9 Results for

Brokerage Jobs in West Des Moines, IA

Jobs

West Des Moines, IA27 days ago

You will: Respond to and resolve Agent Registered Representatives and Investment Advisor Representatives requests via phone and email according to Farm Bureau policies and clearing firm guidelines in a prompt and efficient way. Work Authorization/Sponsorship: At this time, we are not considering candidates that need any type of immigration sponsorship now or in the future, such as additional or permanent work authorization.

West Des Moines, Iowa30+ days ago

What You'll Do: As a Wealth Management Operations Coordinator, you will work as part of a brokerage operations processing team and provide quality customer service by providing detailed, accurate, and timely communications to ensure agent advisors, customers and internal staff are aware of the status of their accounts and service items. In 2018 FBFS launched Farm Bureau Wealth Management, allowing us to deliver another dimension of financial services to our client/members through financial planning and fee-based asset management.

New!

Des Moines, Iowa2 days ago

Remote

$157,000–$213,000 Per Year

Nonimmigrant Workers and Green Card for Employment-Based ImmigrantsInvestment Code of EthicsFor Principal Asset Management positions, you’ll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. This position, in conjunction with the CCOs of Principal Asset Management and Principal Funds Distributor, defines, implements and oversees the firm’s supervisory program to ensure proper compliance with FINRA, SEC, US state regulatory requirements, and, where applicable, ex-US regulations as part of an integrated global asset management compliance program.

West Des Moines, IA30+ days ago

Full-time

You will:Respond to and resolve Agent Registered Representatives and Investment Advisor Representatives requests via phone and email according to Farm Bureau policies and clearing firm guidelines in a prompt and efficient way. Work Authorization/Sponsorship: At this time, we are not considering candidates that need any type of immigration sponsorship now or in the future, such as additional or permanent work authorization.

W Des Moines, Iowa27 days ago

$61,000–$250,000 Per Year

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC(NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. As used here, “revenue” includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances.

Des Moines, Iowa28 days ago

Remote

$94,000–$152,400 Per Year

What You'll Do: Join Principal Financial Group as a Field Supervisor 2! You’ll review complex Principal Securities transactions to ensure compliance, deliver a high-quality customer experience, and partner closely with Compliance and Operations to support smooth processes and reporting. Posting Window: We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received.

New!

West Des Moines, Iowa2 days ago

Suitability Requirements: • Due to the financial nature and level of accountability of this position, a credit and criminal background check is required - The Fair Credit Reporting Act requires Sammons Financial Group Companies to notify you that, as a routine part of processing this application for employment, Sammons Financial Group may request a consumer report on you to verify all information contained in this application. • Execute consistent follow up with financial advisors to advance the sales process and deepen advisor relationships including follow up sales calls, manage problem resolutions, thank you calls and running and emailing illustrations and necessary paperwork.

Altoona, IA30+ days ago

Full-time

Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Des Moines, IA30+ days ago

Full-time

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Brokerage Jobs in West Des Moines, IA

Wealth Management Operations Principal Farm Bureau Financial Services

Wealth Management Operations Coordinator Farm Bureau Financial Services

Chief Supervision Officer Principal Financial Group

Wealth Management Operations Principal FBL Financial Group, Inc and its Affiliated Companies

Financial Advisor Northwestern Mutual

Field Supervisor 2 (West Coast) Principal Financial Group

Internal Wholesaler - Sammons Retirement Solutions Sammons Financial Group

J.P. Morgan Wealth Management - Private Client Advisor - Altoona, IA JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Des Moines, Iowa JPMorgan Chase Bank, N.A.

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