2,168 Results for

Compliance Analyst Jobs in South Pole, NY

Jobs

Corporate Vice President - Compliance Officer New York Life Insurance Company

New York, NY

$135,000–$160,000 / year

The AML function supports a diverse portfolio of businesses, including life and annuity products, retail broker-dealer and investment advisory services through NYLIFE Securities and Eagle Strategies, mutual funds and distributor relationships, and oversight of affiliated U.S. and international asset management businesses. • Support oversight of the transaction monitoring and alert program, including alert performance review, threshold tuning, and collaboration with data partners on alert refinement; evaluate proposed monitoring enhancements based on enterprise risk, customer behavior, and emerging financial crime threats.

1 day ago

Jr. Data Analyst ECLARO

New York, NY

$48–$56 / hour
Quick Apply

Preferred Qualifications: Agile Methodology, Agile Scrum Development, Amazon Elastic Compute Cloud (Amazon EC2), Analytical Thinking, API Testing, Apple Mac OS, Application Testing, Atlassian Jira; Automated Regression Testing, Automated Testing, Azure DevOps, Back-End Development, Banking Systems, Behavior-Driven Development (BDD), Bugzilla, Business, Business Analysis; Business Applications Development, CI/CD, CI Pipeline, Cloud Applications, Cloud Testing, Continuous Testing, C (Programming Language), C++ Programming Language, Databasing; Defect Reporting, Defects Analysis, Defects Management, Defect Testing, Documentations, End-to-End Testing, Geographic Information Systems (GIS), Graphical User Interface (GUI); Client ALM, Java, Linux, Linux Command, Log Files, Management Tools, Manual Testing, Materials Requirements Planning (MRP), Micro Focus Quality Center; Mobile Application Support, MySQL, Operating Systems (OS), Oracle, People Management, Postman (Software), Programming Languages, Python (Programming Language); Quality Assurance Testing, Regression Testing, Relational Database Management System (RDBMS), Report Development, Requirements Analysis; Requirements Traceability Matrix (RTM), Results Analysis, Salesforce Configuration, Salesforce Sales Cloud, Salesforce Service Cloud, Salesforce (Software), Scrum, Scrum (Agile); Scrum Methodology, Selenium, Server Administration, Software Application Testing, Software Development, Software Development Life Cycle (SDLC); Software Development Life Cycle (SDLC) Methodologies, Software Quality Assurance (SQA) Testing, Software Testing, Software Testing Life Cycle (STLC), Software Testing Methodologies; SQL Query Development, Stock Markets, Stocks, Structured Query Language (SQL), Test Analysis, Test Case Design, Test Coverage, Test Documentation, Test Execution, Test Management; Test Management Tools, Test Plan Design, Test Planning, Test Scenarios, Test Scripts, Test Summary Report, Tool Knowledge, Trade Execution, Unix, Use Cases; User Acceptance Testing (UAT), Water Well Drilling, Web Applications, Web Application Support, Web Testing. Position Overview: Designing and maintaining program data; conducting analysis and using statistical tools to interpret data sets, paying particular attention to trends and patterns that could be valuable for diagnostic and predictive analytics efforts.

30+ days ago

VP, Business Analyst - LoanIQ Jefferies Llc

New York, NY

$175,000–$200,000 / year

This role will partner closely with business stakeholders, operations teams, technology teams, and project managers to gather requirements, analyze workflows, define solutions, and support successful delivery of LoanIQ-related enhancements and projects. Analyze current-state workflows and define target-state processes for syndicated loans, bilateral loans, agency lending, loan servicing, and trade lifecycle activities.

1 day ago

Compliance Officer The Rybak Firm PLLC

New York, NY

Reqs: LLM or JD & 2 yrs exp as above or as a Legal Assoc or Paralegal in a rel positn involving legal research/factual investigatn/ review of legal or regulatory docs/procedural compliance & litigation support. Under guidance/supervisn of attorneys, audit & analyze claim files/billing records/med docs/ policy materials/litigatn submissns to eval compliance.

30+ days ago

Business Analyst - Digital Assets Stonex Group

New York, NY

$70,000–$100,000 / year

Institutional: Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology. This role will serve as a key liaison between Sales, Compliance, Operations, Risk, Legal, and external clients to ensure timely and efficient onboarding of new relationships across digital asset trading, custody, financing, and related products.

1 day ago

Deputy Chief Compliance Officer, Corporate Vice President New York Life Insurance Company

New York, NY

$160,000–$250,000 / year

NYLIFE Securities and Eagle Strategies sit at the heart of New York Life’s retail distribution strategy—delivering a broad product platform that includes variable annuities and variable life insurance, mutual funds, alternative investments, 529 plans, managed account programs through our advisory platform, and comprehensive fee-based financial planning—through a nationwide career agency distribution system. The Deputy CCO will lead the core elements of the compliance program, including compliance risk assessments, policy and procedure design, controls testing, supervisory oversight coordination, and the modernization of how compliance is delivered across one of the largest career agency distribution systems in the industry, with over 12,000 insurance agents, 6,500 registered representatives, and 1,700 investment adviser representatives.

1 day ago

Agency CMO Trader/Structurer AVP Barclays

New York, NY

You may be assessed on the key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills. In this role, you will execute trades and manage risk across a defined portfolio of Agency MBS and related financial instruments, ensuring alignment with market conditions and firm strategy.

13 days ago

Compliance Analyst eTeam Inc.

Jersey City, NJ

Quick Apply

The Regulatory Change Management Officer partners closely with Compliance, Legal, Risk, Operations, Technology, external vendors, and stakeholder subject matter experts across the bank to ensure RCM processes, platforms, and governance structures are clearly articulated, socialized, and operationalized. This includes drafting and maintaining RCM policies, procedures, operating models, training materials, and supporting artifacts, as well as assisting with readiness assessments, change enablement, and the transition from project delivery to BAU operations.

5 days ago

Regulatory And Compliance Analyst Starr Companies

New York, NY

$63,000–$73,000 / year

The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets: experience and training: licensure and certifications: and other business and organizational needs. Prepare and submit initial applications and renewal filings for insurance licenses (Producer, Adjuster, Surplus Lines Broker, Reinsurance Intermediary, Managing General Agent, and Third Party Administrator).

30+ days ago

Compliance Analyst Neuberger Berman Group LLC

New York, NY

$80,000–$110,000 / year

An employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment.

30+ days ago

Compliance Analyst/Project Manager Expert In Recruitment Solutions

Jersey City, NJ

Quick Apply

The role is responsible for coordinating program deliverables, managing execution plans and dependencies, performing connectivity and data analysis, and supporting the implementation of regulatory relationships across Regulations, Obligations, Policies, Risks, Controls, Testing, Issues, and Remediation activities. 5 years of experience with Banking or Financial Services GRC, Regulatory Compliance, Governance, Legal, or related department, preferably with a foreign banking institution (FBO/IHC/BHC) doing business in the U.S. Strategic transformation experience with a top tier consulting firm preferred.

4 days ago

Compliance Analyst Network Temp

New York, NY

$21–$22 / hour

Bachelor's Degree or equivalent with at least 2-3 years of related experience in the AML KYC Space or Transaction Monitoring alert clearance space. This role is located in New York City and will require a hybrid work schedule of at least 2 days in office per week.

19 days ago

Senior Investment Compliance Analyst (HYBRID) Equitable Financial Life Insurance Company

New York, NY

$130,000–$160,000 / year

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13 days ago

Compliance Analyst Neuberger Berman

New York, NY

$80,000–$110,000 / year

30+ days ago

Compliance Analyst NEUBERGER BERMAN GROUP LLC

New York, NY

$80,000–$110,000 / year

24 days ago

Global Trade Compliance Analyst tarte cosmetics

New York, NY

Quick Apply

The Global Trade Compliance Analyst will work cross-functionally with Supply Chain, Sourcing, Packaging Development, Product Development, Procurement, Logistics, Finance, Legal, Customs Brokers, Freight Forwarders, and external consultants to support product classifications, customs audits, tariff reporting, regulatory requirements, and import/export compliance initiatives. This role offers the opportunity to influence strategic trade initiatives, partner with teams that drive product launches, sourcing, and supply chain excellence, and contribute directly to the continued success of one of the beauty industry's leading brands.

30+ days ago

Operations Compliance Analyst Equinix

Secaucus, New Jersey

Joining our operations team means being at the center of everything – maintaining and evolving critical infrastructure that powers the digital world and delivers real impact for our customers, communities and society. Works closely with Facility Data Center Managers and other HSE regional partners to develop a comprehensive HSE Program for the region in partnership with Global HSE.

27 days ago

Information Security Compliance Analyst Vestwell Holdings Inc.

New York, NY

$90,000–$105,000 / year

The compliance analyst''s responsibilities include reviewing our SOC controls and comparing them to actions today, coming up with new automations to confirm compliance, responding to RFPs, and building a library of knowledge to speed up the RFP response program. Manage cybersecurity risk processes, including risk registers, findings, vulnerabilities, remediation plans, ownership, escalation, and business acceptance within the Vestwell Governance, Risk and Compliance (GRC) solution.

30+ days ago

Junior Compliance Officer (Operations, Junior Analyst) The MIL Corporation

Newark, NJ

$35,000–$48,000 / year

Associates degree in Business, Accounting, Finance, Information Systems, Criminal Justice, or a related field is required; Bachelors degree in Business, Accounting, Finance, Information Systems, Criminal Justice, or a related discipline is preferred. The role assists in reviewing employment eligibility documentation, conducting database research, and preparing audit-ready case files and reports that support administrative enforcement actions and related determinations.

25 days ago

Trading Compliance Analyst Jain Global

New York, New York

Jain Global is an innovative multi-strategy investment firm founded in July 2024 by Bobby Jain with over 400 employees operating from offices in New York, Houston, London, Singapore, and Hong Kong, we are looking to add to our growing teams. . Cross-Departmental Collaboration: Work closely with other departments, such as Trading, Risk, and Operations, to ensure that compliance issues are addressed comprehensively and that defined procedures are being appropriately followed.

3 days ago

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Compliance Analyst Jobs in South Pole, NY

Corporate Vice President - Compliance Officer New York Life Insurance Company

Jr. Data Analyst ECLARO

VP, Business Analyst - LoanIQ Jefferies Llc

Compliance Officer The Rybak Firm PLLC

Business Analyst - Digital Assets Stonex Group

Deputy Chief Compliance Officer, Corporate Vice President New York Life Insurance Company

Agency CMO Trader/Structurer AVP Barclays

Compliance Analyst eTeam Inc.

Regulatory And Compliance Analyst Starr Companies

Compliance Analyst Neuberger Berman Group LLC

Compliance Analyst/Project Manager Expert In Recruitment Solutions

Compliance Analyst Network Temp

Senior Investment Compliance Analyst (HYBRID) Equitable Financial Life Insurance Company

Compliance Analyst Neuberger Berman

Compliance Analyst NEUBERGER BERMAN GROUP LLC

Global Trade Compliance Analyst tarte cosmetics

Operations Compliance Analyst Equinix

Information Security Compliance Analyst Vestwell Holdings Inc.

Junior Compliance Officer (Operations, Junior Analyst) The MIL Corporation

Trading Compliance Analyst Jain Global

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