Commercial Insurance Broker SimpleCITICommercial Insurance BrokerGarden City South, NYFull timeWe currently focus on core commercial placements including general liability, workers’ comp, commercial auto, BOPs, umbrella, professional liability, cyber, and specialty risks, with plans to continue expanding carrier and product access. This is an opportunity to help build a brokerage platform early, with flexibility to grow your own book across any commercial vertical while leveraging internal deal flow, shared resources, and long-term expansion plans.
Broker Dealer Accounting Talent ShiftBroker Dealer AccountingNew York City, New York$40–$45 / hourOur community is cultivated by a team of dedicated professionals working to help clients navigate hybrid workforce strategies and connect contract workers with projects they love. Pursuant to the pay transparency laws of New York State and other local ordinances within the state including (but not limited to) New York City, the salary range displayed is for the New York markets.
Junior Sales Broker - New York, NY ADMJunior Sales Broker - New York, NYNew York, NY$68,000–$75,000 / yearWe are committed to attracting and retaining a diverse workforce and create welcoming, truly inclusive work environments — environments that enable every ADM colleague to feel comfortable on the job, make meaningful contributions to our success, and grow their career. With industry-advancing innovations, a complete portfolio of ingredients and solutions to meet any taste, and a commitment to sustainability, we give customers an edge in solving the nutritional challenges of today and tomorrow.
Junior Sales Broker - New York, NY Archer Daniels Midland CoJunior Sales Broker - New York, NYNew York, NY$68,000–$75,000 / yearWe are committed to attracting and retaining a diverse workforce and create welcoming, truly inclusive work environments - environments that enable every ADM colleague to feel comfortable on the job, make meaningful contributions to our success, and grow their career. Position Summary: The ADM Investor Services Institutional Prime Services (IPS) team services global institutional customers by delivering high-touch support across all aspects of the futures markets.
Broker Sales Representative DAT Solutions LLCBroker Sales RepresentativeNY$24.96–$34.61 / hourHowever, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. Through the industry''s largest digital freight marketplace and insights derived from over $1 trillion in freight transactions, we provide the mission-critical information that keeps supply chains running smoothly across the country.
Analyst, Sales & Trading US Equities/Options Broker-Dealer Galaxy Digital IncAnalyst, Sales & Trading US Equities/Options Broker-DealerNew York, NY$110,000–$140,000 / yearLeverage Galaxy Securities' unique position as a broker-dealer within a crypto-native firm to develop innovative cross-asset products and solutions for institutional clients. You combine strong trade execution instincts with a commercial mindset, enabling you to both service institutional clients and develop innovative cross-asset solutions.
Broker Relationship Manager - PPS MetLife IncBroker Relationship Manager - PPSBridgewater, NJ$100,000–$110,000 / yearRecognizednon Fortune magazine''s list of the "World''s Most Admired Companies",nFortune World's 25 Best Workplaces, as well as the Fortune 100 Best Companiesnto Work For, MetLife, through its subsidiaries and affiliates, is one of thenworld's leading financial services companies; providing insurance, annuities,nemployee benefits and asset management to individual and institutionalncustomers. All employment decisions are made without regards to race, color, national origin, religion, creed, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, marital or domestic/civil partnership status, genetic information, citizenship status (although applicants and employees must be legally authorized to work in the United States), uniformed service member or veteran status, or any other characteristic protected by applicable federal, state, or local law ("protected characteristics").
Commercial Lines P&C Broker Bridge Specialty GroupCommercial Lines P&C BrokerMorristown, New JerseyReview, analyze and underwrite risks submitted by Producers, rate submissions for premium and terms, analyze exposures for quotes for new and renewal business, issue written indications, quotes and binders; use inspection companies to obtain further information, quote rates, or explain company underwriting policies. $75k - $200k AnnualThe pay range provided above is made in good faith and based on our lowest and highest annual salary or hourly rate paid for the role and takes into account years of experience required, geography, and/or budget for the role.
Sr Compliance Analyst, Broker/Dealer - REMOTE CNO Financial Group IncSr Compliance Analyst, Broker/Dealer - REMOTENew York, NYRemote$81,100–$121,700 / yearAssociates who live outside of a 60-mile radius of a corporate office (Carmel, Chicago, and Orlando) may perform this role full-time work from home (WFH) from any US based location, as long as you are willing to work central or eastern time zone hours. This position requires extensive knowledge and expertise with SEC, FINRA, SEC 1940 Act, State, ERISA, DOL, rules and regulations and appropriate experience of regulatory agencies and exchanges.
Insurance Sales Producer/Broker Synerfac Technical StaffingInsurance Sales Producer/BrokerBrooklyn, NY$50,000–$60,000 / yearDisclaimer: By applying for this job, you agree to receive calls, Al-generated calls, text messages, or emails from Synerfac Technical Staffing and our contracted partners. Preferred Skills & Experience: Experience with Applied Epic or similar CRM platforms (Salesforce, QQCatalyst, AMS360).
Sr Engineer/Architect-Packet Broker and Probes(Telecom) APN Consulting IncSr Engineer/Architect-Packet Broker and Probes(Telecom)Basking Ridge, NJAdvanced Observability & Monitoring Build deep observability into the platform: structured logging (Logback/ELK), distributed tracing (OpenTelemetry/Jaeger), metrics (Micrometer/Prometheus/Grafana), and alerting strategies for carrier-grade availability. Java / Spring Boot Development Build and maintain core probe mediation services using Java 17+ and Spring Boot (Spring Integration, Spring Batch, Spring Kafka); contribute to shared starters and reusable platform libraries.
Commercial Lines P&C Broker Brown & Brown IncCommercial Lines P&C BrokerMorristown, NJ$75,000–$200,000 / yearReview, analyze and underwrite risks submitted by Producers, rate submissions for premium and terms, analyze exposures for quotes for new and renewal business, issue written indications, quotes and binders; use inspection companies to obtain further information, quote rates, or explain company underwriting policies. Develop thorough understanding of internal operations to successfully extend Company facilities, utilizing binding authorities or brokering risks when required to successfully negotiate a placement.
NewVP Liquidity Risk (Broker Dealer) Madison-DavisVP Liquidity Risk (Broker Dealer)New York, NYThis Vice President opportunity sits within the Risk function of a well-established, privately held global financial services firm, serving as the sole liquidity risk professional responsible for building and maintaining the firm's enterprise-wide liquidity risk governance framework. The role provides independent Treasury oversight and requires a strategic, hands-on professional who can assess liquidity risk across the full balance sheet, challenge assumptions constructively, and drive remediation of gaps across policies, processes, and reporting.
Junior Broker - U.S. Inflation TP ICAP Group plcJunior Broker - U.S. InflationNew York, NY$75,000–$100,000 / yearFor each asset class, ICAP offers e-trading capability, giving clients the option to enter prices and execute trades directly via one of our hybrid electronic trading systems, or to engage with brokers who can identify and negotiate trades. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.
Account Executive, Broker and Forwarder Solutions Descartes Systems Group IncAccount Executive, Broker and Forwarder SolutionsNYRemote$80,000–$85,000 / yearLearn more about how we helped our customers save over 552,000 metric tons of CO2 in 2020 by reducing fuel and paper consumption: https://www.descartes.com/who-we-are/social-responsibility-sustainability/environmental-impact. Our highly differentiated solution portfolio is transforming the way Logistics Service Providers operate, delivering impactful results that drive growth and efficiency.
Commercial Lines Property and Casualty Broker Brown & Brown IncCommercial Lines Property and Casualty BrokerNY$75,000–$100,000 / yearThe Commercial Lines Property Casualty Broker Underwriter Drive growth and retention by managing broker and carrier relationships, servicing a current book of business, developing new market opportunities, mentoring team members, and ensuring compliance and confidentiality while delivering exceptional customer service. The pay range provided above is made in good faith and based on our lowest and highest annual salary or hourly rate paid for the role and takes into account years of experience required, geography, and/or budget for the role.
Broker-Dealer Operations Manager Gusto IncBroker-Dealer Operations ManagerNew York, NY$140,410–$172,000 / yearSupervised by the broker/dealer's outsourced by Principal Operations Officer (POO) and working directly with the broker/dealer's CEO, you will execute and oversee essential back-office functions, focusing on the accurate movement of customer funds, transaction reconciliation and remediation, and reporting required for our broker-dealer entity. About the Role: The Broker-Dealer Operations Manager will be a vital hands-on leader, responsible and accountable for the day-to-day operations, strategic planning, process design, and ensuring the reliability, accuracy and regulatory compliance of Gustos broker/dealer subsidiary.
Broker Support TP ICAP Group plcBroker SupportNew York, NYFor each asset class, ICAP offers e-trading capability, giving clients the option to enter prices and execute trades directly via one of our hybrid electronic trading systems, or to engage with brokers who can identify and negotiate trades. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform.
Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets Houlihan LokeyInvestment Banking Senior Associate/Vice President | Broker-Dealer & Capital MarketsNew York, New York$200,000–$250,000 / yearThe Broker-Dealer and Capital Markets coverage group offers its clients comprehensive investment banking advisory services, with a focus on sell-side M&A services for founder-owned and private equity-backed businesses. With uniquely deep industry expertise, broad international reach, and a partnership approach rooted in trust, the firm provides innovative, integrated solutions across mergers and acquisitions, capital solutions, financial restructuring, and financial and valuation advisory.
AVP, Commercial Brokers Covera HealthAVP, Commercial BrokersNY$170,000–$190,000 / yearThrough our work, which uses clinically-validated science-based tools, we're helping doctors enhance their care, ensuring patients get the right diagnosis, and enabling the healthcare system to support quality improvement at scale. Through our clinical intelligence platform, we have launched programs that help people access the most effective care and provide doctors with AI-powered quality insights and tools to enhance their care.
Environmental Broker Howden Group Holdings LtdEnvironmental BrokerNew York, NY$80,000–$130,000 / yearOur people are our biggest asset as well as our largest shareholder group and are everything that makes us unique; our inclusive culture, the quality service we offer our clients, and our continued growth, all come from our people-first approach. We are united by a shared passion and no-limits mind-set, and our strength lies in our ability to collaborate as a powerful international team comprised of 20,000 employees spanning over 100 countries.
Broker Support TP ICAP Americas HoldingsBroker SupportNew York, New YorkFor each asset class, ICAP offers e-trading capability, giving clients the option to enter prices and execute trades directly via one of our hybrid electronic trading systems, or to engage with brokers who can identify and negotiate trades . Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. .
Looking for a AUTO TRANSPORT BROKER ONLY! who can work REMOTE! Ultimate Service Nationwide IncLooking for a AUTO TRANSPORT BROKER ONLY! who can work REMOTE!Oceanside, NYRemoteThis role requires strong negotiation skills, transportation planning expertise, and the ability to build and maintain customer relationships. - Our internal teams take care of the PRICING,CUSTOMER SERVICE and DISPATCHING to let our salespeople concentrate on there sales.
Compliance Lead, Broker-Dealer & Investment Adviser Gusto IncCompliance Lead, Broker-Dealer & Investment AdviserNew York, NY$156,170–$192,610 / yearHere's what we're looking for: 7+ years of compliance experience at a FINRA-registered broker-dealer and SEC-registered investment adviser, with deep working knowledge of FINRA Rules , the SEC Rules (including the Marketing Rule, Reg S-P and Reg S-ID), GLBA, and Bank Secrecy Act. It requires someone who can move fluidly between strategic oversight and hands-on execution, who understands what it means to carry a compliance program in a regulated financial services environment, and who can serve as a supervisory principal over AI, ensuring tools are deployed lawfully, outputs are validated, and the program evolves alongside regulatory expectations.
Global Head of Operational Risk - Markets & Broker Dealers Citigroup IncGlobal Head of Operational Risk - Markets & Broker DealersNew York, NY$250,000–$500,000 / yearKey objectives of the risk management framework are: Operating model, staffing and culture: Ensure the operating model across lines of defense is clear and consistent with sufficient resources, expertise, accountability and stature, and that it is enabled by structured training and awareness programs to effectively manage and oversee operational risk. They will face off with 1st line enterprise roles and will be working closely with Business and Cluster Operational in dispensing their key risk oversight responsibilities to ensure well-coordinated risk assessments, risk identification, measurement/monitoring and timely remediation of key gaps including appropriate enterprise-level aggregation.
NewBroker Manager CVS Health CorpBroker ManagerJamaica, NY$72,360–$159,120 / yearStrong communication and public speaking skills Proven history of developing partners and/or relationships leading to business growth Incredible level of organization and reliability in a matrix environment Microsoft Office (Excel) and CRM (Salesforce) familiarity. Experience: 5-7 years of prior relevant experience of sales and account management experience required; experience in operating independently, managing regional travel and multiple priorities; previous broker management experience preferred, but not required.
Broker Development Representative TouchCareBroker Development RepresentativeStamford, CTIn this role, you'll be at the forefront of TouchCare's growth — driving top-of-funnel activity, building meaningful broker relationships, and converting leads into high-value opportunities for our sales organization. By assigning each member a personal assistant, TouchCare helps resolve billing issues, coordinate with providers, and save individuals time and money.
Senior Product Owner/Manager - Broker-Dealer & RIA The Penn Mutual Life Insurance CompanySenior Product Owner/Manager - Broker-Dealer & RIAPA$130,000–$140,000 / yearPenn Mutual and its affiliates offer a comprehensive suite of competitive products and services to meet the unique needs of Financial Professionals and their clients, including life insurance, annuities, wealth management and institutional asset management. Responsibilities: Product Vision & Strategy - Own and communicate the product vision, strategy, and roadmap for core BD/RIA platforms (e.g., brokerage and advisory workstations, account onboarding, compensation, trade surveillance, , data/integration services).
In-Person - Associate Broker High Rise CapitalIn-Person - Associate BrokerNew York, New YorkThis is an entry to mid level sales role focused on connecting with business owners, identifying their funding needs, and introducing them to commercial lending options. Our top performers earn $400,000-$600,000 annually, and senior advisors with teams exceed $1,000,000 per year.
Associate Broker Ryan Specialty Holdings IncAssociate BrokerNew York, NY$52,000–$65,000 / yearDifferences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities. Drafts error free submissions to communicate coverage terms with underwriters under the guidance of the broker, weaving together technical insurance jargon with clear and concise client-friendly language.
Broker/Dealer Compliance, Associate Blue Owl Capital HoldingsBroker/Dealer Compliance, AssociateShort Hills, New JerseyAnchored by a strong permanent capital base, we provide businesses with private capital solutions to drive long-term growth and offer institutional investors, individual investors, and insurance companies differentiated alternative investment opportunities that aim to deliver strong performance, risk-adjusted returns, and capital preservation. Blue Owl Capital is seeking a compliance professional to join the team responsible for managing the Compliance program for the firm’s broker-dealer affiliate, Blue Owl Securities LLC.
Broker/Dealer Compliance, Associate Blue Owl Capital IncBroker/Dealer Compliance, AssociateShort Hills, NJAnchored by a strong permanent capital base, we provide businesses with private capital solutions to drive long-term growth and offer institutional investors, individual investors, and insurance companies differentiated alternative investment opportunities that aim to deliver strong performance, risk-adjusted returns, and capital preservation. Blue Owl Capital is seeking a compliance professional to join the team responsible for managing the Compliance program for the firms broker-dealer affiliate, Blue Owl Securities LLC.
Senior Legal Counsel - AI, Broker Dealer & RIA Cetera Financial Group IncSenior Legal Counsel - AI, Broker Dealer & RIANew York, NY$175,000–$190,000 / yearCetera Financial Group" refers to the network of independent retail firms encompassing, among others, Cetera Advisors LLC, Cetera Wealth Services LLC (f/k/a Cetera Advisor Networks), Cetera Investment Services LLC (marketed as Cetera Financial Institutions, or Cetera Investors. About Cetera Financial Group: Cetera Financial Group ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions.
Account Executive - Enterprise Broker Automation DAT Solutions LLCAccount Executive - Enterprise Broker AutomationNYRemote$90,000–$110,000 / yearHowever, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. On a defined path to $1 billion in revenue, DAT deploys a suite of software solutions, machine learning models, and intelligent automation tools that help brokers, carriers, and shippers price freight accurately, source capacity, reduce risk, and operate more efficiently.
Equipment Broker US MarketsEquipment BrokerElmhurst, TexasUS Markets, Inc. (dba “USM ReRents”) is the leading aerial lift equipment re-rental company in the US, renting straight & articulating booms, ultra-booms, compact atrium crawlers & spider-lifts, and heavy-capacity telehandlers to large equipment rental yards/companies all over North America (who, in turn, rent these booms and lifts to the end-user - a construction contractor). Knowledge of aerial construction equipment and markets–youmust have a comprehensive understanding of different types of MEWPs (Mobile Elevating Work Platforms — powered machines designed to safely lift workers, tools, and materials to elevated work areas) and material-handling equipment and their market value.
Inside Broker - Casualty Ryan Specialty GroupInside Broker - CasualtyNew York, New YorkThe role is responsible for managing a broker's book of business in-house using deep knowledge of initial risk assessments to secure the best coverage and place it smoothly in the right market. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.
Broker Assistant Ryan Specialty GroupBroker AssistantNew York, New YorkOur experienced brokers are specialized in property, casualty, professional lines, transportation and workers' compensation, providing creative solutions to retail brokerage firms. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.
MUFG US and Canada Broker Dealer Treasury - VP Mitsubishi UFJ Financial GroupMUFG US and Canada Broker Dealer Treasury - VPNew York, New YorkAdditionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. Analyze new business initiatives to assess the Treasury implications, including funding requirements, liquidity management, funds transfer pricing and FX/interest rate risk management.
Senior Director, Global Segment Marketing Manager - Wealth Intermediaries & Banks/Broker-Dealers Marketing The Bank of New York Mellon CorpSenior Director, Global Segment Marketing Manager - Wealth Intermediaries & Banks/Broker-Dealers MarketingNew York, NY$136,500–$300,000 / yearEstablish and enhance the firms brand presence in the wealth intermediary, bank and broker-dealer market, building credibility and awareness, including white papers, webinars, industry reports, and case studies, that position the firm as a thought leader. Were seeking a future team member for the role of Senior Director, Global Segment Marketing Manager Wealth Intermediaries & Banks/Broker-Dealers Marketing to join our Client Marketing team.
Commercial Mortgage Broker Bisnow LLCCommercial Mortgage BrokerNew York City, NYRemote$120,000–$300,000 / yearWith a steady pipeline of company-generated opportunities, the opportunity to work your own leads, a strong digital and social media presence driving inbound activity, and an AI-powered lender matching system connecting you to thousands of capital sources, youll be positioned to execute efficiently and deliver highly competitive financing solutions. Our esteemed SelectLeaders client is a fast-growing, tech-enabled capital advisory platform seeking experienced Commercial Mortgage Brokers to join its nationwide, fully remote team.
Director of Software Engineering - CIB Broker Dealer Platform JPMorgan Chase Bank, N.A.Director of Software Engineering - CIB Broker Dealer PlatformJersey City, NJFull timeYour expertise will be utilized cross-functionally to promote the adoption and implementation of technical methodologies within diverse teams, helping the firm maintain its leadership in industry trends, best practices, and technological advancements. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
License customs broker FreightTAS LLCLicense customs brokerSecaucus, NJOur client is a well-established freight forwarder operating in the New York/New Jersey metro area with a strong footprint in US import operations. They are seeking an experienced, licensed US Customs Broker to join their Secaucus, NJ team immediately.
Inside Broker CRC Insurance Services IncInside BrokerNew York, NY$140,000–$175,000 / yearGeneral Description of Available Benefits for Eligible Employees of CRC Group: At CRC Group, we're committed to supporting every aspect of teammates' well-being - physical, emotional, financial, social, and professional. Please review the following job description: Identifies, solicits, and arranges appropriate insurance coverage for clients by utilizing accessible markets.
Broker Assistant CRC Insurance Services, LLCBroker AssistantJericho, NY$65,000–$75,000 / yearInteract regularly with clients and underwriters regarding policies, recommending additional coverages as needed or requested and respond to queries and concerns ensuring prompt resolution. Analyze policies, endorsements, audits, reporting forms and cancellations and initiate necessary corrections to ensure accuracy of dates, coverage, signature, commission, premium, attachments, etc.
Senior Account Manager, Broker Success News CorpSenior Account Manager, Broker SuccessNY$95,000–$110,000 / yearTop Reasons to Apply: Act as a Dedicated Strategic Consultant: Take ownership of a premier book of business, serving as the primary relationship manager, data-driven consultant, and trusted problem-solver for Realtor.com's highest-value broker accounts. Through its robust suite of tools, Realtor.com not only makes a significant impact on the real estate industry at large, but for consumers, navigating the biggest purchase they will make in their life, by providing a user experience that is easy to use, easy to understand, and most of all, easy to make decisions.
Director of Software Engineering - CIB Broker Dealer Platform JPMorgan Chase & CoDirector of Software Engineering - CIB Broker Dealer PlatformJersey City, NJYour expertise will be utilized cross-functionally to promote the adoption and implementation of technical methodologies within diverse teams, helping the firm maintain its leadership in industry trends, best practices, and technological advancements. As the Director of Software Engineering at JPMorgan Chase within Commercial and Investment Bank Broker Dealer Platform, you will oversee multiple technical areas, manage the activities of several departments, and foster collaboration across various technical domains.
Associate Broker Amwins Global Risks UK LtdAssociate BrokerEdison, NJIn this team-driven environment, Amwins creates the perfect place for you to grow your career with built-in support and opportunity to advance your knowledge base. . Parental Leave, Adoption Assistance, Travel Reimbursement for healthcare, Retail Discount Program, Scholarships for dependents of Amwins employees, etc.
Customs Broker Manager Stratford Solutions Inc.Customs Broker ManagerSecaucus, NJ$120,000–$130,000 / yearThis individual will serve as the Primary Permit Holder for the Brokerage, ensuring full regulatory compliance with U.S. Customs and Border Protection (CBP) requirements and maintaining operational integrity across all customs activities. The ideal candidate will bring strong leadership capabilities, deep regulatory knowledge, and hands-on operational expertise in customs clearance.
Licensed Customs Broker Manager (Primary Permit Holder) Stratford Solutions Inc.Licensed Customs Broker Manager (Primary Permit Holder)Secaucus, NJ$120,000–$130,000 / yearThis individual will serve as the Primary Permit Holder for the Brokerage, ensuring full regulatory compliance with U.S. Customs and Border Protection (CBP) requirements and maintaining operational integrity across all customs activities. The ideal candidate will bring strong leadership capabilities, deep regulatory knowledge, and hands-on operational expertise in customs clearance.
Director Broker Dealer Compliance Phaxis LLCDirector Broker Dealer ComplianceNY, NY$150,000–$175,000 / yearPartnering closely with the CCO and business leaders, this individual will ensure adherence to SEC, Client, and MSRB requirements while supporting business growth in a complex regulatory environment. The Compliance Director will play a key leadership role in overseeing regulatory and operational compliance program.