We are partnered with a leading global financial institution seeking an Audit Manager / Vice President to join its Markets Internal Audit team. This role offers the opportunity to evaluate trading businesses, assess key risks and controls, and work closely with stakeholders across Front Office, Middle Office, and Product Control functions.
The team covers a broad range of Markets activities, with a preference for candidates who have experience auditing Structured Products, though strong candidates with wider Markets audit experience will also be considered.
Responsibilities:
Lead audits covering Structured Products and related Markets businesses
Assess risks and controls across Front Office, Middle Office, and Product Control functions
Identify control gaps and provide recommendations to improve the control environment
Present audit findings and observations to business management and audit leadership
Partner with stakeholders across Risk, Compliance, Finance, Operations, and the Front Office
Support audit planning, issue validation, and ongoing risk assessments
Qualifications:
7+ years of Internal Audit within financial services
Experience auditing Markets businesses with exposure to products such as Structured Products, Fixed Income, Credit, Derivatives, or Securitized Products
Ability to independently lead audit engagements from planning through reporting
Understanding of Front Office, Middle Office, and Product Control functions
Strong communication, presentation and stakeholder management skills
Experience working within a large banking environment
Numbers & Facts
Location
Dallas, TX
Skills
Auditingunmatched
Banking Servicesunmatched
Communication Skillsunmatched
Derivativesunmatched
Financial Auditunmatched
Financial Complianceunmatched
Financial Operationsunmatched
Financial Servicesunmatched
Fixed Income Investmentsunmatched
Global Financial Marketsunmatched
Internal Auditunmatched
Leadershipunmatched
Presentation/Verbal Skillsunmatched
Product Controlunmatched
Riskunmatched
Risk Analysisunmatched
Risk Managementunmatched
Validation Planunmatched
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