1,282 Results for

Compliance Officer Jobs in Silver Lake, CA

Jobs

SVP, Chief Compliance & Privacy Officer AltaMed Health Services Corp

Montebello, CA

$208,732.38–$260,915.48 / year

Together with AHN/AHNSSP's CEO and President and Board of Directors, the CCPO is authorized to implement all necessary actions to ensure the achievement of the objectives of an effective compliance program, including but not limited to development, communication, implementation, training, and oversight of all compliance activities related to health care laws, regulations, and policies that govern AHN/AHNSSP's business. Ensures that appropriate controls and processes required to comply with federal regulators such as, but not limited to, Centers for Medicare and Medicaid Services; state regulators such as, but not limited to, CA's Department of Managed Health Care as well as the Department of Health Care Services; and with contracted upstream managed care plans.

7 days ago

Svp, Chief Compliance & Privacy Officer AltaMed

Montebello, CA

$208,732.38–$260,915.48 / year

6 days ago

Multiple Series Trusts Chief Compliance Officer US Bank

Los Angeles, CA

$170,255–$200,300 / year

Compliance oversight of service providers to the MST, specifically numerous independent investment advisers, U.S. Bank Global Fund Services as Transfer Agent, Fund Administrator, and Fund Accountant, U.S. Bank as Custodian, and external parties such as Distributor(s) to the Funds. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

9 days ago

AML Compliance Officer XR Extreme Reach

Burbank, CA

Quick Apply

XR Pay is the payments and payroll division of XR Extreme Reach that pays commercial talent, production crew, independent contractors, and vendors on behalf of advertising agencies, brands, and production companies. Customer Due Diligence, Sanctions & Screening Governance: Supervise automated screening systems (PEP, SDN/OFAC, adverse media, risk ratings) for client onboarding, talent payroll disbursements, and vendor payments.

1 day ago

SENIOR WORKERS COMPENSATION COMPLIANCE OFFICER State Of California

Los Angeles, CA

$6,789–$8,498

If you are unable to apply electronically through your CalCareer account, please mail a completed and signed State Examination/Employment Application STD Form 678 and application package to the mailing address provided in the "Application Instructions" section below and ensure the following: Clearly indicate the Job Code #, Position Number and the Title of this position in the "Examination or Job Title(s) For Which You Are Applying" section located on the first page of your State Examination/Employment Application STD Form 678. Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Senior Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured employers, and third-party administrators to ensure that they have met their obligations under the Labor Code and the California Code of Regulations.

8 days ago

Marsh Lead Compliance Officer - Government Health Consulting Marsh & McLennan Companies, Inc.

Los Angeles, CA

$147,200–$294,200 / year

A minimum of 3 years of relevant legal experience supporting governmental and/or regulatory matters, including work in government contracting, procurement and bidding, conflict-of-interest identification and management, compliance, and data protection/privacy (experience with state government agencies-especially health-related-is a plus). We aim to attract and retain the best people and embrace diversity of age background, disability, ethnic origin, family duties, gender orientation or expression, marital status, nationality, parental status, personal or social status, political affiliation, race, religion and beliefs, sex/gender, sexual orientation or expression, skin color, veteran status (including protected veterans), or any other characteristic protected by applicable law.

30+ days ago

Water Conservation Compliance Officer Pinellas County

Los Angeles, CA

The Water Conservation Compliance Officer performs specialized administrative regulatory field work monitoring and providing compliance patrols for water restriction field enforcement activities; maintains public contact interpreting, explaining, and enforcing water restriction code regulations; prosecutes ordinance violations; provides assistance in educational outreach events relating to water conservations and ordinance compliance requirements. This position will play a key role in assisting with regulatory/compliance work, conservation program implementation and administration, as well as public outreach to encourage sustainable indoor and outdoor water management practices, utilization of incentives and reduce consumptive water loss and avoid water waste.

13 days ago

Code Compliance Officer (20771633) Building & Safety City of Simi Valley

Simi Valley, CA

$79,026–$96,197 / year

A typical way to obtain the knowledge and abilities would be: Education/Training: Equivalent to the completion of the twelfth grade supplemented by college level course work in planning, public administration or a related field. Experience: One year of work experience involving a high level of public contact including some experience working with the public in an enforcement, inspection, investigation, or customer service capacity.

12 days ago

Vice President, Compliance Consulting Kroll, LLC

Los Angeles, CA

$90,000–$165,000 / year

Act as a compliance consultant and, where appropriate, Outsourced Chief Compliance Officer for RIAs, broker-dealers, or registered investment companies (RICs), overseeing compliance programs, codes of ethics, conflicts management, and regulatory filings, including Forms ADV, PF, and BD and Forms U4 and U5. Design, implement, and enhance tailored compliance programs, including policies and procedures, testing, monitoring, and surveillance under Advisers Act Rule 206(4)-7, FINRA Rules 3120 and 3130, and Investment Company Act Rule 38a-1.

5 days ago

Security Officer Part Time Access Policy Compliance Allied Universal

Culver City, CA

As an Access Control Officer at a residential community, you will help manage entry points, verify authorized access, greet residents and visitors, and provide professional customer service. Conduct regular and random patrols of community grounds, common areas, parking areas, and perimeter locations to help deter unauthorized activity and identify security-related concerns.

6 days ago

Compliance Officer Hanmi Bank

Los Angeles, CA

$84,150–$123,000 / year

Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to this position including but not limited to the following: GLBA(Gramm-Leach-Briley Act), Regulation Z (Truth in Lending Act), Regulation DD (Truth in Savings Act) Regulation B (Equal Credit Opportunity Act), Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd Frank Act), Elder Abuse Laws, Bank Secrecy Act in conjunction with the USA PATRIOT Act, Anti-Money Laundering and Customer Information Program, Right to Financial Privacy Act (state and federal) and Community Reinvestment Act. Intermediate math skills; ability to calculate interest, commissions, proportions, and percentages; balance accounts; add, subtract, multiply and divide in all units of measure, using whole numbers, common fractions and decimals; locate routine mathematical errors; compute rate, ratio and percent, including the drafting and interpretation of bar graphs.

30+ days ago

Risk Officer Morgan Stanley

Los Angeles, California

$120,000–$170,000 / year

Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. In conjunction with the Senior Risk Officer, the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations.

7 days ago

Director of Academic and Operations Compliance & Chief Operating Officer (COO) Touro University California

Los Alamitos, California

Full time

Overview: The Director of Academic and Operations Compliance & Chief Operating Officer is a senior leadership role responsible for overseeing institutional operations while ensuring full compliance with all Federal, State, accreditation compliance, and regulatory requirements. Monitor and report on Critical Compliance Indicators to ensure compliance with all regulatory (Federal and State) and Accreditation s , and assess operational effectiveness and student success outcomes.

30+ days ago

Director, Integrity and Compliance Snap Inc

Santa Monica, CA

$303,000–$455,000 / year

You will also supervise and support a cross-functional compliance team, own governance for a management-level Risk and Compliance Committee, and partner closely with Legal, Sales, Partnerships, Finance, HR, Internal Audit, Information Security, Public Policy, Sustainability, and senior business leaders across Snap. In this role, reporting to the Chief Compliance Officer, you will lead Snap's global Integrity & Compliance program and oversee the strategy, design, and continuous improvement of the company's compliance framework across business conduct, enterprise compliance, controls and assurance, investigations, awareness and culture, sustainability-related compliance processes, and other key risk areas.

15 days ago

Business Service Officer Morgan Stanley

Long Beach, CA

$120,000–$170,000 / year

The Business Service Officer (BSO) will report directly to the Market Business Service Officer (MBSO)/Market Risk and Business Service Officer (MRBSO) and is responsible for the supervision, management of Support Professionals and execution of all business and service functions within the assigned branches. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.

6 days ago

Los Angeles Legal, Risk and Compliance Intern - 2027 Protiviti

Los Angeles, California

$28–$38 / hour

Imagining our work as a journey, integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success empowers us to deliver high-quality, client-focused outcomes in pursuit of our vision to be the most trusted global consulting firm. Degree : Bachelor’s, Master’s, or Juris Doctor, degree in a relevant discipline (e.g., Accounting, Applied Math, Criminal Justice, Data Analytics, Economics, Finance, Law and Policy, Legal Studies, Management, Management Information Systems, Mathematics, Pre-Law, Political Science and Statistics).

14 days ago

COMPLIANCE & ESG SPECIALIST/ EXECUTIVE ASSISTANT General Logistics Systems US Inc

SANTA FE SPRINGS, CA

$75,000–$85,000 / year

Operating as a trusted extension of the President & CEO, this individual will organize executive workflows, communications, prepare leadership materials, track commitments, and help ensure that compliance and ESG obligations are supported by accurate information, documented processes, clear ownership, and timely action. This hybrid role will coordinate company compliance activities, ESG governance and reporting, and executive priorities requiring disciplined follow-through, confidentiality, and cross-functional alignment.

14 days ago

Director; Governance, Risk & Compliance Cosm

Los Angeles, CA

$210,000–$225,000 / year

You will operate and mature our enterprise risk register, oversee regulatory compliance, provide independent assurance over the controls that protect Cosms platforms and creative content, and drive the policy development that strengthens our security posture and supports business growth, including our path toward IPO readiness. Produce the quarterly Audit Committee reporting package: maturity movement with rationale, top gaps with owner and remediation date, incidents mapped to previously identified gaps, and resourcing needs tied to closing specific gaps.

20 days ago

Intl Trade & Customs Compliance Specialist III United States Steel Corp

$120,000–$145,000 / year

Support and lead cross-functional internal clients (logistics, procurement, raw materials, sales, et al) on customs compliance processes, requirements, documents and certifications, recordkeeping, screening, supply chain mapping, data, analysis, customs audits, and communication with U.S. Customs and Border Protection (CBP) and outside brokers and freight forwarders: o Classification, valuation, country of origin, special tariffs. Today, as the first North American steel company to have declared a 2050 net-zero greenhouse gas emissions goal, we remain as innovative as ever, leading transformation across our industry while continuing to make products for everyday life - from industries as far ranging as automotive, construction, containers and packaging, appliances, and energy.

26 days ago

Industry Credit Risk Management Officer US Bank

Los Angeles, CA

$126,820–$149,200 / year

The team oversees critical second line of defense risk management programs including USB's risk limit framework, risk rating, policy exceptions, risk ID, credit concentration, stress testing, collateral audit, credit policy and procedures, portfolio monitoring, strategic product growth and/or enhancements, regulatory review and compliance, and rapid response to emerging risk. This role provides independent risk management and governance while working closely with the business line, credit approval and various other key constituents to build out a comprehensive and proactive approach to portfolio management that promotes a strong risk management culture, aligned with U.S. Bank's risk appetite.

12 days ago

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Compliance Officer Jobs in Silver Lake, CA

SVP, Chief Compliance & Privacy Officer AltaMed Health Services Corp

Svp, Chief Compliance & Privacy Officer AltaMed

Multiple Series Trusts Chief Compliance Officer US Bank

AML Compliance Officer XR Extreme Reach

SENIOR WORKERS COMPENSATION COMPLIANCE OFFICER State Of California

Marsh Lead Compliance Officer - Government Health Consulting Marsh & McLennan Companies, Inc.

Water Conservation Compliance Officer Pinellas County

Code Compliance Officer (20771633) Building & Safety City of Simi Valley

Vice President, Compliance Consulting Kroll, LLC

Security Officer Part Time Access Policy Compliance Allied Universal

Compliance Officer Hanmi Bank

Risk Officer Morgan Stanley

Director of Academic and Operations Compliance & Chief Operating Officer (COO) Touro University California

Director, Integrity and Compliance Snap Inc

Business Service Officer Morgan Stanley

Los Angeles Legal, Risk and Compliance Intern - 2027 Protiviti

COMPLIANCE & ESG SPECIALIST/ EXECUTIVE ASSISTANT General Logistics Systems US Inc

Director; Governance, Risk & Compliance Cosm

Intl Trade & Customs Compliance Specialist III United States Steel Corp

Industry Credit Risk Management Officer US Bank

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