648 Results for

Banking Compliance Jobs in Uptown, NJ

Jobs

Banking - Investment Banking, Latam Full-Time Analyst - NEW York, US 2027 Citigroup Inc.

New York, NY

$80,000–$115,000 / year

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. The Analyst Trainee NE is training position responsible for preparing future investment banking analysts in assisting clients in raising funds in the capital markets, as well as in providing strategic advisory services for mergers, acquisitions and other types of financial transactions in coordination with the Institutional Banking team.

28 days ago

Banking - Investment Banking Shareholder Advisory Group, Full Time Analyst, New York - USA, 2027 Citigroup Inc

New York, NY

$100,000–$135,000 / year

The IB Analyst Program trains and grows key players in today's changing economic environment, and will equip you with the knowledge and training you need to help companies and governments raise capital in new and innovative ways. The Investment Banking group provides sector expertise and strategic advisory solutions, including mergers & acquisitions, capital raising and other strategic financings to corporate, financial service and public sector clients.

30+ days ago

Banking and AML Domain- Bank Secrecy Act BSA Shrive Technologies

Manhattan, New York

In-depth knowledge of Bank Secrecy Act (BSA), USA PATRIOT Act, OFAC, FFIEC, and AML regulations • Expertise in gathering and documenting business, functional, and regulatory requirements • Experience with transaction monitoring, sanctions screening, customer onboarding, and SAR processes . • Hands-on experience creating BRDs, FRDs, user stories, process flows, and use cases • Experience with AML platforms such as NICE Actimize, Verafin, Fircosoft, Oracle FCCM, or similar solutions .

30+ days ago

Compliance Risk Management Lead - Employee Compliance - Vice President JPMorgan Chase Bank, N.A.

Jersey City, NJ

Full time

Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.

12 days ago

Banking Department-Business Development & Management AVP Bank of China

New York, New York

$65,000–$150,000 / year
Full time

Prepare and execute feasible strategic marketing plans in both English and Chinese to effectively target both English-speaking and Chinese-speaking customers based on study of current economic condition, market trends, customer demands and viability of cross-border banking products in the U.S. and China. Serve as the liaison between the department, BOC Head Office in China and partners or vendors in the U.S. and China in project management capacity; coordinate with BOC branches in China on marketing campaigns; compile data and draft reports in English and Chinese for management in the U.S. and in BOC Head Office.

14 days ago

Banking Department-Business Development & Management AVP Bank of China Limited, New York Branch

New York, New York

$65,000–$150,000 / year
Full time

14 days ago

Director/ Internal Risk/Banking Syntricate Technologies Inc

New York City, NY

Job Description: The Director of Internal Risk will lead the bank's internal risk management efforts, focusing on identifying, assessing, and mitigating risks related to cybersecurity, hardware, and software infrastructure. The ideal candidate will have a deep understanding of financial systems, cyber threats, hardware vulnerabilities, and software risks, with experience in managing security protocols and developing risk mitigation strategies within a banking environment.

30+ days ago

Market Leader, Innovation Banking Western Alliance Bancorp

New York, NY

$235,000–$290,301 / year

Fosters strong, healthy working relationships with executive and senior leaders in partner departments (including Credit Administration, Risk Management/Compliance, Loan Administration, and other internal support departments, and third-party services), and facilitates team's contribution to and compliance with technical processes and requirements, risk mitigation, efficiency, and customer service. While Senior Directors spend a significant portion of their time working their own network and top-tier customers in the portfolio, much of your time will be devoted to supporting your team in credit structuring discussions, portfolio health management, and market dynamics responsiveness.

30+ days ago

Vice President - Deposit & Liquidity Product Management - Transaction Banking Product, TD Securities TD Bank

New York, New York

Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.

6 days ago

Director, Governance & Control — Transaction Banking Transformation TD Bank

New York, New York

Lead first line governance and effective challenge for payment-related change, including New Business and Product Approval, Change Risk Assessments, implementation readiness, post-implementation validation, transition to business-as-usual control ownership, and key delivery decisions. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

30+ days ago

Associate - Deposit & Liquidity Product Management - Transaction Banking Product, TD Securities TD Bank

New York, New York

Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. TD has embarked on a multi-year digital transformation and expansion of GTB’s product suite to position the transaction bank as a leading North American cash management provider, enabling significant business growth across the franchise.

2 days ago

Digital Platforms (Banking) Product Owner, Assistant Vice President Morgan Stanley

Purchase, NY

$85,000–$140,000 / year

Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. This is a highly collaborative role, where you will work closely with our team of digital Product Managers and collaborate with cross-functional designers, engineers, operations, legal, risk, compliance, fraud, and business partners to transform the experience for all of our customers.

9 days ago

Director/ Cyber Resiliency, Business Continuity & Disaster Recovery/Banking Syntricate Technologies Inc

NYC, NY

Ensure that data backups are immutable and air-gapped to protect against cyber threats; develop and maintain strategies for data restoration in alignment with business requirements and recovery time objectives (RTO); regularly test backup and recovery processes to ensure data can be restored in a timely and efficient manner; plan and execute disaster recovery (DR) testing at both the datacenter and application levels; conduct regular failover and fallback testing to ensure systems can be recovered and restored effectively; document and report on the results of DR tests, identifying areas for improvement and implementing corrective actions. Ensure that recovery plans are up-to-date, effective, and aligned with business needs; coordinate with IT and business units to validate and test recovery procedures; partner with the Security Operations and Incident Response teams to support incident response efforts; oversee scenario testing for ransomware and extortion attacks, ensuring preparedness and effective response; develop and execute simulation exercises to test the effectiveness of incident response and recovery plans; provide support during actual incidents, ensuring swift resolution and minimal impact.

30+ days ago

Audit Manager - Global Corporate and Investment Banking Macpower Digital Assets Edge Private Limited

New York, NY

$140,000–$170,000 / year
Quick Apply

Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Key Responsibilities: Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner.

2 days ago

Vice President - Transaction Banking Product, TD Securities TD Bank

New York, New York

Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required.

2 days ago

Digital Banking Product Manager - Assistant Vice President Morgan Stanley

Purchase, NY

$110,000–$185,000 / year

Wealth Management (WM) Platforms manages industry-leading digital banking and cash management platforms, across all WM channels and client segments, to provide a unified digital experience, unlock growth, and deliver efficiencies for Advisors, Clients, and Institutions. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.

12 days ago

Digital Banking Product Manager – Assistant Vice President Morgan Stanley

Purchase, New York

Wealth Management (WM) Platforms manages industry-leading digital banking and cash management platforms, across all WM channels and client segments, to provide a unified digital experience, unlock growth, and deliver efficiencies for Advisors, Clients, and Institutions. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.

12 days ago

Associate Attorney (Banking + Finance) Capstone Search Partners

New York, New York

$300,000–$400,000 / year

Location: New York, NY Compensation: $300,000-$400,000/per year Position Summary We are seeking a talented and experienced Mid-Senior-Level Associate Attorney to join our Banking + Finance Practice Group. Demonstrated expertise in structuring and executing complex financial transactions, including first lien, and second lien loans, subordinated debt, and structured equity investments.

30+ days ago

Vice President, Commercial Banker - Innovation Banking Western Alliance Bancorp

New York, NY

$170,395–$210,488 / year

Gather all information necessary to present a financing request to senior management or Loan Committee for approval; meet with new/potential customers; visit sites of loans; negotiate loan terms and conditions; refer and recommend acceptance to the Chief Credit Officer or Loan Committee. Coordinate processing of approved loans; ensure loans are processed according to agreement, customer needs and conform to Bank lending policies; obtain sufficient information and/or documentation from customers; solve problems relative to processing and servicing of loans within the Relationship Manager's portfolio.

30+ days ago

Digital Banking Product Owner - Assistant Vice President Morgan Stanley

White Plains, NY

$85,000–$140,000 / year

WM Platforms consists of ten sub-teams including: Field Experience & Platforms, Digital Client Experience & Platforms, Workplace Platforms, Automation & Workflow, Digital Trading & Investing, Generative AI, UX Design & Research, Strategy & Execution, WM Platforms Risk, and the Chief Operating Office. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.

30+ days ago

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Banking Compliance Jobs in Uptown, NJ

Banking - Investment Banking, Latam Full-Time Analyst - NEW York, US 2027 Citigroup Inc.

Banking - Investment Banking Shareholder Advisory Group, Full Time Analyst, New York - USA, 2027 Citigroup Inc

Banking and AML Domain- Bank Secrecy Act BSA Shrive Technologies

Compliance Risk Management Lead - Employee Compliance - Vice President JPMorgan Chase Bank, N.A.

Banking Department-Business Development & Management AVP Bank of China

Banking Department-Business Development & Management AVP Bank of China Limited, New York Branch

Director/ Internal Risk/Banking Syntricate Technologies Inc

Market Leader, Innovation Banking Western Alliance Bancorp

Vice President - Deposit & Liquidity Product Management - Transaction Banking Product, TD Securities TD Bank

Director, Governance & Control — Transaction Banking Transformation TD Bank

Associate - Deposit & Liquidity Product Management - Transaction Banking Product, TD Securities TD Bank

Digital Platforms (Banking) Product Owner, Assistant Vice President Morgan Stanley

Director/ Cyber Resiliency, Business Continuity & Disaster Recovery/Banking Syntricate Technologies Inc

Audit Manager - Global Corporate and Investment Banking Macpower Digital Assets Edge Private Limited

Vice President - Transaction Banking Product, TD Securities TD Bank

Digital Banking Product Manager - Assistant Vice President Morgan Stanley

Digital Banking Product Manager – Assistant Vice President Morgan Stanley

Associate Attorney (Banking + Finance) Capstone Search Partners

Vice President, Commercial Banker - Innovation Banking Western Alliance Bancorp

Digital Banking Product Owner - Assistant Vice President Morgan Stanley

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