Chief Healthcare Compliance Officer, Genentech Genentech IncChief Healthcare Compliance Officer, GenentechSouth San Francisco, CA$334,985–$413,805 / yearServe as the subject matter expert for the organization in compliance matters as the enterprise-wide Chief Healthcare Compliance Officer, driving and actively contributing from compliance perspective to any local initiatives as well as overseeing the development, review, updating, and implementation of compliance programs along with policies, procedures, business practices, and guidelines that are compliant with state and federal laws and regulatory requirements. Work in strong partnership with the Chief Compliance Officer, the Pharma Compliance Office and with other members of the Roche Compliance community, specifically peers in the North American affiliates, to ensure a consistent and effective compliance program within the larger Roche enterprise and foster a oneRoche Approach, when applicable.
SUPERVISING INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE State Of CaliforniaSUPERVISING INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCELos Angeles, CA$7,951–$9,889Under general direction of the Bureau Chief, the Supervising Insurance Compliance Officer plans, organizes, and directs the activity of all staff engaged in resolving and responding to consumer complaints and inquiries regarding all lines of insurance involving insurance rating, underwriting or claims-handling practices; develops training plans for staff development and provides training; assists in establishing Bureau policy and procedures including disaster responses; enforces consistency of operations within the Bureau; responsible for the most complex and sensitive projects as assigned; and represents the Bureau at meetings and industry functions as directed by the Bureau Chief. California Relay Service: 1-800-735-2929 (TTY), 1-800-735-2922 (Voice) TTY is a Telecommunications Device for the Deaf, and is reachable only from phones equipped with a TTY Device.
Chief Compliance Officer Camino Health CenterChief Compliance OfficerSan Juan Capistrano, CAThis engagement is structured around a defined scope of deliverables related to building, strengthening, and advising on the organization's compliance program in accordance with requirements applicable to Federally Qualified Health Centers (FQHCs). Camino Health Center is engaging an experienced compliance consultant to serve as Fractional Chief Compliance Officer, providing independent contractor (1099) compliance advisory services for approximately 20 hours per week.
Leveraged Credit Compliance Officer - Assistant Vice President/Vice President KKR & Co IncLeveraged Credit Compliance Officer - Assistant Vice President/Vice PresidentSan Francisco, CA$130,000–$160,000 / yearLiaise with internal and external audit teams and internal finance, operations and audit teams to perform periodic risk-assessments firm wide on regulatory and legal matters to identify areas of enhancement for compliance testing regime and regulatory exam preparedness. With a team of over 120 investment professionals in New York, San Francisco, Orlando, London, Dublin, Hong Kong, Singapore, Sydney, and Mumbai, the KKR Credit team has a global reach with a local presence.
Chief Compliance Officer Lightspark Group, Inc.Chief Compliance OfficerLos Angeles, CAThis is a rare opportunity to design a compliance program from first principles, setting global licensing strategy, expanding our financial crimes program, and building the policies, controls, and team needed to support Lightsparks growth across a complex and fast-moving regulatory landscape. You will set the strategic direction for the function while staying hands-on in the early stages, and you will be central to how Lightspark builds a compliance program that scales with the business through sharp judgment, smart process design, and a genuinely tech- and AI-forward approach.
Vice President, Registered Fund Compliance Officer Wilshire Advisors, LLCVice President, Registered Fund Compliance OfficerSanta Monica, CA$180,000–$240,000 / yearThe Vice President, Registered Fund Compliance Officer will be responsible for maintaining and enhancing the compliance program for Wilshire's registered fund complex, including mutual funds, a variable insurance trust (VIT), and an interval fund. This role serves as a key compliance resource to the fund boards and works closely with internal stakeholders and sub-advisors to ensure adherence to the Investment Company Act of 1940 (the "40 Act") and applicable SEC regulations.
Compliance Officer, Compliance - Distribution Pacific Investment Management Co LLCCompliance Officer, Compliance - DistributionNewport Beach, CA$108,000–$135,000 / yearManage recurring licensing and registration obligations, including qualification exam administration, state registration reviews, annual FINRA Gross Assessment breakouts, Fidelity Bond renewals, Tennessee privilege tax filings, Illinois Designated Principal renewals, and FINRA Contact Renewal and Entitlement User Account certifications. Manage projects to enhance broker‑dealer compliance processes, including overseeing related technology resources, driving timelines, coordinating cross‑functional stakeholders and vendors, and managing communications to ensure successful delivery of compliance initiatives.
BSA Compliance Officer – Job # 3758 BritePros Medical StaffingBSA Compliance Officer – Job # 3758Ontario, California$105,000Supports the BSA Compliance Manager in implementing the Bank’s AML/CFT Compliance Program, which may include monitoring and implementation of established policies and procedures, training and preparation of periodic reports to management and Board of Directors on the status of key BSA activities. Provides backup support to the EDD Compliance Officer in the management of High-Risk Customers (i.e. MSBs, NRAs, PEPs, TPPPs), and reviewing/approving EDD reviews completed by EDD Analysts as needed.
Junior Compliance Officer/Auditor SGI Global, LLCJunior Compliance Officer/AuditorSF, CAAssist with drafting audit reports and associated administrative fine paperwork to support the issuance of Notices of Intent to Fine, Final Orders, Warning Notices and other related documentation for HSI audits related to the employment eligibility verification process. The role assists in reviewing employment eligibility documentation, conducting database research, and preparing audit-ready case files and reports that support administrative enforcement actions and related determinations.
Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu LIS SolutionsJunior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, HonoluluLos Angeles, CAProgram Overview : LEGAL INTERPRETING SERVICES, INC. is seeking Junior Compliance Officers (JCOs) to support of the Department of Homeland Security, Immigration and Customs Enforcement, Homeland Security Investigations Worksite Enforcement Unit. Candidates must be able to work on-site, handle sensitive information appropriately, complete DHS/ICE training requirements, and obtain a favorable DHS/ICE personnel security determination before accessing law enforcement databases, government systems, facilities, or sensitive information.
Compliance Officer Soboba Casino ResortCompliance OfficerSan Jacinto, CADuring the course of the duties assigned, Compliance Officers shall be able to apply interviewing and report writing techniques and proper interpretation and application of internal controls, ordinances, laws, and regulations. from an accredited institution, and two (2) years of law enforcement, regulatory, auditing or investigating experience or training or an equivalent combination of education and experience.
Regional Compliance Officer, North America KARL STORZ Endovision IncRegional Compliance Officer, North AmericaCAThis is a unique opportunity to influence organizational culture at scale, shape compliance strategy, partner directly with executive leadership, and build a high‑performing compliance organization that protects and elevates the business. Execution & Risk Management: You excel at navigating complex regulatory environments, leading investigations, audits, and monitoring programs, and proactively identifying and mitigating compliance risks.
District Compliance Officer Imperial Valley CollegeDistrict Compliance OfficerCA$92,327–$124,085 / yearAn earned Bachelor's degree from an accredited institution in human resources management, business administration, public administration, organizational management, educational management, or a related field AND a minimum of three (3) years of progressively responsible experience in compliance, human resources, investigations, or related areas, preferably in a public agency or educational setting; OR an earned Associate's degree from an accredited institution in human resources management, business administration, public administration, organizational management, educational management, or a related field AND a minimum of six (6) years of progressively responsible experience in compliance, human resources, investigations, or related areas, preferably in a public agency or educational setting. Under the general direction of the Associate Vice President, Human Resources, the incumbent will coordinate the District's comprehensive compliance programs, ensuring adherence to the wide range of federal, state, and local laws and regulations applicable to a California community college.
Compliance Officer, Compliance – Distribution PIMCOCompliance Officer, Compliance – DistributionNewport Beach, CaliforniaManage recurring licensing and registration obligations, including qualification exam administration, state registration reviews, annual FINRA Gross Assessment breakouts, Fidelity Bond renewals, Tennessee privilege tax filings, Illinois Designated Principal renewals, and FINRA Contact Renewal and Entitlement User Account certifications. Manage projects to enhance broker‑dealer compliance processes, including overseeing related technology resources, driving timelines, coordinating cross‑functional stakeholders and vendors, and managing communications to ensure successful delivery of compliance initiatives.
Code Compliance Officer Kern CountyCode Compliance OfficerBakersfield, CA$5,739.72–$6,859.49Certification issued by the International Code Council (ICC) in at least on one of the following Certified Code Safety Professional Exam fields: Property Maintenance and Housing Inspector, Zoning Inspector, Commercial Building Inspector, Residential Building Inspector, or certification as a Certified Code Enforcement Officer (CCEO) issued by the California Association of Code Enforcement Officials (CACEO). Examinations: Written Exam (Weight 100%): Will be conducted for the purpose of assessing the applicants knowledge of applicable codes and ordinances; construction trades; search and seizure laws; computers and related applicable software; and safe work practices.
Title IX/UCP Compliance Officer / Site: District Office Central Unified School DistrictTitle IX/UCP Compliance Officer / Site: District OfficeFresno, CA$80,741.71–$98,141.49 / yearResponsibilities include overseeing complaint investigations, ensuring compliance with federal and state laws, delivering training and educational programs, collaborating across schools and departments, and supporting district initiatives that advance diversity, equity, and inclusion goals. Any offer is contingent upon fingerprint clearance, maintenance of all credentials and/or certificates necessary to perform the duties of the above entitled position, current medical verification that incumbent is free of active tuberculosis and/or physical examination clearance.
ADA COMPLIANCE OFFICER University of CaliforniaADA COMPLIANCE OFFICEROakland, CA$150,000–$185,000 / yearThe incumbent represents UC OP on local and systemwide committees and collaborates with central offices such as the Systemwide Office of Civil Rights (SOCR), Office of General Counsel (OGC), Digital Innovation & Technology (DigIT) Graduate, Undergraduate, & Equity Affairs (GUEA) and others on issues with cross-location implications, contributing to policy alignment and enterprise-wide risk management. Partner with Human Resources, Risk Services, Labor Relations, UC Legal, Systemwide Office of Civil Rights, Office of Culture and Inclusive Excellence, Facilities, DigIT, and Communications to support coordinated compliance strategy.
NewCode Compliance Officer: Enforce Codes & Protect Kern-County,-CACode Compliance Officer: Enforce Codes & ProtectBakersfield, CAThis role requires a valid California Driver's License and specific certifications to ensure compliance with construction codes and ordinances. The successful candidate will be involved in assessing knowledge during examinations, which will establish eligibility for appointments at the Public Works Department.
Compliance Officer Nova Group IncCompliance OfficerNapa, CA$95,000–$135,000 / yearNova specializes in hydrant fueling, waterfront, electrical and utility military construction projects for the Department of Defense (NAVFAC, USACE) and Department of Energy at various National Laboratories. Working closely with Operations, Estimating, project teams, HR, safety, and IT partners, this position safeguards the organization's regulatory posture and maintains an audit‑ready environment across all projects.
Co-Founder & CEO - AI Clinical Documentation Compliance FutureSightCo-Founder & CEO - AI Clinical Documentation ComplianceLos Angeles, CAYou’ll co-create with a proven studio team, led by John Carbrey (4x entrepreneur, $100M ARR), Krista LaRiviere (3x exited, E&Y Top Women Entrepreneur), Alan Smith (Strategyzer co-founder, $120M in products built), Prathna Ramesh (former MD of Maple Leaf Angels, $275M in follow-on capital), and Johnny Tong (0-to-1 builder, acquired by SAP and Stripe) bring a rare combination of operator exits, institutional investing, and AI product depth. The market signal is incredibly strong: Unprompted Product Pull: Every single lead described the exact product we want to build: a pre-billing, real-time, EHR-integrated flagging layer that checks documentation against payer-specific rules before claims are submitted.
Safety & Training Compliance Officer (20729517) Department of Water & Wastewater Resources City of Daly CitySafety & Training Compliance Officer (20729517) Department of Water & Wastewater ResourcesDaly City, CAEXAMPLES OF DUTIES Develops, coordinates, oversees, and participates in the day-to-day operations of Department-wide occupational health and safety programs designed to reduce risk, ensure workplace safety, and prevent injury, occupational illness, and damage to property; develops, coordinates, and administers the Water/Wastewater industrial training program to improve knowledge, skills, and abilities of employees; performs a variety of professional level duties involved in the development, organization, implementation, and coordination of a variety of safety and industrial programs, including training, safety, and environmental compliance programs. Monitors legislative and regulatory changes at the Federal, State, and local levels, as well as trends and innovations in the field of occupational health and safety; determines applicability of administrative and regulatory requirements; advises assigned supervisor regarding the impact of regulations on Department operations; provides updates to Department staff on pertinent issues; and acts as liaison between regulatory agencies and Department management as necessary.
Compliance Advisory Officer Adyen NVCompliance Advisory OfficerSan Francisco, CA$120,000–$155,000 / yearOur fast-paced Compliance Advisory team is looking for a Compliance Officer with a strong understanding of integrity risks applicable to regulated financial institutions, particularly within the payments, financial services, or FinTech industries. Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice.
Compliance Officer Northbound SearchCompliance OfficerSan Francisco, CAPartner with internal audit, finance, operations, and external auditors to conduct periodic risk assessments and strengthen the firm's compliance testing and regulatory readiness. 7+ years of regulatory compliance experience within an alternative investment manager, private equity, credit, or broader asset management environment.
Compliance Officer Altruist CorpCompliance OfficerSan Francisco, CA$136,000–$192,000 / yearRegulatory expertise - Strong working knowledge of the Investment Advisers Act and the SEC Marketing Rule, with hands-on experience preparing and filing Form ADV, and the practical judgment to apply regulations in a solutions-oriented way and help stand up policies and controls. Cross-functional collaboration - Fosters and builds strong cross-functional relationships; drives outcomes across Compliance, Legal, Operations, Product, and Engineering and persuades with data and regulatory rationale rather than authority.
VP Risk and Compliance Officer Tungsten Automation CorpVP Risk and Compliance OfficerCARemote$177,000–$195,000 / yearYou will also support and participate with the Legal team in managing the Company's annual corporate insurance procurement program, ensuring comprehensive and cost-effective coverage across all operating entities and geographies, and organize and oversee the Company's Board Committee for Regulatory Compliance, Board Committee for Risk, and the Company's Payments Risk Committee, providing structured governance oversight at the highest level. Partner with Marketing and Sales to coordinate the Company's messaging to partners and customers related to payments, financial services and other product offerings, including reviewing customer- and partner-facing communication materials, playbooks, and sales scripts to ensure the Company's role relative to its regulated partners is accurately represented.
BSA Compliance Officer - To 105K - Ontario, CA - Job 3758 The Symicor GroupBSA Compliance Officer - To 105K - Ontario, CA - Job 3758Ontario, CA$105,000Supports the BSA Compliance Manager in implementing the Bank’s AML/CFT Compliance Program, which may include monitoring and implementation of established policies and procedures, training and preparation of periodic reports to management and Board of Directors on the status of key BSA activities. Provides backup support to the EDD Compliance Officer in the management of High-Risk Customers (i.e. MSBs, NRAs, PEPs, TPPPs), and reviewing/approving EDD reviews completed by EDD Analysts as needed.
ExportImport Compliance Officer Precision Castparts CorpExportImport Compliance OfficerValencia, CAfor description go through this url https://pcctalentacquisitionportal.tal.net/vx/mobile-0/appcentre-ext/brand-7/candidate/so/pm/1/pl/3/opp/23129-Export-Import-Compliance-Officer/en-GB .
Information Security Compliance Officer Apidel TechnologiesInformation Security Compliance OfficerStanford, CAContractorCoordinate with the Internal Audit team to facilitate security audits, and work collaboratively with the ISO Cloud Security team to conduct vulnerability assessments, identifying weaknesses in the university\'s security infrastructure and formulating action plans to address those vulnerabilities. Ensure that the actions pertaining to cybersecurity listed in the Plan of Actions and Milestones (POA&M) are executed effectively to meet compliance with industry regulations, best practices, and the university\'s risk management framework, including NIH, NIST, ISO 27001, HIPAA, and PCI DSS.
Security & Compliance Officer IntelliPro Group Inc.Security & Compliance OfficerBrea, CAFull timeThis role will monitor CCTV footage, review incidents, identify potential policy violations, and work with operations and HR teams to support investigations and reporting. Check that CCTV, NVR/DVR, and related monitoring systems are working properly.
Compliance Officer - Buena Vista Gaming Commission Harrah's Northern CaliforniaCompliance Officer - Buena Vista Gaming CommissionIone, CAThe BVGC serves as the primary regulator of all gaming activity occurring within the Tribe’s land and ensures all gaming operations comply with the Tribe’s Gaming Ordinance (“Ordinance”), State Gaming Compact (“Compact”), the Indian Gaming Regulatory Act (“IGRA”), and all applicable tribal, state, federal laws, regulations, and internal controls. While performing the duties of this job the employee is also occasionally required to stand; walk more than half a mile; sit; use hands to finger, handle, or feel objects, tools or controls; reach with hands and arms; climb stairs; balance; stop, kneel, crouch; talk and hear; and taste and smell.
NewChief Nuclear Officer (Nuclear Safety, Operations & Regulatory Compliance - SMR/MMR Programs) BaRupOn LLCChief Nuclear Officer (Nuclear Safety, Operations & Regulatory Compliance - SMR/MMR Programs)Irvine, CAOversee preparation and timely submission of all event reports, Licensee Event Reports (LERs), and 10 CFR 50.72 and 50.73 notifications to the NRC.Lead the Company's interface with the NRC Resident Inspector program and regional offices, ensuring transparency and cooperative regulatory engagement. Corrective Action Program (CAP)Establish and oversee BaRupOn's Corrective Action Program (CAP) in accordance with 10 CFR 50, Appendix B.Drive a culture of problem identification and resolution with a low threshold for issue entry and rigorous root cause analysis for significant conditions.
Research Compliance Officer University of California, IrvineResearch Compliance OfficerIrvine, CaliforniaRemote$88,000–$106,400 / yearFull timeMisconduct Disclosure Requirement: As a condition of employment, the final candidate who accepts a conditional offer of employment will be required to disclose if they have been subject to any final administrative or judicial decisions within the last seven years determining that they committed any misconduct; received notice of any allegations or are currently the subject of any administrative or disciplinary proceedings involving misconduct; have left a position after receiving notice of allegations or while under investigation in an administrative or disciplinary proceeding involving misconduct; or have filed an appeal of a finding of misconduct with a previous employer. It’s located in one of the world’s safest and most economically vibrant communities and is Orange County’s second-largest employer, contributing $7 billion annually to the local economy and $8 billion statewide.
Compliance Officer (Onsite): El Centro Frontwave Credit UnionCompliance Officer (Onsite): El CentroEl Centro, California$71,884.27–$107,826.40 / yearFull timeThis role oversees day-to-day administrative and operational compliance activities; participates in compliance-related committees, audits, and examinations; provides compliance training to staff and Management; tracks and reports inherent and emerging compliance risks; and advises the credit union on controls to reduce the risk of non-compliance. The Compliance Officer also ensures enterprise-wide adherence to federal and state regulations, rules, and laws; Frontwave policies and procedures; and sound credit union practices by monitoring regulatory changes and keeping staff informed of applicable updates to safeguard the credit union against legal, financial, and reputational risks.
Compliance Officer (Onsite) Frontwave Credit UnionCompliance Officer (Onsite)Oceanside, California$71,884.27–$107,826.40 / yearFull timeThis role oversees day-to-day administrative and operational compliance activities; participates in compliance-related committees, audits, and examinations; provides compliance training to staff and Management; tracks and reports inherent and emerging compliance risks; and advises the credit union on controls to reduce the risk of non-compliance. The Compliance Officer also ensures enterprise-wide adherence to federal and state regulations, rules, and laws; Frontwave policies and procedures; and sound credit union practices by monitoring regulatory changes and keeping staff informed of applicable updates to safeguard the credit union against legal, financial, and reputational risks.
Research Compliance Officer University of CaliforniaResearch Compliance OfficerIrvine, CA2025 University of California, Irvine, UCI Health, and UC Regents. Sign-up to be notified of hiring events, newly posted job opportunities, and much more.
Junior Compliance Officer (Operations, Junior Analyst) The Mil CorpJunior Compliance Officer (Operations, Junior Analyst)San Francisco, CA$35,000–$48,000 / yearAssociates degree in Business, Accounting, Finance, Information Systems, Criminal Justice, or a related field is required; Bachelors degree in Business, Accounting, Finance, Information Systems, Criminal Justice, or a related discipline is preferred. The role assists in reviewing employment eligibility documentation, conducting database research, and preparing audit-ready case files and reports that support administrative enforcement actions and related determinations.
Security Officer Patrol Compliance Allied UniversalSecurity Officer Patrol ComplianceSan Jose, CAJoin Allied Universal as an Unarmed Patrol Officer at a premier commercial real estate location, where you will conduct routine patrols, remain visible to help reduce security-related incidents, and support a welcoming environment through strong communication and customer service. What You'll Do: Provide customer service to tenants, visitors, and/or property staff by following site-specific procedures and supporting security-related protocols for a commercial real estate location.
Security Officer Patrol Compliance Agent Allied UniversalSecurity Officer Patrol Compliance AgentSanta Clara, CaliforniaJoin Allied Universal as an Unarmed Patrol Officer at a dynamic retail mall location, where you will monitor and patrol assigned areas, maintain a visible presence to help deter security-related incidents, and support a welcoming environment for guests and tenants. Conduct regular and random patrols throughout common areas, storefront corridors, parking areas, and the exterior perimeter to help to deter unwanted activity and identify security-related concerns.
CCO & BSA Officer Phaxis LLCCCO & BSA OfficerSan Francisco, CAWe are not looking for a specialist in only one of these areas this role requires someone who can translate the rigor of a regulated depository institution into the speed and scale of a technology-driven product company, while simultaneously guiding us through one of the most demanding regulatory processes in financial services. " Hands-on experience building or significantly rebuilding BSA/AML programs, including transaction monitoring, CIP/CDD/EDD, and SAR/CTR filing frameworks.
Chief Executive Officer CIBDChief Executive OfficerOrange, CA$285,000–$360,000 / yearBachelor's degree in Healthcare Administration, Business Administration, Finance, Public Health, Health Sciences, Clinical discipline or a closely related discipline and 19+ years of progressively responsible healthcare experience in acute ambulatory setting, including supervisory and personnel management experience; Master’s degree in fields listed above and 15+ years of progressively responsible healthcare experience in acute ambulatory setting, including supervisory and personnel management experience; or. CIBD is the regional grantee for the Western States Region for Hemophilia, the Pacific Sickle Cell Regional Collaborative (PSCRC) and Networking California for Sickle Cell Care (NCSCC) providing regional leadership, fiscal and administrative oversight, grants management, capacity building, clinical education, technical assistance, evaluation, and outreach to public and private health agencies at the local, state, and federal levels.
Sr. Director Chief Risk and Compliance Encore Capital Group IncSr. Director Chief Risk and ComplianceSan Diego, CA$201,400–$261,600 / yearThis position works closely with Enterprise Risk Management, the Board of Directors, executive leadership, regulators, and business partners to ensure the organization proactively identifies, manages, and mitigates risk while maintaining compliance with state and federal regulations. EXPERIENCE: 10+ years of experience developing compliance programs and frameworks in multiple areas including FDCPA, FCRA, SCRA, GLB, ECOA, EFTA and Data Security and Privacy, particularly as applied to debt servicing and collections.
VP, Compliance Alignment HealthcareVP, ComplianceOrange, CaliforniaThe VP, Compliance is instrumental in protecting Alignment Healthcare's mission by ensuring the organization operates within applicable federal and state regulatory frameworks — and by building scalable systems, high-performing teams, and a data-driven compliance culture that makes compliance a sustainable competitive strength. The Vice President of Compliance is a senior leader responsible for leading, evolving, and continuously strengthening Alignment Healthcare's enterprise-wide Compliance Program across Medicare Advantage and other lines of business.
Bank Compliance BSA Analyst WorkwayBank Compliance BSA AnalystMurrieta, CA$28–$32 / hourEscalate potential concerns, including check kiting, structured cash deposits, significant balance changes, certificate of deposit purchases, wire transfers, ACH transfers, monetary instrument sales, and new account openings, to the BSA Officer or Compliance Manager. Currently, we have a BANKING COMPLIANCE BSA ANALYST PART-TIME opportunity with a California-based community bank headquartered in Murrieta, CA dedicated to helping local businesses, entrepreneurs, and individuals achieve their financial goals through relationship-focused banking.
Director of Compliance Vestis CorpDirector of ComplianceCAVestis provides clean and safe uniform services and workplace supplies to a broad range of North American customers from Fortune 500 companies to locally owned small businesses across a broad set of end markets. Responsibilities/Essential Functions: Support the Chief Compliance Officer in managing and continuously improving Vestis's ethics and compliance program across key risk areas, including business conduct, anti-corruption, hotline reporting, investigations, regulatory compliance, training, monitoring, and governance.
INSTITUTIONAL POLICE OFFICER (8204) - REISSUED City and County of San FranciscoINSTITUTIONAL POLICE OFFICER (8204) - REISSUEDSan Francisco, CA$49.41–$59.80 / hourEducation: High School diploma or equivalent (GED or High School Proficiency Examination); AND Experience: One (1) year of experience as a police officer, member of a military police unit or other work involving the safeguarding of life and property; ANDLicense and Certification:Requires possession of a valid California Driver License; ANDPossession of a Basic P.O.S.T. Under the direction of the Chief of Police or his/her designee, the Institutional Police Officer works in the San Francisco Community College District Police Department and acts as a peace officer pursuant to Section 830.32(a) of the California Penal Code and Section 72330 of the California Education Code.
NewLegal Assistant: Compliance & Governance Support Epic Healthcare & Physical MedicineLegal Assistant: Compliance & Governance SupportLos Angeles, CAThe ideal candidate will possess a Bachelor's degree and at least 5 years of experience in legal or compliance contexts, demonstrating excellent organizational and communication skills.#J-18808-Ljbffr. Epic Healthcare in Los Angeles is seeking a qualified Legal Assistant to provide high-level administrative and compliance support to the Chief Compliance Officer.
NewPACE Compliance Analyst-Temporary Neighborhood HealthcarePACE Compliance Analyst-TemporaryRiverside, CA$73,500–$104,400 / yearPart timeWhile this range represents the broader classification of the role, actual compensation will be based on several factors, including but not limited to the candidate’s overall knowledge, skills, and experience, market data and industry benchmarks, internal equity within the organization, Budgetary considerations and organizational needs. Neighborhood Healthcare PACE is a managed medical plan built around surrounding participants with a team of physicians, nurses, social workers, therapists and care coordinators to help them maintain good health and a good quality of life.
Compliance Associate - Hybrid Torrance, Boston, Salt Lake City, Media EP Wealth Advisors LLCCompliance Associate - Hybrid Torrance, Boston, Salt Lake City, MediaTorrance, CA$65,000–$73,000 / yearAssist in day-to-day monitoring of all compliance related policies and procedures; Assist with compliance program reviews and audits; Heavy data entry, filing and maintenance duties involving the firm's Compliance Management Software systems; Familiarity with firm related compliance policies and procedures, and a willingness to learn governing regulations and best practices, which include, amongst others, The Investment Advisers Act of 1940, Securities and Exchange Act of 1934; Effectively communicate regulatory and procedural changes and/or important issues to firm employees and/or management and any affected business units; Assist in implementing and enforcing compliance policies and procedures; Running reports and retrieving documents and files when requested; Implement and monitor projects and tasks as directed by AD; Assist with new compliance initiatives; and other special projects and ad hoc duties as assigned by the AD & CCO. his is a hybrid position requiring a combination of on-site and remote work, based out of one of the following locations: Torrance, CA; Salt Lake City, UT; Boston, MA; or Media, 2+ years' experience in an administrative capacity, in the Registered Investment Adviser space preferred.
Regulatory Compliance Exam Specialist Hankey Group ExternalRegulatory Compliance Exam SpecialistAgoura Hills, CaliforniaThe exact starting compensation to be offered will be determined at the time of selecting an applicant for hire and will be dependent on a wide range of factors, including but not limited to geographic location, skill set, experience, education, credentials, and licensure when applicable. Work closely with the Chief Compliance Officer and Regulatory Compliance Counsel to ensure that cited exceptions are in fact valid before developing and implementing a remediation/corrective action.
Licensed Therapist Compliance Partner (OT, PT, SLP) The Ensign Group IncLicensed Therapist Compliance Partner (OT, PT, SLP)Ventura, CA$100,000–$115,000 / yearThese operations are supported by ESI's "Service Center," a world-class service team that provides clinical, legal, human resources, accounting, compliance, information technology, construction and other resources necessary to allow on-site leaders to focus squarely on day-to-day business. Location: Field Resource and regularly travels to assigned facilities; must reside near a major airport in one of the following areas: Sacramento, Modesto, Santa Rosa, Davis, CA.