IT Risk & Compliance Analyst Trinity ChurchIT Risk & Compliance AnalystNew York, NY$126,100–$157,900 / yearAs risks are identified, report risks to management and vendor management teams; work with third-parties to develop appropriate risk response plans; and monitor plans to closure. As a hybrid security and compliance role, the Analyst supports the development and enforcement of security policies, manages security assessments and remediation, and maintains documentation for internal governance and external audits.
Document Processor / Compliance Analyst BCSDocument Processor / Compliance AnalystParsippany, NJOur compliance and risk management platform helps companies reduce their risk exposure by systematically verifying Vendors/Suppliers they do business with. We are growing our Operations department and are looking to hire a Document Processor to assist with data entry and customer support.
Bilingual Document Processor / International Compliance Analyst BCSBilingual Document Processor / International Compliance AnalystParsippany, NJOur compliance and risk management platform helps companies reduce their risk exposure by systematically verifying Vendors/Suppliers they do business with. We are growing our Operations department and are looking to hire a Document Processor to assist with data entry and customer support.
Senior Product Compliance Analyst Lively, Inc.Senior Product Compliance AnalystNYRemote$105,000–$145,000 / yearYou will field regulatory questions from internal teams, support customer escalations with compliance dimensions, and develop deep expertise in how Lively''s benefit products operate, including the transaction and payment infrastructure that supports them. Internal Subject Matter Expertise: Develop deep expertise in Lively''s benefit products and serve as an internal compliance resource for Product, Engineering, Customer Success, Member Services, and Sales teams.
Affordable Housing Compliance Analyst | Housing EliseAIAffordable Housing Compliance Analyst | HousingNew York, New York1+ years of hands-on affordable housing compliance file review, auditing, or related property management/compliance experience — or a demonstrated interest in the field with strong analytical skills and a track record of quickly learning detailed rules. Working knowledge of affordable housing programs — LIHTC (Section 42), HUD Section 8 (HCV, PBV, PBRA), and/or USDA Rural Development — including income and asset determinations, certifications and recertifications, and tenant file requirements.
Remote Retirement Plan Compliance Analyst Ascensus LLCRemote Retirement Plan Compliance AnalystNewark, NJRemote$65,000–$95,000 / yearResponsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and/or unapproved disclosure of information that could result in harm to Ascensus or our clients. Our roots go back decades, with nearly 30 outstanding legacy firms now joined together to deliver unmatched levels of service, innovation and expertise to a fast-growing client base from coast to coast.
NewSenior Compliance Analyst Guild Mortgage CompanySenior Compliance AnalystNYRemote$67,000–$90,000 / yearThe Senior Compliance Analyst plays an important role in the organization by supporting Guild Mortgages Origination division through a broad range of compliance activities, including complaint management, regulatory examinations, compliance monitoring, regulatory research and compliance advisory support. Working under minimal supervision, this role independently manages formal complaints, supports and facilitates state, federal, investor, and agency examinations, and assists in the design and execution of risk-based and other compliance monitoring reviews.
Compliance Analyst BAMMCompliance AnalystJersey City, NJThis role blends business analysis, data analytics, and product management and will work closely with Compliance, Risk, Technology, and GRC vendor partners to deliver system implementations, support Compliance programs, and enable analytics, reporting, and operational readiness. " Design and author detailed UAT test cases and test scripts based on approved Senior Business Data Analyst GRC Compliance Controls, CRA Testing & Data Mapping Support.
Portfolio Compliance Analyst Franklin ResourcesPortfolio Compliance AnalystShort Hills, NJ$74,000–$97,200 / yearWe also offer a comprehensive benefits package, which includes a range of competitive healthcare options, insurance, and disability benefits, employee stock investment program, learning resources, career development programs, reimbursement for certain education expenses, paid time off (vacation / holidays / sick / leave / parental & caregiving leave / bereavement / volunteering / floating holidays) and a motivational wellbeing program. The team partners with Portfolio Management, Trading, Investment Risk, and Operations to maintain accurate data, resolve issues, and support compliant trading activity.
Compliance Analyst (Hybrid- Newark, NJ) Broadridge Financial Solutions IncCompliance Analyst (Hybrid- Newark, NJ)Newark, NJ$100,000–$110,000 / yearThe role involves partnering with subject matter experts and business stakeholders to track remediation activities, monitor recurring review processes, maintain regulatory mappings, and prepare periodic reporting to support effective oversight of the compliance program. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company-and ultimately a community-that recognizes and celebrates everyone's unique perspective.
Marketing Compliance Analyst/Associate Apollo Global Management IncMarketing Compliance Analyst/AssociateNew York, NY$100,000–$120,000 / yearReview and approve marketing materials, investor communications, websites, social media content, thought leadership, quarterly letters, webcasts, and other external communications to ensure compliance with applicable regulatory requirements and firm policies. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing a suite of retirement savings products and acting as a solutions provider to institutions.
Technical Compliance Analyst Snorkel AI Inc.Technical Compliance AnalystNew York City, NY$120,000–$185,000 / yearTechnical Depth on Demand: When a customer asks about AWS KMS encryption, logging pipelines, or IAM privilege escalation paths, you retrieve the granular evidence and draft the written narrative the Security and Legal Team needs to confidently close the deal. Audit Mastery: Proven end-to-end experience supporting external SOC 2 Type I and Type II audits-with specific expertise auditing IT General Controls (ITGC) (Change Management, Logical Access, System Operations).
Sr. Security Compliance Analyst - PCI DSS & SOC 2 (East Coast) Entrust CorpSr. Security Compliance Analyst - PCI DSS & SOC 2 (East Coast)NYRemote$119,078–$174,648 / yearResponsibilities include, but are not limited to: Leading PCI DSS compliance-related activities and certification; Supporting the evolution and execution of the SOC 2 program, including control design, testing, and evidence collection; Maintaining required evidence artifacts and ensuring traceability of evidence; Interpreting and operationalizing security and compliance requirements into actionable control activities for engineering and operations; Serving as SME for PCI DSS and SOC 2 compliance, advising internal teams and customers; Partnering with control owners to ensure controls meet PCI DSS requirements and Trust Services Criteria (Security, Availability, Confidentiality, etc.); Supporting external audits by preparing evidence, responding to auditor requests, coordinating audit activities, and tracking remediation; Driving coordination with third parties (e.g., service providers, hosting partners) to ensure shared control alignment; Ensuring audit readiness through continuous proactive gap assessments and control testing throughout the year; Identifying, assessing, and communicating compliance and security risks to stakeholders; Identifying, tracking, and driving closure of audit findings and control deficiencies; and. This role is responsible for designing and executing continuous compliance monitoring activities, identifying gaps and leading associated remediation efforts, planning and leading third-party audits, and measuring control effectiveness across cloud-based, on-prem and hybrid environments.
Private Markets Compliance Officer - Senior Analyst/Associate KKR & Co. Inc.Private Markets Compliance Officer - Senior Analyst/AssociateNew York, NY$115,000–$150,000 / yearMonitoring compliance with regulatory guidance for all aspects of the KKR's private markets investing business, including assisting with transactional due diligence and managing anti-bribery, anti-corruption and anti-money laundering processes for fund transactions, trading (including best execution), investor reporting, and regulatory filings. The successful candidate will support Firm-wide compliance operations and initiatives by managing policies, processes, controls, disclosure obligations, technology systems, and partnering with business leaders to identify and mitigate legal, regulatory, operational and reputational risks.
Compliance Analyst - CAT Transaction System Interactive Brokers Group IncCompliance Analyst - CAT Transaction SystemGreenwich, CTIBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. The ideal candidate would have some degree of self-sufficiency in performing data analysis using common programming languages (e.g., Python, Perl) and database queries (e.g., SQL).
Security & Compliance Analyst OTGSecurity & Compliance AnalystNew York, NY$90,000–$110,000 / yearThis role oversees ongoing compliance efforts, conducts assessments, manages evidence collection, and supports the remediation of compliance gaps across restaurants & marketplaces, e-commerce platforms, and point-of-sale environments. With more than 300 unique dining and retail locations across North America's busiest airports, we're fueled by a passion for creating exceptional guest experiences-made possible every day by our incredible Crewmembers.
Marketing Compliance Analyst/Associate Apollo Management HoldingsMarketing Compliance Analyst/AssociateNew York City, New YorkReview and approve marketing materials, investor communications, websites, social media content, thought leadership, quarterly letters, webcasts, and other external communications to ensure compliance with applicable regulatory requirements and firm policies. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing a suite of retirement savings products and acting as a solutions provider to institutions.
NewDocument Compliance Analyst I Guild Mortgage CompanyDocument Compliance Analyst INY$26–$31 / hourHigh school diploma or equivalent required; applicable college courses/technical training related to Business, Finance, Legal, etc. is preferred along with one to two years total work experience in an office environment in similar/related positions and duties. Regularly required to accurately perceive, distinguish and interpret information received visually and through audio, e.g., words, numbers and other data broadcasted aloud/viewed on a screen, as well as print and other media.
US Analyst - AML / OFAC Compliance Officer Credit Agricole SAUS Analyst - AML / OFAC Compliance OfficerNEW YORK, NYThe position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank's staff on proposed transactions. Assist to provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.
Compliance Analyst (1088) Sharp Decisions, IncCompliance Analyst (1088)Jersey City, NJThe ideal candidate has experience performing privacy risk assessments (e.g., PIAs/DPIAs), translating regulatory requirements into practical guidance, and supporting privacy by design practices across the organization. In addition, the ideal candidate will be a persistent self-starter, capable of managing multiple priorities, and able to influence and act as a change agent for the program as directed.