44 Results for

Banking Compliance Jobs in Silver Lake, CA

Jobs

New!

Lakewood, CA4 days ago

$120,000–$200,000 Per Year

Maintains in depth working knowledge of federal and state banking laws and regulations, including but not limited to Regulations CC, D, DD, E, Escheatment/Unclaimed Property, ACH, ATM, Remote Deposit Capture, E-Sign, FDIC Signage, Regulation II (interchange requirements), trust accounts and brokered deposits. Experience and strong ability to research new regulations related to new and/or changes to products, services and delivery channels assist senior management in interpreting guidelines in sometimes abstract business models with undefined and/or unclear compliance requirements.

New!

Los Angeles, CA3 days ago

Remote

$111,408–$189,738 Per Year

Advanced knowledge of banking compliance laws and regulations, as related to mortgage lending, and mortgage banking operations (Examples include but are not limited to: ECOA/Regulation B, FCRA , Flood Disaster Protection Act, Truth in Savings Act, SCRA, HMDA, RESPA, TILA, Regulation O, Regulation W. Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering U.S. Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk.

New!

Los Angeles, CAToday

Remote

$77,000–$143,000 Per Year

The incumbent is responsible for monitoring issues remediation strategy for compliance identified issues and ensuring issues are closed in a manner which both adheres to the regulatory requirements while assisting business areas with implementing corrective actions or procedural changes, and applying a risk-based approach to remediation strategies. Advanced knowledge of banking and consumer compliance laws and regulations, as related to lending and bank operations (Examples include but are not limited to: ECOA/Regulation B, FCRA, Flood Disaster Protection Act,, MLA, SCRA, RESPA, TILA, TRID) .

New!

Los Angeles, CA3 days ago

Remote

$55,000–$95,000 Per Year

Carries out compliance monitoring, risk and impact assessments, requirements gathering, business and data analysis, report development, change testing and internal controls testing program ensuring that there are adequate processes, procedures and internal controls to promote an effective BSA control environment, under the guidance of the BSA Manager. FINANCIAL CRIMES ANALYST IIWHAT IS THE OPPORTUNITY?Under the direction of the BSA Manager, responsible for the Business and data analysis, requirements gathering, risk and impact assessments, internal control development and monitoring, supporting model changes, developing reports, and tracking metrics.

Los Angeles, CA7 days ago

$72,000–$76,000 Per Year

As our Assistant Branch Manager Officer, you'll be the driving force behind a branch that runs like clockwork — where customers leave happy, staff feel empowered, and every day brings a new opportunity to make an impact. Alongside the Branch Manager, you'll champion a workplace where enthusiasm is contagious, collaboration is the norm, and every team member feels valued and motivated to bring their best.

Los Angeles, California30+ days ago

$75,000–$75,000

Assist in the monitoring of new and revised BSA/AML/OFAC laws and regulations, including regulatory changes and new/emerging issues, assessing impact on the Bank, and implementing the changes. Administer essential workflow functions such as monthly exception distribution, documenting complex cases as well as ensuring that SAR narratives include all pertinent data elements.

Los Angeles, CA30+ days ago

$75,000–$75,000

Excellent attention to detail and “follow-through” skills; Strong technical and research skills and Excel skills; Excellent writing, analytical, and communication skills; Ability to understand and draw conclusions from research conducted; Must have an ongoing sense of urgency and a high level of flexibility; Maintains current on BSA/AML/OFAC news and events as well as regulatory updates. 5+ years of related experience with emphasis on BSA transaction monitoring; Knowledgeable of the laws applicable to money laundering, including the Bank Secrecy Act, the US Patriot Act, OFAC, and Suspicious Activity Reporting; Strong analytical skills are required to organize and analyze multiple complete data sets, as well as strong interpersonal and organizational skills.

Los Angeles, CA16 days ago

$95,000–$125,000

Siebert Williams Shank & Co., LLC (“SWS” or the “Firm”) is conducting a search for experienced Investment Banking Analysts to join its Infrastructure and Public team and work hybrid (4 days in-office) from itsLos Angeles, CA office. Investment Banking Analysts provide analytical and quantitative support and generally assist more experienced junior bankers, as well as senior bankers, to provide investment banking services to clients in the public sector.

Los Angeles, California30+ days ago

Remote

$195,995–$364,003 Per Year

The Division Manager works with Credit Managers to coordinate and review reports submitted to various internal credit-related committees and prepare for and lead quarterly Portfolio Review meetings for each region or sub-verticals within their line of business to ensure that these sessions are efficient and meet Credit Risk's requirements. Industry Awareness: Stays informed about industry trends, market conditions, economic trends, regulatory changes, and competitor activities to proactively address potential impacts on the business line and portfolio.

Anaheim, CA30+ days ago

$250,000–$250,000

Backed by one of the most prominent private equity firms in the private lending space, we offer unlimited access to capital, allowing us to deliver unmatched flexibility and customized lending solutions for real estate investors of every size. The CFO will serve as a strategic partner to executive leadership, providing clear financial insight, risk management, and decision support to drive profitability and sustainable growth.

Encino, California30+ days ago

Remote

$92,114–$156,880 Per Year

This may be accomplished through active calling efforts and referrals from existing customers and line colleagues from Personal & Business Banking and other divisions, and by providing the CNB exemplary level of service, identifying and promoting solutions to customer needs, and maintaining an active calling program. Additional QualificationsPreferred to be in good standing under “The Secure and Fair Enforcement for Mortgage Licensing Act of 2008” (Safe Act) and be registered/licensed with the “Nationwide Mortgage Licensing System and Registry” (NMLS); or must be able to be registered under the Safe Act.

Orange, California9 days ago

$40,000–$40,000

As a Member Service Consultant (MSC), you will play an integral role in delivering a superior experience to both new and existing members at our Orange, CA location. Join a dynamic financial institution dedicated to providing exceptional customer service and empowering community members with financial solutions.

Los Angeles, California30+ days ago

Remote

$34.55–$55.19 Per Hour

WHAT WILL YOU DO?In partnership with Portfolio Managers and Credit Lead, this role will support the Private Banking Commercial Real Estate portfolio, while is comprised largely of mini-perm loans to high net worth individuals and family offices across a variety of product types (multifamily, retail, industrial, office, self-storage, and unsecured). Learning and Development: Demonstrates a strong desire to learn underwriting and portfolio management skills, actively seeking opportunities for professional growth and development, eventually leading to ownership of a portfolio of credits.

Beverly Hills, California30+ days ago

Remote

$122,535–$208,715 Per Year

Portfolio Management: Owns and manages an assigned credit portfolio, ensuring alignment with organizational goals and risk management practices, including underwriting all types of credit exposures, managing credit risk, and responding to prospective client inquiries. Client Service: Provides exceptional client service by maintaining professionalism and effectively interacting with clients to understand their needs and provide tailored credit solutions.

Los Angeles, CA30+ days ago

As an Associate in Santander’s Los Angeles Investment Banking coverage team, your responsibilities will span a wide range of quantitative and qualitative skills, with strong emphasis on project management, mentorship of junior staff and client interaction. Associates will develop technical mastery and deal execution skills across all investment banking products including M&A, LevFin and ECM while building a robust professional network, both internally and externally.

Beverly Hills, California23 days ago

Remote

$65,296–$104,304 Per Year

WHAT IS THE OPPORTUNITY?Provides day-to-day servicing for Private Banking clients, relieving Client Managers and/or Private Bankers from performing account specific operational responsibility. Works directly with clients in all areas of deposit operations (e.g., wires, new deposit accounts, checking and savings account activity, CDs, loan payments and advances, etc.).

El Segundo, California30+ days ago

Remote

$78,970–$126,140 Per Year

Los Angeles, CA30+ days ago

$127,626–$237,014 Per Year

The Regional Manager may work directly with Business Banking Relationship Managers (BBRM's) in their assigned region, as well as possibly Business Banking Managers and/or Team Leaders, to achieve positive results. Works closely with leadership within the Personal & Business Banking Division, commercial banking, preferred banking, private banking, the branch network, and other functional areas.

Los Angeles, California30+ days ago

Remote

$141,830–$263,408 Per Year

Depending on the team structure, the Credit Lead may have direct reports—regardless of reporting line, the Credit Lead is expected to coach and train colleagues at various levels in the Credit Solutions organization. Credit Management: Oversees credit analysis, underwriting, and portfolio management within the assigned industry/region/or credit line, ensuring alignment with organizational goals and risk management practices.

Los Angeles, CA30+ days ago

$20.28–$30.42 Per Hour

Key responsibilities include the following: Deposit Return Item & EARNS notification processing, Holds callback, FAST/Image ATM/Bank by Mail review, SQN data signature capture, research and fee reversal requests. * Responsible for processing SQN data signature card maintenance including copying of clients signatures, updating client profiles and adding account messages as appropriate.

Beverly Hills, California30+ days ago

Remote

$122,535–$208,715 Per Year

Los Angeles, California29 days ago

Remote

$87,027–$138,965 Per Year

Strategic Execution Partners work closely with CBPG colleagues to lead scoping, planning and execution of organizational initiatives resulting from key business activities and inclusive of organizational communications and training. Acts as strategic advisor/consultant responsible for developing strong internal partnerships with colleagues to assess business needs and provides ongoing guidance and execution support.

Beverly Hills, CA30+ days ago

$53,955–$86,177 Per Year

Proactively guides colleagues and teams to achieve results, accurately assesses strengths and develops needs of colleagues; provides feedback, mentoring, helpful counsel and opportunities for development to help colleagues achieve their full potential. At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues including: * Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date.

Irvine, CA30+ days ago

Within an intelligently organized framework, we will provide flexibility, creating a complete, safe and sound banking experience for each client, servicing owners, their key executives and catering to their specific business and individual banking needs. Knowledge of banking regulations, such as anti-money laundering (AML), Bank Secrecy Act (BSA), Know Your Customer (KYC), and Consumer Financial Protection Bureau (CFPB) regulations.

Los Angeles, CA30+ days ago

$92,114–$156,880 Per Year

Founded in 1954, City National provides personalized banking, investment and trust services in select markets including Los Angeles, Orange County, San Diego, the San Francisco Bay Area, New York City, Nashville, Atlanta, Delaware, Las Vegas, Washington D.C. and Miami.* In addition, the company and its investment affiliates manage or administer $96.83 billion in client investment assets. These requests include compliance items such as: notification of a new outside business activity/second job; request to purchase securities, requests to give and/or receive gifts and entertainment, and review of electronic communications of employees for compliance with regulatory requirements.

Los Angeles, CA30+ days ago

Full-time

Measure success by your effectiveness in many marketing areas, including but not limited to: calling activity, proposal generation, revenue generation, risk mitigation, ability to build successful relationships with centers of influence, and propensity to help build the franchise for the long term . Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

Pasadena, California18 days ago

Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates’ potential for career advancement. Reporting to the Director of Corporate Compliance Program, support and manage bank-wide programs including, but not limited to, regulatory change management, complaint management, enterprise risk management (ERM) coordination, and Board and committee reporting.

Los Angeles, CA29 days ago

Full-time

Through our resources, CDB offers financing for projects of any size and complexity, including construction financing, bridge loans, acquisition loans, letters of credit to support bond transactions, and long-term permanent financing for Low Income Housing Tax Credit developments and bond purchases. As a Community Development Banker within Commercial Real Estate, you will be an integral part of the team that is proud to support vibrant and diverse neighborhoods by providing loans, investments, and services for low- and moderate-income households and communities nationwide!

Altadena, CA10 days ago

Responsible for reviewing reports used for detection of, and accurate filing of, Currency TransactionReports(CTRs) andSuspiciousActivityReports(SARs)as This includes coordinating with branches and departments to review, investigate, and report timely. Reviews fraudulent transactions, notification emails, returned items and related accounts and/or loans to detect and help identify and prevent the occurrence of fraudulent .

Irvine, CA30+ days ago

Full-time

As a Portfolio Manager in Real Estate Banking, you will manage a portfolio of commercial real estate credits and relationships, partnering with coverage teams and clients to ensure the quality and resilience of our loan book. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.

LA, CA30+ days ago

$60–$63 Per Hour

ExperienceRequired: A minimum of 5 years of experience performing claims audits or claims processing related to Medi-Cal, Cal MediConnect, and/or other managed care product lines similar to PASC-SEIU programs. Job SummaryThe Financial Compliance Auditor III, Claims is responsible for various tasks within the Financial Compliance Unit, including the audit of claims processed by medical groups and health plans contracted with Client.

Irvine, CA30+ days ago

Additionally, the position assists with system implementation related control requirements for mergers and acquisitions and system upgrades, develops and documents new processes and procedures to enhance client service, and stays abreast of leading practices in IT governance, risk, and control, collaborating with management to deliver internal training and guidance. It also involves participating in annual audits (SOC2, HITRUST, HIPAA, ISO 27001) and ad hoc compliance audit requests, identifying and raising awareness of potential risks, and proposing mitigation strategies.

Los Angeles, CA30+ days ago

$111,408–$189,738 Per Year

Supports a high-performance environment and implements a people strategy that attracts, retains, develops and motivates the team for continuous learning and improvement by fostering an inclusive work environment, communicating vison/ strategy, coaching, and supporting development goals. The Senior Manager will also be involved in internal and external issue validation as well as audit continuous monitoring activities; along with Data Analytics to support continuous monitoring, leveraging the use of information analytics, business intelligence, data mining, and other technologies and tools.

Burbank, CA24 days ago

Extensive knowledge of Bank Secrecy Act, USA PATRIOT Act, Money Laundering Control Act, Office of Foreign Asset Control regulations, strategies and enforcement policies, familiarity with key banking regulations and interpretations, knowledge of bank laws and operations, risk assessment and analysis. Monitors and assess the impact of regulatory changes to recommend enhancements to the BSA/AML/OFAC/USA Patriot Act monitoring systems to ensure that appropriate parameters are in place to identify suspicious and/or fraudulent activity.

Encino, CA30+ days ago

This role focuses on opening new accounts, building strong customer relationships, identifying financial needs, and achieving individual and branch sales goals. The Financial Sales Representative (FSR) is responsible for selling the banks products and services to both existing clients and new prospects.

Los Angeles, CA30+ days ago

$172,000–$230,000

Youll combine credit expertise with proactive business development, portfolio management, and consultative client advisorywhile ensuring compliance with all banking regulations and internal policies. In this role, you will manage and grow a portfolio of business and individual clients by originating and servicing a full range of loans and lines of credit.

New!

Cerritos, CA2 days ago

$80,000–$150,000 Per Year

The position of SBA Business Development Officer is responsible for assisting in attaining his or her established production goals, as well as department and Bank goals through active participation officer calling programs and provides guidance and support to less experienced loan officers and other staff members. Effective oral, written, and interpersonal communication skills with the ability to apply common sense to carry out instructions, interpret documents, understand procedures, write reports and correspondence, and speak clearly to customers, vendors and employees.

Santa Clarita, CA30+ days ago

Our Financial Services Representative position(Arcadia, CA) is responsible for delivering remarkable client service and proactively selling bank products/services that meet prospect/client needs. Build long-term relationships to cross-sell products and services by suggesting bank products and to open new accounts for both business and consumer prospects/clients.

New!

Irvine, CA2 days ago

$90,000–$175,000 Per Year

Develop new depository relationships with prospective HOA and property management clients through telephonic outreach, face-to-face visits, and written communication introducing Columbia Bank’s products and services. + Effectively negotiate deposit and credit product pricing, terms and conditions with managers or officers of property management companies; negotiate terms of credit agreements including financial covenants and reporting to protect the Bank from excessive credit risk.

El Monte, California30+ days ago

$20–$26 Per Hour

Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates’ potential for career advancement. Overview: We are currently seeking a Wire Transfer Specialist to support the Wire Transfer function, which provides domestic and international funds transfer services for Commercial and Retail customers across the United States, Hong Kong, and China.

El Monte, California30+ days ago

$20–$41 Per Hour

Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates’ potential for career advancement. Overview: Responsible for supporting frontline Teams in exceeding their goals, the New Accounts Associate partners closely with Relationship Managers, Account Officers, Product Managers, and Sales Consultants to deliver world-class customer service to high-net-worth commercial clients.

Santa Fe Springs, California29 days ago

The Vice President of Accounting will serve as a key member of the executive leadership team, responsible for global accounting, financial reporting, cost accounting, internal controls, and risk management. This role requires a hands‑on leader with deep manufacturing accounting expertise and the ability to balance strategic leadership with operational execution.

Los Angeles, California30+ days ago

Remote

$87,027–$138,965 Per Year

Ensures that staff makes the appropriate decisions, which may include escalating to management, referring client transactions to KYC Department for enhanced due diligence or Compliance Investigations for potential Suspicious Activity Reporting as required under BSA regulations or Corporate Security for potentially fraudulent activities. Manages and/or participates in departmental and bank-wide projects: formulates project plans; manages project resources (internal and external), tracks task assignments, and facilitates project meetings; implements strategy and project steps with consideration to constraints of budget, schedule and impact.

Santa Monica, CA30+ days ago

Level of computer skills needed to accomplish the essential duties of the job, including, but not limited to, core banking system software, computer software required such as Microsoft Word, Excel, Power Point, Windows based spreadsheets/word processing, accounting software, ability to use various company software packages. BSA Officer: May act as credit union BSA Officer overseeing high-risk areas, such as customer identification, currency transactions, suspicious activity reports, wire transfers, and regulatory reporting.

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Banking Compliance Jobs in Silver Lake, CA

Jobs

Compliance Officer (Operations and Deposits)Jobot

Compliance Officer Senior-Mortgage OriginationCity National Bank

Compliance Officer-LendingCity National Bank

Financial Crimes Analyst IICity National Bank

Assistant Bank Branch Operations ManagerAtWork – Orlando

BSA/AML Compliance Analyst – Job # 3755BritePros Medical Staffing

BSA/AML Compliance Analyst - To 75K - Los Angeles, CA - Job 3755The Symicor Group

Infrastructure and Public Finance - Investment Banking AnalystSiebert Williams Shank

Division Credit Manager - Consumer, SBA, Business Banking, CardCity National Bank

Mortgage Banking CFOTeam Architects

Relationship Manager Business Banking SrCity National Bank

Customer Banking AssociateUltimate Staffing Services

Credit Associate - Private Banking Commercial Real EstateCity National Bank

Portfolio Manager III- Entertainment & Sports BankingCity National Bank

Investment Banking Associate – Los Angeles Generalist (Financial Sponsors, REGAL, Industrials)Santander US

Private Banking Officer IICity National Bank

Private Banking Officer IIICity National Bank

Manager - Business Banking RegionalCity National Bank

Credit Lead - Private Banking Commercial Real EstateCity National Bank

Banking Operations Specialist SeniorCity National Bank

Portfolio Manager III - Entertainment & Sports BankingCity National Bank

Strategic Execution Partner Commercial Banking AdministrationCity National Bank

Cash Operations Manager - Entertainment & Sports BankingCity National Bank

Compliance AnalystCommerceWest Bank

Compliance OfficerCity National Bank

Business Development Executive - Mid-Corporate Banking - Executive DirectorJPMorgan Chase Bank, N.A.

Corporate Compliance Program ManagerEast West Bank

Community Development Banker - Commercial Banking - Vice PresidentJPMorgan Chase Bank, N.A.

BSA Compliance SpecialistFirst City Credit Union

Credit Risk, Senior Associate - Real Estate BankingJPMorgan Chase Bank, N.A.

Financial Compliance Auditor III, ClaimsGTT

IT Compliance AdministratorInsight Global

Sr. Audit Manager– BSA/AMLCity National Bank

VP, BSA Officer - HybridMission Valley Bank

Financial Sales RepresentativeHire Up Staffing Services

VP, Sr. Relationship Manager--LAMarquee Staffing

SBA Business Development Officer I-IIIFresno First Bank

Financial Services RepresentativeMission Valley Bank

HOA Relationship Development ManagerColumbia Bank

Wire Transfer SpecialistEast West Bank

GTP Senior New Account AssociateEast West Bank

VP of AccountingLedgent Finance & Accounting

ACH Operations ManagerCity National Bank

Operations ManagerCalifornia Lithuanian Credit U

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