p>Key Responsibilities include but limited to: - Handles the suitability and completeness review for advisory new account and maintenance transactions such as, new account SIS reviews, account retitling requests, option setup/maintenance, strategy modifications for managed accounts, alternative investment account setup/maintenance, and various other advisory maintenance requests.
As an Inforce Advisory Operations Business Acceptance Consultant, you will serve as a key liaison to advisors, agency personnel, and internal business partnersincluding Compliance, Legal, Field Inspection, and Regional Supervisory Directorsby providing clear, authoritative guidance on policy adherence, operational concerns, and established guidelines.