Risk Manager, Business Continuity and Resilience Risk Management Capital One Financial CorpRisk Manager, Business Continuity and Resilience Risk ManagementNew York, NY$138,100–$157,700 / yearCertification in risk management, audit, or business continuity management (Certified Business Continuity Professional (CBCP), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC)). Specific responsibilities of the Business Continuity Risk Manager include and are not limited to: Supports risk advising of Capital One's Global Payment Network (GPN) and serves as a thought leader on how to meaningfully enhance our second line framework to oversee Capital One's operational resilience.
Research Analyst (Western Asset) Western Asset ManagementResearch Analyst (Western Asset)New York, NY$150,000–$200,000 / yearWe also offer a comprehensive benefits package, which includes a range of competitive healthcare options, insurance, and disability benefits, employee stock investment program, learning resources, career development programs, reimbursement for certain education expenses, paid time off (vacation / holidays / sick / leave / parental & caregiving leave / bereavement / volunteering / floating holidays) and a motivational wellbeing program. Responsibilities include leading annual credit reviews, continuous assessment of issuer-specific, liquidity, event-driven, and systemic risks, supporting investment decisions across 2a‑7 and EU money market funds as well as short-duration separate accounts.
Principal Solutions Architect, Conduct Smarsh, Inc.Principal Solutions Architect, Conduct$200,000–$230,000 / yearThe Principal Solutions Architect owns architecture across services, data, integrations, AI enablement, and platform capabilities, ensuring the system scales globally while meeting the rigor of highly regulated environments operating at multi-tenant, petabyte-scale data volumes. 8+ years of progressive experience in software engineering and architecture, with demonstrated progression into senior technical leadership roles (e.g., Principal Engineer, Staff Engineer, or Lead Architect embedded within a product engineering organization).
Investment Banking Vice President, Mergers & Acquisitions Wells Fargo & CoInvestment Banking Vice President, Mergers & AcquisitionsNew York, NYA trusted partner to our clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
Manager, Compliance Operations NBCUniversal Media LLCManager, Compliance OperationsNew York, NY$140,000–$170,000 / yearWe produce and distribute premier filmed entertainment and programming through our powerhouse film and television studios, including Universal Pictures, DreamWorks Animation, and Focus Features, and the four global television studios under the Universal Studio Group banner, and operate industry-leading theme parks and experiences around the world through Universal Destinations & Experiences, including Universal Orlando Resort, home to Universal Epic Universe, and Universal Studios Hollywood. NBCUniversal's Data & Legal Solutions team operates as a central program operations group embedded across Ad Sales, Distribution, Marketing, Research, Technology, Legal, and HR as trusted partners working together to implement strategic programs throughout the enterprise in order to effectively close gaps between central business and technology groups across a variety of projects.
Regulatory Change Management AI Michael Page InternationalRegulatory Change Management AINew York, New York$180,000–$210,000 / yearFull timeContact Connor Duenas Quote job ref JN-072026-7068419Job SummarySectorFinancial ServicesSub SectorCompliance & LegalIndustryFinancial ServicesWhereNew YorkContract TypePermanentConsultant NameConnor DuenasJob ReferenceJN-072026-7068419Job NatureHybrid working The Successful ApplicantQualificationsBachelor's degree in Computer Science, Business, Law, or a related discipline.5-10 years of experience in regulatory compliance, governance, risk management, or a comparable function within financial services or another highly regulated industry.
Senior Product Compliance Analyst Lively, Inc.Senior Product Compliance AnalystNYRemote$105,000–$145,000 / yearYou will field regulatory questions from internal teams, support customer escalations with compliance dimensions, and develop deep expertise in how Lively''s benefit products operate, including the transaction and payment infrastructure that supports them. Internal Subject Matter Expertise: Develop deep expertise in Lively''s benefit products and serve as an internal compliance resource for Product, Engineering, Customer Success, Member Services, and Sales teams.
Internal Audit & Financial Risk Advisory Senior EisnerAmperInternal Audit & Financial Risk Advisory SeniorIselin, NJEisnerAmper is seeking an Internal Audit & Risk Consulting Senior that will perform tasks that focus on full-cycle internal audit engagements, including overseeing and conducting research & client assessments, as well as preparing, completing, and ensuring the accuracy and compliance of client engagements to meet the Firm's strategic goals and initiatives. Our clients are enterprises as diverse as sophisticated financial institutions and start-ups, global public firms, and middle-market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures across a variety of industries.
TPRM Risk SME Artech LLCTPRM Risk SMENew York, NY$50–$55 / hourTPRM Risk SME responsible for defining business requirements, SIG 2027 domain alignment, and ensuring regulatory-compliant Third Party and Fourth Party risk management practices. " Strong expertise in Third Party and Fourth Party Risk Management frameworks and operating models.
Associates, Counterparty Credit Risk ING Group NVAssociates, Counterparty Credit RiskNew York, NY$117,000–$123,000 / yearMust have experience working with the following: performing credit risk analysis, assigning risk ratings, and recommending credit limits; analyzing counterparties including financial institutions, NBFIs, or corporates, and transaction summaries; financial market products including loans, derivatives, and securities; conducting sensitivity and scenario analyses on financial or credit metrics; performing credit research and financial modeling for projections; monitoring credit portfolios including exposure measurement, credit metrics, and key risks and mitigants; data analysis and automation using Excel formulas, PivotTables, and Macros; utilizing Bloomberg Terminal for analytics; securities financing or related funding or credit approval processes; and U.S. or international regulatory frameworks and reporting requirements. Title: Associates, Counterparty Credit RiskEmployer: ING Financial Services, LLCLocation: New York, NYSalary range: $117,000 - $123,000Job Description: Perform credit risk analysis by assessing counterparties' financial condition, measuring settlement and pre-settlement exposures, and evaluating risks related to securities financing andother trading products.
Transformation Delivery Director The Depository Trust & Clearing CorpTransformation Delivery DirectorJersey City, NJSuccess in this position demands the ability to oversee multiple complex programs, engage executives to shape priorities, resolve tradeoffs, and remove barriers, and develop high-performing teams of program management professionals that deliver predictable outcomes in the face of ambiguity and evolving enterprise needs. Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem.
Director, Senior Counsel - CLOs & Securitization Michael Page InternationalDirector, Senior Counsel - CLOs & SecuritizationNew York, New York$290,000–$315,000 / yearFull timeThe role will focus on legal matters related to securitized products, CLOs, CMBS/RMBS.Job DescriptionProvide legal support to structured finance, capital markets, and investment banking businesses across a broad range of securitization and financing transactions. Deep expertise in Collateralized Loan Obligations (CLOs), including warehouse financings, new issuances, refinancings, resets, amendments, and ongoing transaction management, with a strong understanding of applicable market practices, transaction structures, and regulatory considerations.
Senior Lead Compliance Officer - Prime Brokerage & Equities Wells Fargo & CoSenior Lead Compliance Officer - Prime Brokerage & EquitiesNew York, NY$191,000–$305,000 / yearDeep expertise in broker-dealer compliance frameworks with a strong focus on Equities Finance activities, including Knowledge of rules and regulations applicable to short sales, securities lending, portfolio margining, listed options position limits, Large Options Position Reporting, electronic blue sheets, Regulation T, and SEC Rule 15c3-3. The Senior Lead Compliance Officer will provide compliance coverage for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely with business leadership to deliver regulatory guidance, governance oversight, and strategic direction as the platform scales.
NewExecutive Director – Prime Brokerage & Equities Compliance Wells Fargo BankExecutive Director – Prime Brokerage & Equities ComplianceNew York, New YorkDeep expertise in broker-dealer compliance frameworks with a strong focus on Equities Finance activities, including Knowledge of rules and regulations applicable to short sales, securities lending, portfolio margining, listed options position limits, Large Options Position Reporting, electronic blue sheets, Regulation T, and SEC Rule 15c3-3. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
Senior Associate, Risk Consulting - Financial Services RSM US LLPSenior Associate, Risk Consulting - Financial ServicesNew York, NY$77,700–$146,900 / yearIn the Financial Services Risk, Compliance, and Internal Audit Practice we frequently work as or alongside a client's internal audit function, the chief risk officer or risk function, Sarbanes-Oxley project team, lender field examination teams and various other members of management tasked with managing risk. As a senior associate in RSM's growing Financial Services Risk Consulting Practice, you will have the opportunity to draw from your experience and knowledge while continuing to grow your leadership skills through a high degree of client and financial services industry exposure, career development and mentorship opportunities, and a diverse and inclusive culture.
Assistant Vice President, Counsel For Procurement And Vendor Risk PJT PartnersAssistant Vice President, Counsel For Procurement And Vendor RiskNew York, NY$150,000–$185,000 / year5 or more years of experience in commercial contracts, vendor contracting, or a related legal or compliance function; JD from an accredited law school required; In-house experience preferred but not required; Familiarity with data privacy and financial services regulatory frameworks (e.g., GDPR, DORA, US data privacy laws, CCPA, CPRA) and their contractual implications; Strong working knowledge of contract risk concepts with exposure to third-party risk management or vendor governance programs; Ability to manage a high volume of contracts independently and prioritize across competing demands; Strong written and verbal communication skills, with the ability to translate legal risk into clear options for non-legal stakeholders. The ideal candidate brings 5 or more years of experience in commercial contracting, with experience of technology agreements, including AI-related matters, event contracts, sponsorship agreements, market data licenses, auditor engagement letters and other commercial/vendor contracts commonly used in the corporate context.
Manager, Data Scientist - Card Intelligence Model Risk Management Capital One Financial CorpManager, Data Scientist - Card Intelligence Model Risk ManagementNew York, NY$197,300–$225,100 / yearBasic Qualifications: Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date: A Bachelor's Degree in a quantitative field (Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, or a related quantitative field) plus 6 years of experience performing data analytics. As a Data Scientist at Capital One, you'll be part of a team that's leading the next wave of disruption at a whole new scale, using the latest in computing and machine learning technologies and operating across billions of customer records to unlock the big opportunities that help everyday people save money, time and agony in their financial lives.
NewDirector, Compliance Regulatory moomooDirector, Compliance RegulatoryJersey City, NJ$190,000–$230,000 / yearGenerous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policyOpportunities for Professional Growth & Development: Invest in your future through hands-on learning, skill-building, and cross-functional workPerformance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands.
Transformation Product Analyst Ford Motor CoTransformation Product AnalystNYRemote$6–$9 / hourStakeholder Collaboration: Gather and incorporate input from a diverse range of stakeholders, including technical teams, privacy and legal experts, risk and compliance professionals, finance and accounting teams, vendors, and customers. Product Launch & Adoption Support: Ensure a smooth launch of the Minimum Marketable Product capabilities and drive adoption across the organization, providing ongoing support and training as needed.
AVP-Ratings (RMBS SFG) Moody's CorpAVP-Ratings (RMBS SFG)New York, NY$161,500–$234,250 / yearThe individual is also expected to undertake special projects intended to enhance Moody''s thought leadership in credit markets and operational efficiencies, including digital enablement projects where data analytics and Generative Artificial Intelligence (GenAI) are applied to deliver innovative solutions. The team also produces timely and high-quality research on developing trends and events in the mortgage market through sector and issuer comments and in-depth research reports, and also participates in industry conferences and investor/issuer meetings.