AI Risk & Compliance Analyst JobotAI Risk & Compliance AnalystCharlotte, NC$70–$80 / hourAs AI adoption continues to expand across the business, our Governance, Risk & Compliance team plays a critical role in helping teams evaluate, document, and manage AI use cases in a practical, thoughtful, and compliant way. Information collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal.
Senior Model Risk Validation Analyst Mitchell MartinSenior Model Risk Validation AnalystCharlotte, NC$145,000–$160,000 / yearLearn more about our Onboarding Process here https://youtu.be/rjV_NFYjyY4 . This full-time position involves validating models in various domains such as stress testing and fraud detection.
Project Manager / HR Applications Mitchell MartinProject Manager / HR ApplicationsRaleigh, NC$70–$75 / hourLearn more about our Onboarding Process here https://youtu.be/rjV_NFYjyY4 . We are seeking a skilled IT Project Manager to lead HR technology projects in the North American region.
Business Analyst - Third Party Risk BC ForwardBusiness Analyst - Third Party RiskCharlotte, NC$53–$53.55 / hourThe ideal candidate will have strong experience in risk monitoring, vendor governance, reporting, and data analysis and a proven ability to coordinate remediation, communicate status to stakeholders, and maintain accurate risk and contract pipeline inventories. Produce weekly reporting for EET CAP Product Management on expiring and open Data Transmission Requests (DTRs) and third-party risks trending toward consequence.
NewSAP Lead Enterprise Application Solutions Analyst Vaco LLCSAP Lead Enterprise Application Solutions AnalystDurham, NC$160,000–$190,000li>Act as a subject matter expert across various SAP modules, including general ledger, accounts receivable/payable, asset accounting, product costing, tax, treasury, and profitability analysis, offering strategic insights and hands-on support. Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs.
Chief Financial Officer Vaco LLCChief Financial OfficerCharlotte, NC$350,000–$500,000p> Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. As business complexity increases across finance, operations, supply chain, and technology, the organization is seeking a Chief Financial Officer to elevate strategic financial leadership while overseeing broad operational functions.
Controller Vaco LLCControllerRaleigh, NC$140,000–$150,000Vaco/Highspring does not have knowledge of the tools used by its clients in making final hiring decisions and cannot opine on their use of AI products.Vaco by Highspring values a diverse workplace and strongly encourages women, people of color, LGBTQ+ individuals, people with disabilities, members of ethnic minorities, foreign-born residents, and veterans to apply. Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs.Credit Analyst Mitchell MartinCredit AnalystStatesville, NC$25–$30 / hourBy applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. Learn more about our benefits offerings here https://www.mitchellmartin.com/careers/benefits-perks .Project Manager Keller North America, Inc.Project ManagerWaynesville, NC$110,000–$120,000 / yearAssembles proposals which includes performing risk assessment, evaluating opportunities to increase profit, estimating, engineering, technical writing, site visits and client Q & A.• Responsible for negotiation of the contract and understanding the contract requirements.• By connecting global resources and local experience, Keller develops innovative, practical, and cost-effective solutions to geotechnical challenges.Senior Business Analyst / Project Manager BC ForwardSenior Business Analyst / Project ManagerCharlotte, NC$44–$44.60 / hourFull timeThe ideal candidate will have strong experience in large-scale program and project management, business analysis, governance, and AI-enabled solution integration and a proven ability to deliver cross-functional initiatives that meet scope, schedule, budget, risk, and quality objectives. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.NewProduct Control Analyst - Trading Finance & Accounting BC ForwardProduct Control Analyst - Trading Finance & AccountingCharlotte, NCFull timeThe ideal candidate will have hands-on experience supporting traded financial products and possess a deep understanding of General Ledger accounting, P&L analysis, month-end close, and financial controls. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.Product Owner / Technical Business Analyst BC ForwardProduct Owner / Technical Business AnalystCharlotte, NC$53–$53.55 / hourFull timeThe ideal candidate will have strong experience in Agile product delivery, backlog management, and requirements analysis, and a proven ability to lead cross-functional teams to deliver high-quality features that improve client experiences. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.IT Project Manager/Vendor Management Coordinator BC ForwardIT Project Manager/Vendor Management CoordinatorCharlotte, NC$62–$62.09 / hourFull timeWith delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity. BCforward is a leading global IT consulting and workforce solutions firm providing services and support to Fortune 500 and government clients.Enterprise Compliance and Operational Risk Analyst - Risk Assessment Regions Financial CorpEnterprise Compliance and Operational Risk Analyst - Risk AssessmentCharlotte, NCThe information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Knowledge of key federal acts and associated banking regulations (e.g., Dodd-Frank Act, Electronic Fund Transfer Act, Expedited Funds Availability Act, Truth in Lending).NewCompliance and Operational Risk Testing Analyst Senior - Technology USAACompliance and Operational Risk Testing Analyst Senior - TechnologyCharlotte, NC$103,450–$197,730 / yearThey will leverage deep knowledge of NIST frameworks and operational risk principles to design, assess, and improve the effectiveness of controls, while translating complex technical findings into clear, actionable insights for stakeholders at all levels. Experiences that will support your success: 8+ years of relevant experience in the financial services industry, including internal/external technology audit, operational risk/compliance testing, or quality assurance.Enterprise Compliance and Operational Risk Analyst - Payments Regions Financial CorpEnterprise Compliance and Operational Risk Analyst - PaymentsCharlotte, NCThe information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Knowledge of key federal acts and associated banking regulations (e.g., Dodd-Frank Act, Electronic Fund Transfer Act, Expedited Funds Availability Act, Truth in Lending).Director, Cybersecurity Governance Risk and Compliance QXO IncDirector, Cybersecurity Governance Risk and ComplianceCharlotte, NC$172,100–$266,800 / yearQXO is the fastest growing company in the $800 billion building products distribution industry and plans to become the tech-enabled leader by delivering best-in-class customer satisfaction and outsized returns for its shareholders. As the Director of Cybersecurity Governance Risk and Compliance (GRC) at QXO, you'll be a part of the Cybersecurity Leadership Team reporting to the CISO, providing leadership and direction for the company's GRC requirements.Director, Risk and Compliance Management - Information Security USAADirector, Risk and Compliance Management - Information SecurityCharlotte, NC$143,320–$273,930 / yearBuilds and manages a high performing team of risk professionals through recruitment, training, coaching, performance management and related managerial activities.\n \nWhat you have:\n\n Bachelor's degree in Risk Management, Business, Finance, or a related field; OR 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree.\n 8 years of risk management, compliance, or regulatory experience in a relevant functional area to include banking, insurance, financial services, audit, project management, public accounting or other related operational area; OR advanced degree/designation in Risk Management, Business, Finance, or other discipline relevant to risk management and 6 years of work experience in a discipline relevant to risk management.\n Your strategic mindset, strong communication skills, and ability to influence at all leadership levels will be essential in navigating emerging risks, including those related to Artificial Intelligence, Generative AI (GenAI), and large language models (LLMs).\n \nThe ideal candidate brings strong critical\u2011thinking abilities, a holistic understanding of how systems and processes interconnect, and industry-recognized security or risk certifications such as CISSP, CISM, or CRISC (or active pursuit of them).Audit Manager-Compliance and Operational Risk Macpower Digital Assets Edge Private LimitedAudit Manager-Compliance and Operational RiskCharlotte, NC$120,000–$145,000 / yearli style="text-align:justify"> Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery; Communicate the results of audit projects to management (written reports/oral presentations); Establish and build working relationships with internal and external management; Perform risk assessments of business activities, potential risks exposures, and materiality of loss; and. At least 3 years of experience leading audits and performing in the role of auditor-in-charge for Internal Audit Review, Issue Management, Risk Management, Audit Planning, Analytical Thinking, Project Management, Relationship Building, Business Acumen, Coaching, Written Communications, Automation, Technical Documentation.Associate Director, AI Security Governance, Risk and Compliance Verizon Communications IncAssociate Director, AI Security Governance, Risk and ComplianceCary, NC$126,000–$242,000 / yearThe leader will serve as both a strategic advisor and operational driver - capable of translating complex AI and cybersecurity risks into clear, actionable guidance for technical and executive stakeholders alike. This role will play a critical part in Verizon's long-term AI security operating model - helping ensure the company can safely accelerate AI adoption while maintaining strong governance, regulatory alignment, and cyber resilience.Cyber Governance, Risk, and Compliance Manager Regions Financial CorpCyber Governance, Risk, and Compliance ManagerCharlotte, NCp>Job Description: At Regions, the Cyber Security Group Manager is responsible for leading a diverse team of managers, engineers and analysts charged with the daily operations of enforcing, monitoring, and managing cyber security controls to protect the assets of the bank, customers, and associates. This role monitors the domains of security controls including, but not limited to, malware defense, network security, Internet security, security analytics, threat intelligence and defense, cybercrime, data protection, vulnerability management, and customer authentication.Security, Risk and Compliance Consultant SEISecurity, Risk and Compliance ConsultantCharlotte, North Carolinap>The ideal candidate’s experience may include but is not limited to the following: Management or participation in Cybersecurity, Information Security, Risk, Compliance and/or Data Privacy Programs or Projects Sample projects/programs could include but are not limited to: Compliance framework mapping and implementation, Regulatory mapping and implementation. SEI-ers enjoy working with genuine, thoughtful folks who want to steer clear of the traditional grind and share the joy of day-to-day life and activities with colleagues, friends, and family.NewSpecialist Manager, Risk and Compliance Services (Personal Consultation) Deloitte Touche Tohmatsu LtdSpecialist Manager, Risk and Compliance Services (Personal Consultation)Charlotte, NC$93,000–$171,300 / yearli>Interpreting and applying American Institute of Certified Public Accountants (AICPA), Securities and Exchange Commission (SEC), and Public Company Accounting Oversight Board (PCAOB) independence rules, as well as Deloitte US Firms independence policies, while identifying process improvement opportunities with team members. The Personal Consultation team within Independence & Conflicts Network (ICN) performs a critical consultation and risk-management function for the Deloitte US Firms, protecting Deloitte from conflicts of interest and keeping the Deloitte US Firms independent, objective, and impartial, in fact and appearance.Risk and Compliance Advisor Lead - Information Security USAARisk and Compliance Advisor Lead - Information SecurityCharlotte, NC$143,320–$273,930 / yearWith 6+ years of experience in a large financial institution supporting or executing enterprise-wide operational risk programs, the candidate should possess exceptional communication skills and the ability to simplify complex risk concepts into practical business guidance. Experiences that will support your success: 8 or more years relevant experience in risk, compliance, legal or audit within the financial services or insurance industry or specialized technical fields directly related to the role.Compliance, Risk, and Operations Manager Meritain (TPA) CVS Health CorpCompliance, Risk, and Operations Manager Meritain (TPA)Work At Home, NC$54,300–$159,120 / yearThis position collaborates with departments and stakeholders across Meritain Health to plan, coordinate, and manage resources; support operational improvement initiatives and strategic projects; lead corrective action efforts; develop and review policies and procedures; reinforce accountability by helping ensure team deliverables, priorities, and follow-up activities are completed; and provide oversight of workflow, coordination, and execution across assigned areas of responsibility. Our teams reflect the customers, patients, members and communities we serve and we are committed to fostering a workplace where every colleague feels valued and that they belong.Director Governance Risk and Compliance Advance Stores CompanyDirector Governance Risk and ComplianceRaleigh, North Carolinadiv>https://jobs.advanceautoparts.com/us/en/disclosures. We comply with all applicable federal, state, and local laws.California Residents click below for Privacy Notice:.Assistant Director-Compliance (Risk Assessment, Testing and Monitoring) Principal Financial Group IncAssistant Director-Compliance (Risk Assessment, Testing and Monitoring)Charlotte, NCRemote$127,000–$171,000 / yearWho You Are 8+ years of relevant financial services experience demonstrated through one or a combination of the following: work experience, training, military experience, or education JD or MBA may be considered in lieu of some experience Extensive knowledge of applicable compliance and legal issues, various company products and services, and department operations Experience in a well-orchestrated second-line risk assessment and testing program Creative and self-directed with ability to consider a wide range of factors in solving problems Excellent leadership, negotiation, presentation, and organizational, skills required as well as superior interpersonal, relationship-building, analytical, time management, and oral and written communication skills FINRA series 7, 24 and state 65/66 preferred Salary Range Information Salary ranges below reflect targeted base salaries. What You'll Do We're seeking an Assistant Director - Compliance to join the compliance team supporting Principal Funds Distributor, Inc. (PFD), an asset management mutual fund distributor and limited-purpose broker-dealer, and Principal Securities, Inc. (PSI), a dually registered broker-dealer and investment adviser.Director Governance Risk and Compliance Advance Auto Parts IncDirector Governance Risk and ComplianceRaleigh, NCli>Vendor Risk Management (VRM): Oversee the VRM integration, including risk reviews, contract management, and ongoing monitoring to manage risks associated with third-party vendors and suppliers. California Residents click below for Privacy Notice: https://jobs.advanceautoparts.com/us/en/disclosures.Chief of Staff, Program Manager, Google Cloud Risk and Compliance Google LLCChief of Staff, Program Manager, Google Cloud Risk and ComplianceDurham, NCAs a Program Manager at Google, you'll lead complex, multi-disciplinary projects from start to finish - working with stakeholders to plan requirements, manage project schedules, identify risks, and communicate clearly with cross-functional partners across the company. Author long-term strategy roadmaps (e.g., R&C 2026) and direct the end-to-end Objectives and Key Results (OKR) process, ensuring alignment with senior Google Cloud leadership and organizational themes.NewCompliance Analyst III - Third Party Risk Management UNC Health CareCompliance Analyst III - Third Party Risk ManagementMorrisville, NC$35.87–$51.57 / hourp>Under the supervision and direction of Compliance Program leadership, the HCS Compliance Analyst III leads the implementation of the essential elements of UNC Health's systemwide Compliance Program, such as conducting audits, monitoring ongoing risks to the organization, training and educating teammates, completing investigations of potential misconduct, and providing such other professional services as directed. This position is employed by NC Health (Rex Healthcare, Inc., d/b/a NC Health), a private, fully-owned subsidiary of UNC Health Care System, in a department that provides shared services to operations across UNC Health Care; except that, if you are currently a UNCHCS State employee already working in a designated shared services department, you may remain a UNCHCS State employee if selected for this job.Investment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston or Charlotte Zions Bancorporation NAInvestment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston or CharlotteCharlotte, NCA Risk & Compliance Officer within MLW provides leadership, analytical skills, and innovative thinking necessary to not only carry out existing risk monitoring frameworks and compliance program but also to enhance and improve existing programs and challenge business line assertions and assessments. This individual contributor role ensures the Bank's activities comply with applicable laws, regulations, and internal risk management frameworks, while supporting effective governance, risk assessments, monitoring/testing, and regulatory change management.Compliance Analyst I - Third Party Risk Management UNC HealthCompliance Analyst I - Third Party Risk ManagementMorrisville, NC$31.04–$44.62 / hourp>Under the supervision and direction of Compliance Program leadership, the HCS Compliance Analyst I implements the essential elements of UNC Health's systemwide Compliance Program, such as supporting audits, assisting with monitoring of ongoing risks to the organization, training and educating teammates, completing investigations of potential misconduct, and providing such other professional services as directed. This position is employed by NC Health (Rex Healthcare, Inc., d/b/a NC Health), a private, fully-owned subsidiary of UNC Health Care System, in a department that provides shared services to operations across UNC Health Care; except that, if you are currently a UNCHCS State employee already working in a designated shared services department, you may remain a UNCHCS State employee if selected for this job.Governance, Risk & Compliance Analyst, Specialist Vanguard GroupGovernance, Risk & Compliance Analyst, SpecialistCharlotte, NCResponsibilities Works with Enterprise Security and Fraud subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related capabilities and performance characteristics to evaluate their effectiveness at meeting defined requirements, determining integration requirements and identifying ramifications on operations of their implementation. You will lead risk assessments, design and scale forward-looking governance, risk, and compliance programs, and serve as a trusted advisor who helps teams move faster and smarter while staying audit-ready and compliant.IT Risk & Compliance Analyst StratAcuity Staffing Partners IncIT Risk & Compliance AnalystCharlotte, NC$66–$71.07 / hourIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.Sr. Director, Responsible AI - Compliance & Risk Analog Devices IncSr. Director, Responsible AI - Compliance & RiskDurham, NCp>For positions requiring access to technical data, Analog Devices, Inc. may have to obtain export licensing approval from the U.S. Department of Commerce - Bureau of Industry and Security and/or the U.S. Department of State - Directorate of Defense Trade Controls. ADI combines analog, digital, and software technologies into solutions that help drive advancements in digitized factories, mobility, and digital healthcare, combat climate change, and reliably connect humans and the world.Security Risk & Compliance Assistant 2025 NewSecurity Risk & Compliance AssistantChapel Hill, North CarolinaReporting to the Firm’s Security Risk and Compliance Analyst, the assistant will have a range of responsibilities to assist with the Firm’s interaction and compliance with client-directed security controls, the Firm’s internal security governance and compliance efforts, and furtherance of the Firm’s information security initiatives to satisfy to the Firm’s ethical, legal and contractual obligations. Bachelor’s degree with a cyber risk or cybersecurity focus or a combination of a cyber-security certificate from an accredited two year college program at least two years of office clerical or general office experience required.Compliance Risk Assessment Senior Associate The Toronto-Dominion BankCompliance Risk Assessment Senior AssociateCharlotte, NC$72,280–$117,520 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.Risk & Compliance Director Jones Lang LaSalle IncRisk & Compliance DirectorNCRemoteThe Risk & Compliance Director collaborates with cross-functional teams, leads risk assessments, manages incident escalation processes, and supports audit activities to safeguard JLL's financial integrity and reputation. Establish and chair risk forums and governance meetings to review emerging risks, audit results, and remediation progress, and escalate high severity risks and incident trends to Work Dynamics risk governance body.Compliance Risk Assessment Senior Associate TD BankCompliance Risk Assessment Senior AssociateCharlotte, North Carolinali>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.IT AUDITOR I - COMPLIANCE & RISK SPECIALIST Moore & Van AllenIT AUDITOR I - COMPLIANCE & RISK SPECIALISTCharlotte, NCp>Employee Polygraph Protection Act: For more information, visit Employee Polygraph Protection Act. This entry-level role supports compliance initiatives aligned with CMMC, NIST 800-171, and ISO 27001 frameworks, with a focus on helping organizations operating in regulated environments—including defense contractors—maintain strong compliance posture.Compliance Risk Assessment Manager The Toronto-Dominion BankCompliance Risk Assessment ManagerCharlotte, NC$91,000–$145,600 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.NewServices Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) Deloitte Touche Tohmatsu LtdServices Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)Charlotte, NC$51,900–$95,500 / yearp>The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will: Work closely with outside brokerage firms and Deloitte professionals to support brokerage account compliance activities.VP, Govn, Risk & Compliance LPL FinancialVP, Govn, Risk & ComplianceCharlotte, North Carolinap/>The Marketing and Electronic Communication Compliance Officer must have a strong understanding of marketing practices and operations, brand management practices and advertising and promotional regulations, including Truth in Advertising laws, UDAP/UDAAP (Unfair, Deceptive, or Abusive Acts or Practices), the CAN-SPAM Act, TCPA, and applicable state marketing compliance requirements, and be able to translate these rules into actionable guidelines for transparent, consistent, and compliant communications across all channels. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.PDS Risk & Compliance Manager Jones Lang LaSalle IncPDS Risk & Compliance ManagerCharlotte, NCRemoteWhether you've got deep experience in commercial real estate, skilled trades or technology, or you're looking to apply your relevant experience to a new industry, join our team as we help shape a brighter way forward. Our people at JLL are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients.Manager, Technology Risk & Compliance Red Ventures LLCManager, Technology Risk & Compliancecharlotte, NC$150,000–$210,000 / yearAcross the portfolio, Red Ventures businesses deliver seamless digital experiences for consumers, help Fortune 100 clients solve large-scale digital growth challenges, and create world-class experiences and opportunities for employees. Lead the organization's AI and emerging technology risk posture, advising on responsible usage, data handling, and access controls, and ensuring AI-related risks are assessed and tracked within the broader risk framework.Risk & Compliance Consulting Lead NTT DATA Services, LLCRisk & Compliance Consulting LeadCharlotte, NC$216,405–$480,900 / year5+ years' experience: • Credit experience in at least one of the following areas: • Institutional, Corporate, or Commercial credit across all products • Commercial, Corporate & Markets Loan Workout across major credit cycles • Risk appetite, governance, and limits management • Fraud, waste, and abuse • Data and customer privacy • Personal credit signing authority • Enterprise Risk Management experience, including: • Designing and executing risk management frameworks (including regulatory remediation) • Risk identification across operational, reputational, financial crime, and compliance domains • Financial crimes, fraud, risk, and resilience 5+ years of Risk experience in one or more of the following segments: • Banking & Financial Services • Life Sciences • Healthcare • Manufacturing • Commercial/Consumer sectors Bachelor's degree in business or a related discipline. As part of NTT DATA, a $30 billion trusted global innovator with a combined global reach of over 80 countries, we help clients transform through business and technology consulting, industry and digital solutions, applications development and management, managed edge-to-cloud infrastructure services, BPO, systems integration and global data centers.Compliance Risk Assessment Lead The Toronto-Dominion BankCompliance Risk Assessment LeadCharlotte, NC$115,440–$186,160 / yearli>Strategic partner to the leadership team on the management of the assigned portfolio and related financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.Director, Assurance Digital - Risk & Compliance RSM US LLPDirector, Assurance Digital - Risk & ComplianceNC$147,000–$260,700 / yearThe Director of Risk & Compliance establishes and scales the risk and compliance strategy for Assurance Digital, including leading a centralized certification program that ensures technology is governed, inspection ready, and fit for use in assurance engagements. Operating at the intersection of assurance, technology, and regulation, this role defines the Risk & Compliance operating model, embeds requirements across the product lifecycle, and influences risk based decisions that support audit quality and regulatory confidence at scale.Risk Data and Reporting Senior Analyst III- Finance and Risk Data Integrations Truist BankRisk Data and Reporting Senior Analyst III- Finance and Risk Data IntegrationsCharlotte, North Carolinap/>General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. It requires the ability to understand project needs, gather and analyze business requirements from downstream data mart consumers, collaborate closely with Lines of Business (LOB) teams on data mapping, and translate business requirements into clear, actionable technical specifications for technology teams.Compliance Risk Assessment Manager TD BankCompliance Risk Assessment ManagerCharlotte, North Carolinali>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.12345678910Resume ResourcesFree Resume TemplatesFree Resume BuilderSimilar Job SearchesRisk Compliance JobsRisk Analyst JobsChief Risk Officer JobsRisk Compliance JobsRisk and Compliance JobsRisk and Compliance JobsRemote FinanceEntry Level Finance
Credit Analyst Mitchell MartinCredit AnalystStatesville, NC$25–$30 / hourBy applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. Learn more about our benefits offerings here https://www.mitchellmartin.com/careers/benefits-perks .
Project Manager Keller North America, Inc.Project ManagerWaynesville, NC$110,000–$120,000 / yearAssembles proposals which includes performing risk assessment, evaluating opportunities to increase profit, estimating, engineering, technical writing, site visits and client Q & A.• Responsible for negotiation of the contract and understanding the contract requirements.• By connecting global resources and local experience, Keller develops innovative, practical, and cost-effective solutions to geotechnical challenges.
Senior Business Analyst / Project Manager BC ForwardSenior Business Analyst / Project ManagerCharlotte, NC$44–$44.60 / hourFull timeThe ideal candidate will have strong experience in large-scale program and project management, business analysis, governance, and AI-enabled solution integration and a proven ability to deliver cross-functional initiatives that meet scope, schedule, budget, risk, and quality objectives. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.
NewProduct Control Analyst - Trading Finance & Accounting BC ForwardProduct Control Analyst - Trading Finance & AccountingCharlotte, NCFull timeThe ideal candidate will have hands-on experience supporting traded financial products and possess a deep understanding of General Ledger accounting, P&L analysis, month-end close, and financial controls. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.
Product Owner / Technical Business Analyst BC ForwardProduct Owner / Technical Business AnalystCharlotte, NC$53–$53.55 / hourFull timeThe ideal candidate will have strong experience in Agile product delivery, backlog management, and requirements analysis, and a proven ability to lead cross-functional teams to deliver high-quality features that improve client experiences. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.
IT Project Manager/Vendor Management Coordinator BC ForwardIT Project Manager/Vendor Management CoordinatorCharlotte, NC$62–$62.09 / hourFull timeWith delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity. BCforward is a leading global IT consulting and workforce solutions firm providing services and support to Fortune 500 and government clients.
Enterprise Compliance and Operational Risk Analyst - Risk Assessment Regions Financial CorpEnterprise Compliance and Operational Risk Analyst - Risk AssessmentCharlotte, NCThe information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Knowledge of key federal acts and associated banking regulations (e.g., Dodd-Frank Act, Electronic Fund Transfer Act, Expedited Funds Availability Act, Truth in Lending).
NewCompliance and Operational Risk Testing Analyst Senior - Technology USAACompliance and Operational Risk Testing Analyst Senior - TechnologyCharlotte, NC$103,450–$197,730 / yearThey will leverage deep knowledge of NIST frameworks and operational risk principles to design, assess, and improve the effectiveness of controls, while translating complex technical findings into clear, actionable insights for stakeholders at all levels. Experiences that will support your success: 8+ years of relevant experience in the financial services industry, including internal/external technology audit, operational risk/compliance testing, or quality assurance.
Enterprise Compliance and Operational Risk Analyst - Payments Regions Financial CorpEnterprise Compliance and Operational Risk Analyst - PaymentsCharlotte, NCThe information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Knowledge of key federal acts and associated banking regulations (e.g., Dodd-Frank Act, Electronic Fund Transfer Act, Expedited Funds Availability Act, Truth in Lending).
Director, Cybersecurity Governance Risk and Compliance QXO IncDirector, Cybersecurity Governance Risk and ComplianceCharlotte, NC$172,100–$266,800 / yearQXO is the fastest growing company in the $800 billion building products distribution industry and plans to become the tech-enabled leader by delivering best-in-class customer satisfaction and outsized returns for its shareholders. As the Director of Cybersecurity Governance Risk and Compliance (GRC) at QXO, you'll be a part of the Cybersecurity Leadership Team reporting to the CISO, providing leadership and direction for the company's GRC requirements.
Director, Risk and Compliance Management - Information Security USAADirector, Risk and Compliance Management - Information SecurityCharlotte, NC$143,320–$273,930 / yearBuilds and manages a high performing team of risk professionals through recruitment, training, coaching, performance management and related managerial activities.\n \nWhat you have:\n\n Bachelor's degree in Risk Management, Business, Finance, or a related field; OR 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree.\n 8 years of risk management, compliance, or regulatory experience in a relevant functional area to include banking, insurance, financial services, audit, project management, public accounting or other related operational area; OR advanced degree/designation in Risk Management, Business, Finance, or other discipline relevant to risk management and 6 years of work experience in a discipline relevant to risk management.\n Your strategic mindset, strong communication skills, and ability to influence at all leadership levels will be essential in navigating emerging risks, including those related to Artificial Intelligence, Generative AI (GenAI), and large language models (LLMs).\n \nThe ideal candidate brings strong critical\u2011thinking abilities, a holistic understanding of how systems and processes interconnect, and industry-recognized security or risk certifications such as CISSP, CISM, or CRISC (or active pursuit of them).
Audit Manager-Compliance and Operational Risk Macpower Digital Assets Edge Private LimitedAudit Manager-Compliance and Operational RiskCharlotte, NC$120,000–$145,000 / yearli style="text-align:justify"> Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery; Communicate the results of audit projects to management (written reports/oral presentations); Establish and build working relationships with internal and external management; Perform risk assessments of business activities, potential risks exposures, and materiality of loss; and. At least 3 years of experience leading audits and performing in the role of auditor-in-charge for Internal Audit Review, Issue Management, Risk Management, Audit Planning, Analytical Thinking, Project Management, Relationship Building, Business Acumen, Coaching, Written Communications, Automation, Technical Documentation.
Associate Director, AI Security Governance, Risk and Compliance Verizon Communications IncAssociate Director, AI Security Governance, Risk and ComplianceCary, NC$126,000–$242,000 / yearThe leader will serve as both a strategic advisor and operational driver - capable of translating complex AI and cybersecurity risks into clear, actionable guidance for technical and executive stakeholders alike. This role will play a critical part in Verizon's long-term AI security operating model - helping ensure the company can safely accelerate AI adoption while maintaining strong governance, regulatory alignment, and cyber resilience.
Cyber Governance, Risk, and Compliance Manager Regions Financial CorpCyber Governance, Risk, and Compliance ManagerCharlotte, NCp>Job Description: At Regions, the Cyber Security Group Manager is responsible for leading a diverse team of managers, engineers and analysts charged with the daily operations of enforcing, monitoring, and managing cyber security controls to protect the assets of the bank, customers, and associates. This role monitors the domains of security controls including, but not limited to, malware defense, network security, Internet security, security analytics, threat intelligence and defense, cybercrime, data protection, vulnerability management, and customer authentication.
Security, Risk and Compliance Consultant SEISecurity, Risk and Compliance ConsultantCharlotte, North Carolinap>The ideal candidate’s experience may include but is not limited to the following: Management or participation in Cybersecurity, Information Security, Risk, Compliance and/or Data Privacy Programs or Projects Sample projects/programs could include but are not limited to: Compliance framework mapping and implementation, Regulatory mapping and implementation. SEI-ers enjoy working with genuine, thoughtful folks who want to steer clear of the traditional grind and share the joy of day-to-day life and activities with colleagues, friends, and family.
NewSpecialist Manager, Risk and Compliance Services (Personal Consultation) Deloitte Touche Tohmatsu LtdSpecialist Manager, Risk and Compliance Services (Personal Consultation)Charlotte, NC$93,000–$171,300 / yearli>Interpreting and applying American Institute of Certified Public Accountants (AICPA), Securities and Exchange Commission (SEC), and Public Company Accounting Oversight Board (PCAOB) independence rules, as well as Deloitte US Firms independence policies, while identifying process improvement opportunities with team members. The Personal Consultation team within Independence & Conflicts Network (ICN) performs a critical consultation and risk-management function for the Deloitte US Firms, protecting Deloitte from conflicts of interest and keeping the Deloitte US Firms independent, objective, and impartial, in fact and appearance.
Risk and Compliance Advisor Lead - Information Security USAARisk and Compliance Advisor Lead - Information SecurityCharlotte, NC$143,320–$273,930 / yearWith 6+ years of experience in a large financial institution supporting or executing enterprise-wide operational risk programs, the candidate should possess exceptional communication skills and the ability to simplify complex risk concepts into practical business guidance. Experiences that will support your success: 8 or more years relevant experience in risk, compliance, legal or audit within the financial services or insurance industry or specialized technical fields directly related to the role.
Compliance, Risk, and Operations Manager Meritain (TPA) CVS Health CorpCompliance, Risk, and Operations Manager Meritain (TPA)Work At Home, NC$54,300–$159,120 / yearThis position collaborates with departments and stakeholders across Meritain Health to plan, coordinate, and manage resources; support operational improvement initiatives and strategic projects; lead corrective action efforts; develop and review policies and procedures; reinforce accountability by helping ensure team deliverables, priorities, and follow-up activities are completed; and provide oversight of workflow, coordination, and execution across assigned areas of responsibility. Our teams reflect the customers, patients, members and communities we serve and we are committed to fostering a workplace where every colleague feels valued and that they belong.
Director Governance Risk and Compliance Advance Stores CompanyDirector Governance Risk and ComplianceRaleigh, North Carolinadiv>https://jobs.advanceautoparts.com/us/en/disclosures. We comply with all applicable federal, state, and local laws.California Residents click below for Privacy Notice:.Assistant Director-Compliance (Risk Assessment, Testing and Monitoring) Principal Financial Group IncAssistant Director-Compliance (Risk Assessment, Testing and Monitoring)Charlotte, NCRemote$127,000–$171,000 / yearWho You Are 8+ years of relevant financial services experience demonstrated through one or a combination of the following: work experience, training, military experience, or education JD or MBA may be considered in lieu of some experience Extensive knowledge of applicable compliance and legal issues, various company products and services, and department operations Experience in a well-orchestrated second-line risk assessment and testing program Creative and self-directed with ability to consider a wide range of factors in solving problems Excellent leadership, negotiation, presentation, and organizational, skills required as well as superior interpersonal, relationship-building, analytical, time management, and oral and written communication skills FINRA series 7, 24 and state 65/66 preferred Salary Range Information Salary ranges below reflect targeted base salaries. What You'll Do We're seeking an Assistant Director - Compliance to join the compliance team supporting Principal Funds Distributor, Inc. (PFD), an asset management mutual fund distributor and limited-purpose broker-dealer, and Principal Securities, Inc. (PSI), a dually registered broker-dealer and investment adviser.Director Governance Risk and Compliance Advance Auto Parts IncDirector Governance Risk and ComplianceRaleigh, NCli>Vendor Risk Management (VRM): Oversee the VRM integration, including risk reviews, contract management, and ongoing monitoring to manage risks associated with third-party vendors and suppliers. California Residents click below for Privacy Notice: https://jobs.advanceautoparts.com/us/en/disclosures.Chief of Staff, Program Manager, Google Cloud Risk and Compliance Google LLCChief of Staff, Program Manager, Google Cloud Risk and ComplianceDurham, NCAs a Program Manager at Google, you'll lead complex, multi-disciplinary projects from start to finish - working with stakeholders to plan requirements, manage project schedules, identify risks, and communicate clearly with cross-functional partners across the company. Author long-term strategy roadmaps (e.g., R&C 2026) and direct the end-to-end Objectives and Key Results (OKR) process, ensuring alignment with senior Google Cloud leadership and organizational themes.NewCompliance Analyst III - Third Party Risk Management UNC Health CareCompliance Analyst III - Third Party Risk ManagementMorrisville, NC$35.87–$51.57 / hourp>Under the supervision and direction of Compliance Program leadership, the HCS Compliance Analyst III leads the implementation of the essential elements of UNC Health's systemwide Compliance Program, such as conducting audits, monitoring ongoing risks to the organization, training and educating teammates, completing investigations of potential misconduct, and providing such other professional services as directed. This position is employed by NC Health (Rex Healthcare, Inc., d/b/a NC Health), a private, fully-owned subsidiary of UNC Health Care System, in a department that provides shared services to operations across UNC Health Care; except that, if you are currently a UNCHCS State employee already working in a designated shared services department, you may remain a UNCHCS State employee if selected for this job.Investment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston or Charlotte Zions Bancorporation NAInvestment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston or CharlotteCharlotte, NCA Risk & Compliance Officer within MLW provides leadership, analytical skills, and innovative thinking necessary to not only carry out existing risk monitoring frameworks and compliance program but also to enhance and improve existing programs and challenge business line assertions and assessments. This individual contributor role ensures the Bank's activities comply with applicable laws, regulations, and internal risk management frameworks, while supporting effective governance, risk assessments, monitoring/testing, and regulatory change management.Compliance Analyst I - Third Party Risk Management UNC HealthCompliance Analyst I - Third Party Risk ManagementMorrisville, NC$31.04–$44.62 / hourp>Under the supervision and direction of Compliance Program leadership, the HCS Compliance Analyst I implements the essential elements of UNC Health's systemwide Compliance Program, such as supporting audits, assisting with monitoring of ongoing risks to the organization, training and educating teammates, completing investigations of potential misconduct, and providing such other professional services as directed. This position is employed by NC Health (Rex Healthcare, Inc., d/b/a NC Health), a private, fully-owned subsidiary of UNC Health Care System, in a department that provides shared services to operations across UNC Health Care; except that, if you are currently a UNCHCS State employee already working in a designated shared services department, you may remain a UNCHCS State employee if selected for this job.Governance, Risk & Compliance Analyst, Specialist Vanguard GroupGovernance, Risk & Compliance Analyst, SpecialistCharlotte, NCResponsibilities Works with Enterprise Security and Fraud subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related capabilities and performance characteristics to evaluate their effectiveness at meeting defined requirements, determining integration requirements and identifying ramifications on operations of their implementation. You will lead risk assessments, design and scale forward-looking governance, risk, and compliance programs, and serve as a trusted advisor who helps teams move faster and smarter while staying audit-ready and compliant.IT Risk & Compliance Analyst StratAcuity Staffing Partners IncIT Risk & Compliance AnalystCharlotte, NC$66–$71.07 / hourIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.Sr. Director, Responsible AI - Compliance & Risk Analog Devices IncSr. Director, Responsible AI - Compliance & RiskDurham, NCp>For positions requiring access to technical data, Analog Devices, Inc. may have to obtain export licensing approval from the U.S. Department of Commerce - Bureau of Industry and Security and/or the U.S. Department of State - Directorate of Defense Trade Controls. ADI combines analog, digital, and software technologies into solutions that help drive advancements in digitized factories, mobility, and digital healthcare, combat climate change, and reliably connect humans and the world.Security Risk & Compliance Assistant 2025 NewSecurity Risk & Compliance AssistantChapel Hill, North CarolinaReporting to the Firm’s Security Risk and Compliance Analyst, the assistant will have a range of responsibilities to assist with the Firm’s interaction and compliance with client-directed security controls, the Firm’s internal security governance and compliance efforts, and furtherance of the Firm’s information security initiatives to satisfy to the Firm’s ethical, legal and contractual obligations. Bachelor’s degree with a cyber risk or cybersecurity focus or a combination of a cyber-security certificate from an accredited two year college program at least two years of office clerical or general office experience required.Compliance Risk Assessment Senior Associate The Toronto-Dominion BankCompliance Risk Assessment Senior AssociateCharlotte, NC$72,280–$117,520 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.Risk & Compliance Director Jones Lang LaSalle IncRisk & Compliance DirectorNCRemoteThe Risk & Compliance Director collaborates with cross-functional teams, leads risk assessments, manages incident escalation processes, and supports audit activities to safeguard JLL's financial integrity and reputation. Establish and chair risk forums and governance meetings to review emerging risks, audit results, and remediation progress, and escalate high severity risks and incident trends to Work Dynamics risk governance body.Compliance Risk Assessment Senior Associate TD BankCompliance Risk Assessment Senior AssociateCharlotte, North Carolinali>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.IT AUDITOR I - COMPLIANCE & RISK SPECIALIST Moore & Van AllenIT AUDITOR I - COMPLIANCE & RISK SPECIALISTCharlotte, NCp>Employee Polygraph Protection Act: For more information, visit Employee Polygraph Protection Act. This entry-level role supports compliance initiatives aligned with CMMC, NIST 800-171, and ISO 27001 frameworks, with a focus on helping organizations operating in regulated environments—including defense contractors—maintain strong compliance posture.Compliance Risk Assessment Manager The Toronto-Dominion BankCompliance Risk Assessment ManagerCharlotte, NC$91,000–$145,600 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.NewServices Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) Deloitte Touche Tohmatsu LtdServices Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)Charlotte, NC$51,900–$95,500 / yearp>The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will: Work closely with outside brokerage firms and Deloitte professionals to support brokerage account compliance activities.VP, Govn, Risk & Compliance LPL FinancialVP, Govn, Risk & ComplianceCharlotte, North Carolinap/>The Marketing and Electronic Communication Compliance Officer must have a strong understanding of marketing practices and operations, brand management practices and advertising and promotional regulations, including Truth in Advertising laws, UDAP/UDAAP (Unfair, Deceptive, or Abusive Acts or Practices), the CAN-SPAM Act, TCPA, and applicable state marketing compliance requirements, and be able to translate these rules into actionable guidelines for transparent, consistent, and compliant communications across all channels. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.PDS Risk & Compliance Manager Jones Lang LaSalle IncPDS Risk & Compliance ManagerCharlotte, NCRemoteWhether you've got deep experience in commercial real estate, skilled trades or technology, or you're looking to apply your relevant experience to a new industry, join our team as we help shape a brighter way forward. Our people at JLL are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients.Manager, Technology Risk & Compliance Red Ventures LLCManager, Technology Risk & Compliancecharlotte, NC$150,000–$210,000 / yearAcross the portfolio, Red Ventures businesses deliver seamless digital experiences for consumers, help Fortune 100 clients solve large-scale digital growth challenges, and create world-class experiences and opportunities for employees. Lead the organization's AI and emerging technology risk posture, advising on responsible usage, data handling, and access controls, and ensuring AI-related risks are assessed and tracked within the broader risk framework.Risk & Compliance Consulting Lead NTT DATA Services, LLCRisk & Compliance Consulting LeadCharlotte, NC$216,405–$480,900 / year5+ years' experience: • Credit experience in at least one of the following areas: • Institutional, Corporate, or Commercial credit across all products • Commercial, Corporate & Markets Loan Workout across major credit cycles • Risk appetite, governance, and limits management • Fraud, waste, and abuse • Data and customer privacy • Personal credit signing authority • Enterprise Risk Management experience, including: • Designing and executing risk management frameworks (including regulatory remediation) • Risk identification across operational, reputational, financial crime, and compliance domains • Financial crimes, fraud, risk, and resilience 5+ years of Risk experience in one or more of the following segments: • Banking & Financial Services • Life Sciences • Healthcare • Manufacturing • Commercial/Consumer sectors Bachelor's degree in business or a related discipline. As part of NTT DATA, a $30 billion trusted global innovator with a combined global reach of over 80 countries, we help clients transform through business and technology consulting, industry and digital solutions, applications development and management, managed edge-to-cloud infrastructure services, BPO, systems integration and global data centers.Compliance Risk Assessment Lead The Toronto-Dominion BankCompliance Risk Assessment LeadCharlotte, NC$115,440–$186,160 / yearli>Strategic partner to the leadership team on the management of the assigned portfolio and related financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.Director, Assurance Digital - Risk & Compliance RSM US LLPDirector, Assurance Digital - Risk & ComplianceNC$147,000–$260,700 / yearThe Director of Risk & Compliance establishes and scales the risk and compliance strategy for Assurance Digital, including leading a centralized certification program that ensures technology is governed, inspection ready, and fit for use in assurance engagements. Operating at the intersection of assurance, technology, and regulation, this role defines the Risk & Compliance operating model, embeds requirements across the product lifecycle, and influences risk based decisions that support audit quality and regulatory confidence at scale.Risk Data and Reporting Senior Analyst III- Finance and Risk Data Integrations Truist BankRisk Data and Reporting Senior Analyst III- Finance and Risk Data IntegrationsCharlotte, North Carolinap/>General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. It requires the ability to understand project needs, gather and analyze business requirements from downstream data mart consumers, collaborate closely with Lines of Business (LOB) teams on data mapping, and translate business requirements into clear, actionable technical specifications for technology teams.Compliance Risk Assessment Manager TD BankCompliance Risk Assessment ManagerCharlotte, North Carolinali>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.12345678910Resume ResourcesFree Resume TemplatesFree Resume BuilderSimilar Job SearchesRisk Compliance JobsRisk Analyst JobsChief Risk Officer JobsRisk Compliance JobsRisk and Compliance JobsRisk and Compliance JobsRemote FinanceEntry Level Finance
Assistant Director-Compliance (Risk Assessment, Testing and Monitoring) Principal Financial Group IncAssistant Director-Compliance (Risk Assessment, Testing and Monitoring)Charlotte, NCRemote$127,000–$171,000 / yearWho You Are 8+ years of relevant financial services experience demonstrated through one or a combination of the following: work experience, training, military experience, or education JD or MBA may be considered in lieu of some experience Extensive knowledge of applicable compliance and legal issues, various company products and services, and department operations Experience in a well-orchestrated second-line risk assessment and testing program Creative and self-directed with ability to consider a wide range of factors in solving problems Excellent leadership, negotiation, presentation, and organizational, skills required as well as superior interpersonal, relationship-building, analytical, time management, and oral and written communication skills FINRA series 7, 24 and state 65/66 preferred Salary Range Information Salary ranges below reflect targeted base salaries. What You'll Do We're seeking an Assistant Director - Compliance to join the compliance team supporting Principal Funds Distributor, Inc. (PFD), an asset management mutual fund distributor and limited-purpose broker-dealer, and Principal Securities, Inc. (PSI), a dually registered broker-dealer and investment adviser.
Director Governance Risk and Compliance Advance Auto Parts IncDirector Governance Risk and ComplianceRaleigh, NCli>Vendor Risk Management (VRM): Oversee the VRM integration, including risk reviews, contract management, and ongoing monitoring to manage risks associated with third-party vendors and suppliers. California Residents click below for Privacy Notice: https://jobs.advanceautoparts.com/us/en/disclosures.
Chief of Staff, Program Manager, Google Cloud Risk and Compliance Google LLCChief of Staff, Program Manager, Google Cloud Risk and ComplianceDurham, NCAs a Program Manager at Google, you'll lead complex, multi-disciplinary projects from start to finish - working with stakeholders to plan requirements, manage project schedules, identify risks, and communicate clearly with cross-functional partners across the company. Author long-term strategy roadmaps (e.g., R&C 2026) and direct the end-to-end Objectives and Key Results (OKR) process, ensuring alignment with senior Google Cloud leadership and organizational themes.
NewCompliance Analyst III - Third Party Risk Management UNC Health CareCompliance Analyst III - Third Party Risk ManagementMorrisville, NC$35.87–$51.57 / hourp>Under the supervision and direction of Compliance Program leadership, the HCS Compliance Analyst III leads the implementation of the essential elements of UNC Health's systemwide Compliance Program, such as conducting audits, monitoring ongoing risks to the organization, training and educating teammates, completing investigations of potential misconduct, and providing such other professional services as directed. This position is employed by NC Health (Rex Healthcare, Inc., d/b/a NC Health), a private, fully-owned subsidiary of UNC Health Care System, in a department that provides shared services to operations across UNC Health Care; except that, if you are currently a UNCHCS State employee already working in a designated shared services department, you may remain a UNCHCS State employee if selected for this job.
Investment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston or Charlotte Zions Bancorporation NAInvestment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston or CharlotteCharlotte, NCA Risk & Compliance Officer within MLW provides leadership, analytical skills, and innovative thinking necessary to not only carry out existing risk monitoring frameworks and compliance program but also to enhance and improve existing programs and challenge business line assertions and assessments. This individual contributor role ensures the Bank's activities comply with applicable laws, regulations, and internal risk management frameworks, while supporting effective governance, risk assessments, monitoring/testing, and regulatory change management.
Compliance Analyst I - Third Party Risk Management UNC HealthCompliance Analyst I - Third Party Risk ManagementMorrisville, NC$31.04–$44.62 / hourp>Under the supervision and direction of Compliance Program leadership, the HCS Compliance Analyst I implements the essential elements of UNC Health's systemwide Compliance Program, such as supporting audits, assisting with monitoring of ongoing risks to the organization, training and educating teammates, completing investigations of potential misconduct, and providing such other professional services as directed. This position is employed by NC Health (Rex Healthcare, Inc., d/b/a NC Health), a private, fully-owned subsidiary of UNC Health Care System, in a department that provides shared services to operations across UNC Health Care; except that, if you are currently a UNCHCS State employee already working in a designated shared services department, you may remain a UNCHCS State employee if selected for this job.
Governance, Risk & Compliance Analyst, Specialist Vanguard GroupGovernance, Risk & Compliance Analyst, SpecialistCharlotte, NCResponsibilities Works with Enterprise Security and Fraud subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related capabilities and performance characteristics to evaluate their effectiveness at meeting defined requirements, determining integration requirements and identifying ramifications on operations of their implementation. You will lead risk assessments, design and scale forward-looking governance, risk, and compliance programs, and serve as a trusted advisor who helps teams move faster and smarter while staying audit-ready and compliant.
IT Risk & Compliance Analyst StratAcuity Staffing Partners IncIT Risk & Compliance AnalystCharlotte, NC$66–$71.07 / hourIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.
Sr. Director, Responsible AI - Compliance & Risk Analog Devices IncSr. Director, Responsible AI - Compliance & RiskDurham, NCp>For positions requiring access to technical data, Analog Devices, Inc. may have to obtain export licensing approval from the U.S. Department of Commerce - Bureau of Industry and Security and/or the U.S. Department of State - Directorate of Defense Trade Controls. ADI combines analog, digital, and software technologies into solutions that help drive advancements in digitized factories, mobility, and digital healthcare, combat climate change, and reliably connect humans and the world.
Security Risk & Compliance Assistant 2025 NewSecurity Risk & Compliance AssistantChapel Hill, North CarolinaReporting to the Firm’s Security Risk and Compliance Analyst, the assistant will have a range of responsibilities to assist with the Firm’s interaction and compliance with client-directed security controls, the Firm’s internal security governance and compliance efforts, and furtherance of the Firm’s information security initiatives to satisfy to the Firm’s ethical, legal and contractual obligations. Bachelor’s degree with a cyber risk or cybersecurity focus or a combination of a cyber-security certificate from an accredited two year college program at least two years of office clerical or general office experience required.
Compliance Risk Assessment Senior Associate The Toronto-Dominion BankCompliance Risk Assessment Senior AssociateCharlotte, NC$72,280–$117,520 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Risk & Compliance Director Jones Lang LaSalle IncRisk & Compliance DirectorNCRemoteThe Risk & Compliance Director collaborates with cross-functional teams, leads risk assessments, manages incident escalation processes, and supports audit activities to safeguard JLL's financial integrity and reputation. Establish and chair risk forums and governance meetings to review emerging risks, audit results, and remediation progress, and escalate high severity risks and incident trends to Work Dynamics risk governance body.
Compliance Risk Assessment Senior Associate TD BankCompliance Risk Assessment Senior AssociateCharlotte, North Carolinali>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
IT AUDITOR I - COMPLIANCE & RISK SPECIALIST Moore & Van AllenIT AUDITOR I - COMPLIANCE & RISK SPECIALISTCharlotte, NCp>Employee Polygraph Protection Act: For more information, visit Employee Polygraph Protection Act. This entry-level role supports compliance initiatives aligned with CMMC, NIST 800-171, and ISO 27001 frameworks, with a focus on helping organizations operating in regulated environments—including defense contractors—maintain strong compliance posture.
Compliance Risk Assessment Manager The Toronto-Dominion BankCompliance Risk Assessment ManagerCharlotte, NC$91,000–$145,600 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
NewServices Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) Deloitte Touche Tohmatsu LtdServices Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)Charlotte, NC$51,900–$95,500 / yearp>The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will: Work closely with outside brokerage firms and Deloitte professionals to support brokerage account compliance activities.
VP, Govn, Risk & Compliance LPL FinancialVP, Govn, Risk & ComplianceCharlotte, North Carolinap/>The Marketing and Electronic Communication Compliance Officer must have a strong understanding of marketing practices and operations, brand management practices and advertising and promotional regulations, including Truth in Advertising laws, UDAP/UDAAP (Unfair, Deceptive, or Abusive Acts or Practices), the CAN-SPAM Act, TCPA, and applicable state marketing compliance requirements, and be able to translate these rules into actionable guidelines for transparent, consistent, and compliant communications across all channels. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
PDS Risk & Compliance Manager Jones Lang LaSalle IncPDS Risk & Compliance ManagerCharlotte, NCRemoteWhether you've got deep experience in commercial real estate, skilled trades or technology, or you're looking to apply your relevant experience to a new industry, join our team as we help shape a brighter way forward. Our people at JLL are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients.
Manager, Technology Risk & Compliance Red Ventures LLCManager, Technology Risk & Compliancecharlotte, NC$150,000–$210,000 / yearAcross the portfolio, Red Ventures businesses deliver seamless digital experiences for consumers, help Fortune 100 clients solve large-scale digital growth challenges, and create world-class experiences and opportunities for employees. Lead the organization's AI and emerging technology risk posture, advising on responsible usage, data handling, and access controls, and ensuring AI-related risks are assessed and tracked within the broader risk framework.
Risk & Compliance Consulting Lead NTT DATA Services, LLCRisk & Compliance Consulting LeadCharlotte, NC$216,405–$480,900 / year5+ years' experience: • Credit experience in at least one of the following areas: • Institutional, Corporate, or Commercial credit across all products • Commercial, Corporate & Markets Loan Workout across major credit cycles • Risk appetite, governance, and limits management • Fraud, waste, and abuse • Data and customer privacy • Personal credit signing authority • Enterprise Risk Management experience, including: • Designing and executing risk management frameworks (including regulatory remediation) • Risk identification across operational, reputational, financial crime, and compliance domains • Financial crimes, fraud, risk, and resilience 5+ years of Risk experience in one or more of the following segments: • Banking & Financial Services • Life Sciences • Healthcare • Manufacturing • Commercial/Consumer sectors Bachelor's degree in business or a related discipline. As part of NTT DATA, a $30 billion trusted global innovator with a combined global reach of over 80 countries, we help clients transform through business and technology consulting, industry and digital solutions, applications development and management, managed edge-to-cloud infrastructure services, BPO, systems integration and global data centers.
Compliance Risk Assessment Lead The Toronto-Dominion BankCompliance Risk Assessment LeadCharlotte, NC$115,440–$186,160 / yearli>Strategic partner to the leadership team on the management of the assigned portfolio and related financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Director, Assurance Digital - Risk & Compliance RSM US LLPDirector, Assurance Digital - Risk & ComplianceNC$147,000–$260,700 / yearThe Director of Risk & Compliance establishes and scales the risk and compliance strategy for Assurance Digital, including leading a centralized certification program that ensures technology is governed, inspection ready, and fit for use in assurance engagements. Operating at the intersection of assurance, technology, and regulation, this role defines the Risk & Compliance operating model, embeds requirements across the product lifecycle, and influences risk based decisions that support audit quality and regulatory confidence at scale.
Risk Data and Reporting Senior Analyst III- Finance and Risk Data Integrations Truist BankRisk Data and Reporting Senior Analyst III- Finance and Risk Data IntegrationsCharlotte, North Carolinap/>General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. It requires the ability to understand project needs, gather and analyze business requirements from downstream data mart consumers, collaborate closely with Lines of Business (LOB) teams on data mapping, and translate business requirements into clear, actionable technical specifications for technology teams.
Compliance Risk Assessment Manager TD BankCompliance Risk Assessment ManagerCharlotte, North Carolinali>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.