White Plains, NY30+ days ago
Candidates with degrees (Associates, Bachelor's, and/or Master's) requiredStrong knowledge of banking laws and regulations pertaining to trust and investment activities, with a focus on those related to bank holding companies and national banksStrong knowledge of SEC laws and regulations and FINRA rules and guidanceCurrent or recently inactive (within two years) FINRA Series 7 General Securities, Series 24 General Securities Principal, or Series 14 Compliance Officer licensesStrong written, verbal, and communication skills, particularly for presentationsAdvanced Microsoft Office skills, including Excel, PowerPoint, and WordKnowledge of banking applications and systems, preferredKnowledge of banking products and servicesEffective project management and analytical skillsEffective decision-makerThe estimated base salary range for this position is $120,000 USD to $145,000 USD. Position SummaryThe Director, Investment Services Compliance is responsible for assisting the Managing Director, Privacy Compliance and Investment Services with enhancing and maintaining a comprehensive compliance risk management program for, and for providing compliance support to and oversight of, the investment and trust services lines of business (LOBs).