VP, Market Surveillance TWG Global AIVP, Market SurveillanceNew York, New YorkOur decentralized structure enables each business unit to operate autonomously, supported by a central AI Solutions Group, while strategic partnerships with leading data and AI vendors fuel game-changing efforts in marketing, operations, and product development. At TWG Group Holdings, LLC (“TWG Global”), we drive innovation and business transformation across a range of industries—including financial services, insurance, technology, media, and sports—by leveraging data and AI as core assets.
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) Capital One Financial CorpTrade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)New York, NY$120,800–$137,900 / yearCore Scenario Coverage: analyze cross-market execution data to detect, evaluate, and disposition core manipulative patterns, including:Spoofing & Layering, Wash Trading, Quote Stuffing, Front-Running: Pinging, Escalation Management: Formally escalate high-risk trading anomalies and potential regulatory breaches to Compliance management in accordance with the firm's escalation matrix. This individual will conduct day-to-day surveillance monitoring, lead deep-dive investigations into complex trading activity, and ensure ongoing compliance with SEC (Securities and Exchange Commission), FINRA (Financial Industry Regulatory Authority), CFTC (Commodity Futures Trading Commission) and NFA (National Futures Association) regulatory requirements and regulatory expectation.
Video Surveillance/ Property Site Inspector Grand Street Property ManagementVideo Surveillance/ Property Site InspectorJersey City, New JerseyA Jersey City community is looking for a motivated and hardworking employee to oversee a Luxury Community of Several High Rise buildings and its community streets. Oversee the surveillance cameras for multiple Hi-Rise Luxury Buildings and surrounding Community Streets.
Sr Manager, Product Management - Corporate Surveillance Capital One Financial CorpSr Manager, Product Management - Corporate SurveillanceNew York, NY$200,700–$229,100 / yearBasic Qualifications: Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date: A Bachelor's or Master's Degree in a quantitative field (Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field), Business or Marketing. As a product manager on the Corporate eComms Surveillance team, you will bridge the gap between regulatory necessity and cutting-edge technology, ensuring our capital markets clients remain compliant in an increasingly scrutinized global market.
Senior Manager, Project Management- Corporate Surveillance Capital One Financial CorpSenior Manager, Project Management- Corporate SurveillanceNew York, NY$161,500–$184,300 / yearWhat you should bring to the role: Fixed Income and Derivatives Markets/Product Subject Matter Expertise: Direct the product lifecycle for surveillance tools monitoring email, chat (Bloomberg, Slack, Teams), and voice, ensuring robust detection of market abuse and conduct risk. As a Senior Project Manager on the Corporate Surveillance team, you will bridge the gap between regulatory necessity and cutting-edge technology, ensuring our capital markets clients remain compliant in an increasingly scrutinized global market.
VP Compliance - Trade Surveillance, Fixed Income TD BankVP Compliance - Trade Surveillance, Fixed IncomeNew York, New YorkTotal Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Preferred Qualifications: The TD Securities US Compliance team is looking for a Vice President candidate to join the trade surveillance team, specializing in and possessing broad knowledge in Fixed Income, Commodities, Options and Futures products.
Trade Surveillance Analyst PolymarketTrade Surveillance AnalystNew York, New York$75,000–$150,000 / yearBuilt as a peer-to-peer marketplace with no centralized "house," Polymarket aggregates diverse opinions into transparent, market-based probabilities that reflect collective expectations about the future. Investigate alerts end-to-end, pulling and analyzing order book data, position information, and trade history using SQL, Python, or internal tools.
NewAML Surveillance Tools Engineer/Developer TD BankAML Surveillance Tools Engineer/DeveloperNew York, New YorkTotal Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.
Monitoring & Surveillance Compliance Officer (Vice President) Credit Agricole SAMonitoring & Surveillance Compliance Officer (Vice President)NEW YORK, NY$135,000–$165,000 / yearKey Responsibilities:Review and handle communications alerts and pertinent data to assess potential violations of laws, rules, regulations and the Firm's policiesDirect the Monitoring & Surveillance review team, ensuring effective risk identification, escalation, and resolution. Key Internal contacts:All business units;IT Department;Legal department;Audit department;Risk departments; andOperations departments.
Lead Post Market Surveillance Specialist Hologic IncLead Post Market Surveillance SpecialistNewark, NJThe position also serves as the accountable owner for trending-related quality remediation activities, translating identified process gaps into sustainable improvements through partnership with Product Quality Engineering, Design Assurance, Regulatory Affairs, Corporate Quality, and other quality system stakeholders. The Lead Specialist is responsible for continuously assessing the effectiveness of the overall trending system, identifying opportunities for improvement, and driving implementation of enhanced surveillance capabilities that enable earlier and more effective detection of product quality risks.
Segment Producer Surveillance Bloomberg LPSegment Producer SurveillanceNew York, NY$85,000–$110,000 / yearYou will be responsible for: producing segments for reporters, newsmakers and top guests on market-moving stories, taking the initiative on covering breaking news, and supporting the line producer, senior producer and anchors. Bloomberg Television is looking for a highly motivated segment producer to join one of our flagship moeninf programs in-person at our world headquarters in NYC.
NewMarket Surveillance Analyst TP ICAP Group plcMarket Surveillance AnalystNew York, NY$125,000–$150,000 / yearRole Responsibilities: Respond to regulatory inquiries from CFTC and SEC; Conduct real time market monitoring of trading activity on all SEF platforms; Monitor electronic communications that are flagged as per a predefined lexicon and review/escalate any potential irregularities; Ensure all regulatory trade reporting is accurate; Work with relevant teams to ensure processes and procedures supporting SEF activity is conducted in accordance with relevant regulations; Responsible for compiling weekly report of industry comparisons across all asset classes for SEF Management; Coordinate with SEF's regulatory service provider, NFA, regarding trade surveillance exceptions and resulting inquiries/investigations; and. The successful candidate will work closely with internal stakeholders and external regulatory bodies, including the National Futures Association (NFA), to investigate potential market irregularities, support regulatory examinations, and ensure the effectiveness of controls, processes, and procedures governing SEF operations.
AML Surveillance EDD & CDD Analyst ConnectOne Bancorp, Inc.AML Surveillance EDD & CDD AnalystUnion, NJ$65,000–$85,000 / yearIn this role you will: Support the Bank's "client first" focus and rules of engagement-maintaining a professional demeanor, working as an active member of the CNOB team, providing all clients excellent service, always striving to make CNOB "A Better Place to Be". About this role: The AML Surveillance EDD & CDD Analyst analyzes information on banking transactions with regard to BSA, AML, and SAR regulations and requirements and completes all reports as necessary.
NewMarket Surveillance Analyst TP ICAPMarket Surveillance AnalystNew York, New York$125,000–$150,000 / yearRespond to regulatory inquiries from CFTC and SEC; Conduct real time market monitoring of trading activity on all SEF platforms; Monitor electronic communications that are flagged as per a predefined lexicon and review/escalate any potential irregularities; Ensure all regulatory trade reporting is accurate; Work with relevant teams to ensure processes and procedures supporting SEF activity is conducted in accordance with relevant regulations; Responsible for compiling weekly report of industry comparisons across all asset classes for SEF Management; Coordinate with SEF’s regulatory service provider, NFA, regarding trade surveillance exceptions and resulting inquiries/investigations; and. The successful candidate will work closely with internal stakeholders and external regulatory bodies, including the National Futures Association (NFA), to investigate potential market irregularities, support regulatory examinations, and ensure the effectiveness of controls, processes, and procedures governing SEF operations.
Director, Trade Surveillance & Financial Crimes Compliance Futu SecuritiesDirector, Trade Surveillance & Financial Crimes ComplianceJersey City, NJAs the firm's subject matter expert for Trade Surveillance and AML, this leader is responsible for ensuring the effectiveness of surveillance and AML controls, maintaining compliance with SEC, FINRA, BSA, USA PATRIOT Act, OFAC, and other applicable regulatory requirements, and proactively identifying emerging risks through data analytics, technology, and industry best practices. This role provides strategic and operational leadership over market abuse surveillance, supervisory review, financial crime investigations, transaction monitoring, customer due diligence, regulatory reporting, and program governance.
Senior Surveillance Associate - Market Abuse Point72, L.P.Senior Surveillance Associate - Market AbuseStamford, CTDemonstrated experience identifying and investigating potential market abuse and manipulation behavior across multiple asset classes, with familiarity of applicable regulatory frameworks. Partner with technology and compliance stakeholders to calibrate alert parameters and thresholds, and conduct data quality and completeness reviews across the market abuse surveillance program.
Director, Trade Surveillance & Financial Crimes Compliance Futu Securities International (Hong Kong) LtdDirector, Trade Surveillance & Financial Crimes ComplianceJersey City, NJAs the firm"s subject matter expert for Trade Surveillance and AML, this leader is responsible for ensuring the effectiveness of surveillance and AML controls, maintaining compliance with SEC, FINRA, BSA, USA PATRIOT Act, OFAC, and other applicable regulatory requirements, and proactively identifying emerging risks through data analytics, technology, and industry best practices. This role provides strategic and operational leadership over market abuse surveillance, supervisory review, financial crime investigations, transaction monitoring, customer due diligence, regulatory reporting, and program governance.
PGIM Credit, Asset Backed Finance Surveillance Director Prudential FinancialPGIM Credit, Asset Backed Finance Surveillance DirectorNewark, New JerseyProgramming and data visualization skills required, with the ability to leverage AI to build efficient systems that analyze both existing datasets (e.g., Bloomberg, Intex, dv01) and bespoke issuer reporting not captured by traditional databases. Identify and escalate collateral-integrity or cash-reconciliation anomalies, such as unexplained variances between reported and expected collateral or cash, that may signal fraud, double-pledging, or other data-integrity risk.
Compliance - Market Surveillance Analyst Foris DAX MT LtdCompliance - Market Surveillance AnalystNYRemote$90,000–$110,000 / yearIn this position you will be responsible for detecting and investigating trading activity in derivatives markets to detect potential violations of Exchange rules and CFTC Regulations applicable to trading across multiple asset classes traded on CDNA markets, and provide guidance to market participants based on their dynamic needs. Perform real-time monitoring of all exchange activity, security feeds, and product safety data to identify potential market abuse (wash trading, spoofing, etc.) and ensure price discovery is fair and not manipulated.
Trade Surveillance Consultant CapcoTrade Surveillance ConsultantNew York, NY$66,000–$72,000 / yearThis includes using AI-enabled features within LinkedIn to help source potential candidates, speeding up routine recruitment communications such as emails and creating compelling and brand-aligned job postings that accurately reflect role requirements, and AI-scheduling applications to improve the efficiency of interview coordination. You'll act as a trusted point of contact for surveillance product owners, technology teams and key stakeholders, while helping ensure monitoring processes remain effective, accurate and aligned with evolving business requirements.