The CISO is expected to support SEC and FINRA regulatory readiness by coordinating with affiliate compliance, legal, supervision, and business leaders on cybersecurity examinations, incident escalation and response, customer and client data protection, books-and-records considerations, third-party risk oversight, remediation tracking, and evidence-based demonstration of effective security governance across regulated advisory and broker-dealer affiliates. Bachelor's degree in Computer Science, Information Security, Information Assurance, Technology, Risk Management, Business, or a related field, with 15+ years of progressively responsible experience in information security, cybersecurity, technology risk, or related disciplines, including 8-10+ years in senior cybersecurity leadership roles; or an equivalent combination of education and experience.