We are looking for Registered Investment Advisor support that will provide wealth management and investment services for our diverse clients. You will assess financial goals, advise clients and make product recommendations that best suit risk profile and investment objective. The advisor may also assist with general office operations.
Responsibilities
You will meet with new clients and existing clients to handle and manage their investment accounts.
Review and analyze investment portfolios, variable, fixed and indexed annuities, and insurance policies, making suitable product recommendations for clients
Trading and re-balancing of client portfolios as needed
Create and and monitor investment portfolio models and update as needed
Communicate with clients, providing services in account management, technical support, and problem solving
Prepare reports and other materials for client and/or prospect meetings using the latest investment softwares
Implementation of securities trading
Acquire and demonstrate knowledge of and adherence to regulation of securities, investments and investment products, securities markets, and financial planning
Carry out and provide research and analysis in detailed, consistent, and timely fashion, consistently verifying accuracy and quality of work
Prepare correspondence, spreadsheets, and presentation materials for client meetings and communication
Prepare client meetings for lead advisors and anticipate needs in advance of meetings
Attend training and demonstrate knowledge and skills to identify current trends that enhance team members and the organization
Training and/or delegating tasks to other support positions
May also assist during tax season by preparing returns and/or perform special project as assigned
Desired Skills and Experience:
College degree in Business, Finance, or related field
5 years of experience in similar position
Job Types: Full-time, Part-time
Education:
Bachelor's (Preferred)
Numbers & Facts
Location
Torrance,, CA
Skills
Analysis Skillsunmatched
Annuitiesunmatched
Financial Analysisunmatched
Financial Planningunmatched
Insuranceunmatched
Investing Softwareunmatched
Investment Analysisunmatched
Investment Managementunmatched
Investment Servicesunmatched
Portfolio Analysisunmatched
Prepare Correspondenceunmatched
Problem Solving Skillsunmatched
Registered Investment Advisor (RIA)unmatched
Regulatory Complianceunmatched
Reporting Skillsunmatched
Riskunmatched
Sales Managementunmatched
Securities Investmentsunmatched
Spreadsheetsunmatched
Tax Returnsunmatched
Technical Supportunmatched
Time Managementunmatched
Trading/Stockbrokingunmatched
Trend Analysisunmatched
Wealth Managementunmatched
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