Internal Audit Associate, Capital Markets & Banking

Title: Internal Audit Associate, Capital Markets & Banking

Office Status: Hybrid- Jacksonville, Fl

Base Salary: 110k-135k

ABOUT THE ROLE

Our client is a well-established global financial services firm with a broad platform spanning capital markets, investment banking, asset management and advisory. They are adding an Internal Audit Associate to a respected global audit function that reports to senior leadership and the board. This is a high-visibility seat where you ll test and strengthen controls across trading and banking businesses, and you may get exposure to other lines within the broader corporate family. It suits an audit professional who wants real influence on risk decisions and a front-row view of how a large markets franchise operates.

RESPONSIBILITIES

• Execute risk-based reviews of trading, lending, treasury and investment banking activities, evaluating whether controls and governance are designed and operating effectively
• Test business processes against regulatory expectations, internal policy and industry standards
• Support the build-out and delivery of the yearly audit plan using risk assessment methods
• Document control gaps and process inefficiencies, and propose practical remediation to senior stakeholders
• Write clear audit reports that cover findings, risk exposure and recommended fixes
• Coordinate with IT Audit, Compliance and other assurance teams for a well-rounded view of risk
• Build working relationships with business partners and keep them informed of audit scope, objectives and results
• Contribute to SOX assessment and ongoing monitoring activities
• Apply data analytics to sharpen testing approaches and surface emerging risk trends
• Take part in special projects, regulatory reviews and advisory work, and interact with regulators and external auditors as needed