LOB Job Responsibilities:Performs moderately complex transaction processing and reconciliation with medium to large monetary impact according to the established written guidelines and proceduresResponds to moderately complex client inquiries via numerous channels to support operational efficiency and quality client serviceResponsible for the analysis and resolution of moderately complex transactions requiring escalations and exceptionsProactively identifies risk and opportunities for process improvements based on an understanding of how the work impacts other operational unitsundefinedRequired Qualifications:Familiarity with financial processes across ML sales support screens Understanding of the Securities Industry and the various internal and external rules and regulations affecting the industry and department (e.g., Regulation T, New York Stock Exchange, Firm policies and procedures and margin and option rules and regulations) Ability to manage multiple priorities, maintain accuracy, and meet deadlines in a challenging environment Expertise in Microsoft Office (Excel, Access, Word, Outlook, SharePoint)Analytical Thinking ResearchPrioritizationAttention to Detail Oral Communication Written Communications Desired Qualifications:Experience in banking, wealth management, brokerage, or other regulated industriesExperience supporting risk, control, quality review, or audit-related activities College Degree preferredKnowledge of margin and option requirementsRequires direct internal contact with business partners. Responsibilities:Responsible for the analysis and resolution of moderately complex transactions requiring escalations and exceptions by reviewing requests, confirming supporting information, and resolving open commitmentsPerforms moderately complex transaction processing and reconciliation with medium to large monetary impact according to the established written guidelines and procedures by confirming account information and activityResponds to moderately complex client inquiries via numerous channels to support operational efficiency and quality client service by providing status updates and communicating outstanding requirements to Merrill Lynch Wealth Management and Consumer Investments PersonnelDemonstrates a team-first mindset by balancing individual responsibilities with team needs, supporting high-volume periods, and willingly overseeing complex cases to drive collective results and client satisfactionUnderstand the process flow from end to end including the reasons for each step, the process controls, the risks within the process and the upstream/downstream impacts of their work based on an understanding the work affects other operational units.