and Technology Risk Oversight Bank of AmericaCompliance and Operational Risk Manager – Application Security and Technology Risk OversightCharlotte, North CarolinaWe are seeking an experienced Compliance & Operational Risk Manager to provide independent second line oversight of the Bank's most highest risk technology environments, including Application and Technology Security Assessments, Technology Third Party Risk Management, and emerging technology risks. This role serves as a trusted advisor and effective challenger to senior technology leaders, providing risk oversight, governance, and strategic advisory to support the Bank’s cybersecurity, operational resilience, and regulatory objectives.
Avp, AI Risk And Governance LPL Financial ServicesAvp, AI Risk And GovernanceFort Mill, SC$117,214–$195,288 / yearThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
Technology Compliance & Operational Risk Manager, AI Bank of AmericaTechnology Compliance & Operational Risk Manager, AICharlotte, North CarolinaPerforms technical risk assessments, validates control design and effectiveness, reviews reference architectures, evaluates AI governance requirements, and partners with AI EAC and business stakeholders to ensure appropriate risk management practices are applied throughout the AI lifecycle. Reviews and challenges FLU/CF process, risk, Single Process Inventory, and FLU/CF Risk and Control Self-Assessment related to themes or trends, while monitoring the regulatory environment to identify regulatory changes applicable to area(s) of coverage.
Credit Analyst II - Asset Based Finance - Product Delivery Portfolio - Support Bank of AmericaCredit Analyst II - Asset Based Finance - Product Delivery Portfolio - SupportCharlotte, North CarolinaResponsibilities include completing credit analysis to assess a client’s creditworthiness, evaluating credit risk, completing analysis in various systems, and writing financial analysis for approval and/or monitoring documents. At this level, the analyst independently analyzes both qualitative and quantitative data, including client financials, projections, industry data, covenant compliance, collateral documentation, and adherence to policy and procedural requirements.
Senior Associate, Technology Compliance And Emerging Risk Consulting RSMSenior Associate, Technology Compliance And Emerging Risk ConsultingCharlotte, NC$77,700–$146,900 / yearThe Technology Compliance & Emerging Risk Senior Associate will be an integral team member, assisting with planning engagements, conducting fieldwork, supporting compliance assessments, preparing documentation, and delivering high-quality client outputs. If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an experienced associate.
Environmental Compliance Specialist Advocate Aurora HealthEnvironmental Compliance SpecialistCharlotte, NC$35.50–$53.25 / hourProviding care under the names Advocate Health Care in Illinois; Atrium Health in the Carolinas, Georgia and Alabama; and Aurora Health Care in Wisconsin, Advocate Health is a national leader in clinical innovation, health outcomes, consumer experience and value-based care. Headquartered in Charlotte, North Carolina, Advocate Health services nearly 6 million patients and is engaged in hundreds of clinical trials and research studies, with Wake Forest University School of Medicine serving as the academic core of the enterprise.
Technology Compliance & Operational Risk Manager Bank of AmericaTechnology Compliance & Operational Risk ManagerCharlotte, North CarolinaWe’re looking for a seasoned risk leader to join the second line of defense, providing oversight and challenge for International Technology and Global Payments Solutions Technology (ITGPST) organization, a forward-looking CIO organization within Global Technology. Enterprise Visibility: You’ll work closely with senior leaders across Global Technology and Risk, influencing decisions that shape how payments technology risks are managed.
Credit Analyst II/Credit Underwriter I-Global Infrastructure Credit Bank of AmericaCredit Analyst II/Credit Underwriter I-Global Infrastructure CreditCharlotte, New YorkEmbedded across the bank’s eight lines of business, the Global Infrastructure Credit team reflects the bank’s initiative to fuel the global economy, build trust and credibility with communities, and represents a company that people want to work for, invest in, and do business with. The Global Infrastructure Credit team supports the continued growth in sustainable, renewable, and green finance and further delivers on the bank’s commitment to help society transition to a low-carbon economy.
Fraud & Claims Operations Senior Manager Wells FargoFraud & Claims Operations Senior ManagerCHARLOTTE, NCThe successful candidate will operate as both a people leader and strategic operator, partnering closely with Fraud Strategy, Detection Operations, Channel Leaders, and other internal stakeholders to reduce fraud losses, improve customer outcomes, and manage operational expense. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
Senior Audit Manager- Team Lead - Csbb Ops Truist Financial CorporationSenior Audit Manager- Team Lead - Csbb OpsCharlotte, NC$160,000–$183,700 / yearGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. The Senior Audit Manager further develops and maintains specialization and expertise in specific areas of financial services, risk management and assists in line of business relationship management and risk monitoring.
Consumer Credit Strategy Oversight Officer Truist Financial CorporationConsumer Credit Strategy Oversight OfficerCharlotte, NCConsumer Lending credit exposures include Credit Card, Unsecured Personal Lines and Loans, Real Estate, Auto, Small Business, Consumer Wealth Management, Direct to Consumer, and other National Consumer Finance products representing more than $120 billion in outstanding balances. Monitor problem assets of assigned segments (delinquent loans, non-performing assets and charge-offs) to limit credit losses through regular communication with loss mitigation teams and Default Management.
Enterprise Resilience Officer II Truist Financial CorporationEnterprise Resilience Officer IICharlotte, NCGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. The teammate will coordinate and support internal audits and regulatory exams by acting as the liaison between Enterprise Resilience Office and the audit/exam teams to gather, validate, and deliver required artifacts.
Senior Wealth Management Banking Coordinator (SAFE) Wells Fargo & CoSenior Wealth Management Banking Coordinator (SAFE)Charlotte, NCThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. In this role, you will: Support more experienced level Private Bankers with account administration, sales activities, risk management, and relationship management, supporting multiple people and balancing multiple priorities.
Enterprise Resilience Officer II Truist BankEnterprise Resilience Officer IICharlotte, North CarolinaGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. The teammate will coordinate and support internal audits and regulatory exams by acting as the liaison between Enterprise Resilience Office and the audit/exam teams to gather, validate, and deliver required artifacts.
Strategic Solutions Project Manager U.S. BancorpStrategic Solutions Project ManagerCharlotte, NC$75,820–$89,200 / yearThe Strategic Solutions Project Manager is responsible for leading and executing high-impact initiatives that support the launch, growth, expansion, and continuous improvement of complex Treasury Management solutions and related client onboarding processes. This role serves as a critical liaison between Product Management, Treasury Sales, Operations, Technology, Risk, Compliance, and Client Onboarding teams to deliver strategic solutions that enhance the client experience, improve operational efficiency, and drive revenue growth.
NewModel Validator, Senior Specialist The Vanguard GroupModel Validator, Senior SpecialistCharlotte, PennsylvaniaThe Model Risk Management (MRM) Team, part of Vanguard’s second line of defense, is seeking an experienced model risk professional to support independent oversight of AI/ML and generative AI models built and/or used across the enterprise. Assess models and systems using generative AI throughout their lifecycle including leading independent validations and assessment of ongoing monitoring, change management, and remediations of model risk findings.
Associate Investment Banking Fifth Third BancorpAssociate Investment BankingCharlotte, NC$71,100–$145,900 / yearSKILLS FOR SUCCESS: Successful candidates will demonstrate a higher degree of proficiency (typically from 1-3 years of practical experience or advanced academic exposure) across the following areas: Workstream Leadership: Plan, sequence, and drive workstreams to on-time, high-quality outcomes. DOING THE RIGHT THING: Our employees take pride in doing the right thing for customers and colleagues as well as being accountable for risk by openly exchanging ideas and opinions, elevating concerns, and following policies and procedures that protect all our valuable assets -including you.
Audit AML Sr. Consultant NTT DATA Group CorpAudit AML Sr. ConsultantCharlotte, NCRemote$93,816–$162,875 / yearNTT DATA recruiters will never ask for payment or banking information and will only use @nttdata.com and @talent.nttdataservices.com email addresses. Consultant role is ideal for professionals with experience in AML/BSA, Financial Crimes Risk Management, Audit, Compliance Testing, or Validation functions within the financial services industry.
Audit Project Manager - CAS Corporate Treasury U.S. BancorpAudit Project Manager - CAS Corporate TreasuryCharlotte, NC$105,400–$124,000 / yearIncludes identifying and analyzing business processes, key risks and critical controls; interviewing auditees; determining audit scope; evaluating control design adequacy; and developing audit programs which provide sufficient guidance for testing control performance effectiveness and making evaluations which effectively achieve audit objectives. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.
Program Manager, Vendor Operations Dingoblu Financial IncProgram Manager, Vendor OperationsCharlotte, NCWe're looking for a Program Manager, Vendor Operations leader to lead the strategic and operational management of our third-party vendor ecosystem while driving cross-functional projects across our deposit, lending, and customer service organizations. Program Manager, Vendor Operations Vendor Management | Program Delivery | Operational Excellence Location Charlotte, NC Experience Required 5+ Years Reports To Director of Operations Department Operations Classification Full-Time About the Role.