ESSENTIAL DUTIES and RESPONSIBILITIES include, but are not limited to the following: Support Compliance Internal Audits, Branch Operations Internal Audits, and SOX testing by performing the following: Lead audit planning, including identifying and analyzing risks to develop risk-based audit programs, and prepare the appropriate documentation. SUMMARY: The Internal Auditor - Compliance will work closely with the Bank's various lines of business to assess risks, evaluate control design, and test control effectiveness using a risk-based approach across the Internal Audit program, as well as evaluate the Bank's compliance with policies and regulations.