COO Solutions Technology - Automation Hub Lead Citigroup IncCOO Solutions Technology - Automation Hub LeadJersey City, NJ$170,000–$300,000 / yearCiti provides consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. The Automation Hub Lead is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to establish and implement new or revised application systems and programs in coordination with the Technology Team.
Senior Product Owner, Cash and Liquidity DriveWealth LLCSenior Product Owner, Cash and LiquidityNew York City, NY$190,000–$210,000 / yearWe're looking for a Senior Product Owner, Cash & Liquidity Management (CLM) to own DriveWealth's money movement and settlements product area end-to-end - deposits, withdrawals, instant funding, settlement and the adjacent cash management capabilities that support them. Deep understanding of U.S. payments and clearing regulatory frameworks, exposure to global payment rails outside the U.S. Experience unifying fragmented money movement or settlement stacks behind consistent APIs and data models.
Financial Crimes Risk: Head of Control Functions Delivery - Vice President / Executive Director Morgan StanleyFinancial Crimes Risk: Head of Control Functions Delivery - Vice President / Executive DirectorPurchase, NY$140,000–$205,000 / yearRequired Experience: • 12-15+ years of experience in AML KYC, financial crimes risk management, or technology delivery supporting control environments within a large financial institution • Demonstrated track record of leading complex, large-scale implementations, including technology builds and enhancements, regulatory or policy-driven initiatives, and operational optimization efforts • Experience managing portfolios of concurrent initiatives, including defining scope, sequencing work into phased delivery (e.g., MVP and subsequent release), and aligning multi-year roadmaps to business priorities • Strong working knowledge of AML KYC regulatory requirements and how they translate into practical operating models, including onboarding, due diligence, screening, monitoring, and governance controls • Direct experience leading workflow redesign, automation, AI enablement, or data enrichment initiatives within control functions (required) • Demonstrated risk management judgment, including the ability to make defensible, risk-based decisions that balance regulatory integrity with operational practicality • Experience operating in matrixed environments and influencing senior stakeholders across Business, Technology, Risk, Compliance, and Operations • Bachelor's degree in Business, Finance, Technology or a related field. Skills and Qualities: • Strong risk-based decision-making capabilities in highly regulated environments • Ability to translate regulatory, policy and operational requirements into clear, scalable build plans and implementation approaches • Demonstrated ability to structure complex initiatives into phased, executable delivery plans aligned to business priorities • Executive-level communication skills, including experience presenting complex implementation plans and trade-offs to senior leadership and governance forums • Strong ownership mindset with the ability to resolve issues, remove blockers, and maintain execution pace across multiple concurrent initiatives • Experience developing and leading high-performing teams, including mentoring senior professionals and establishing clear performance expectations.
Director - Corporate Actions & Asset Servicing Clear Street Markets LLCDirector - Corporate Actions & Asset ServicingNew York, NY$160,000–$215,000 / yearForeign & Fixed Income Domain Expertise: Must have proven experience managing foreign/international corporate action events alongside fixed income servicing (factor adjustments, bond calls, P&I tracking) and a clear understanding of their downstream impact on repo, stock loan, and securities lending positions. High-Touch Client Servicing: Act as the primary escalation contact for prime brokerage clients and institutional desks regarding complex domestic or international elections, oversubscription tallies, fractional shares, and funding exceptions.
Director - Corporate Actions & Asset Servicing Clear StreetDirector - Corporate Actions & Asset ServicingNew York, NY$160,000–$215,000 / yearForeign & Fixed Income Domain Expertise: Must have proven experience managing foreign/international corporate action events alongside fixed income servicing (factor adjustments, bond calls, P&I tracking) and a clear understanding of their downstream impact on repo, stock loan, and securities lending positions. High-Touch Client Servicing: Act as the primary escalation contact for prime brokerage clients and institutional desks regarding complex domestic or international elections, oversubscription tallies, fractional shares, and funding exceptions.
Director - Corporate Actions & Asset Servicing Clear Street LLCDirector - Corporate Actions & Asset ServicingNew York, NY$160,000–$215,000 / yearForeign & Fixed Income Domain Expertise: Must have proven experience managing foreign/international corporate action events alongside fixed income servicing (factor adjustments, bond calls, P&I tracking) and a clear understanding of their downstream impact on repo, stock loan, and securities lending positions. High-Touch Client Servicing: Act as the primary escalation contact for prime brokerage clients and institutional desks regarding complex domestic or international elections, oversubscription tallies, fractional shares, and funding exceptions.
Deposit Product- Associate Morgan StanleyDeposit Product- AssociateNew York, NY$58,000–$115,000 / yearThe Morgan Stanley U.S. Banks (Morgan Stanley Private Bank, National Association and Morgan Stanley Bank N.A.) offer a range of deposit products including brokerage account sweep deposits via the Bank Deposit Program, as well as Savings, CDs, and Global Currency deposit products for Wealth Management clients. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Financial Crimes Risk: KYC Process and Automation Analyst - Assistant Vice President Morgan StanleyFinancial Crimes Risk: KYC Process and Automation Analyst - Assistant Vice PresidentPurchase, NY$100,000–$135,000 / yearRequired Experience • 5+ years of related experience in business analysis, operations, AML KYC, technology delivery, or related financial service roles • Demonstrated ability to analyze workflows and draft structured business requirements • Strong written communication skills with the ability to translate operational challenges into clear documentation • Proven ability to work independently in a fast-paced, high-volume environment while managing multiple priorities • Strong organizational skills, attention to detail, and commitment to producing accurate, high-quality work products • Experience partnering with cross-functional groups to drive issue resolution • Ability to handle confidential information with professionalism and discretion • Knowledge of Financial Crimes concepts (AML, KYC, CIP, screening, onboarding, periodic review) is helpful but not required; must be able to learn quickly • Bachelor's degree in Business, Finance, Technology or a related field. Primary Responsibilities: • Partner with KYC stakeholders to document current-state workflows, including system touchpoints, review layers, and manual processes • Perform structured analysis of workflow logic to identify inefficiencies, duplicate steps, and enhancement opportunities • Support development of detailed business requirements for workflow improvements, automation initiatives, and system enhancements • Assist in evaluating automation and system optimization opportunities across KYC, screening, and due diligence processes • Prepare clear documentation including process maps, analysis summaries, and supporting materials for internal review • Coordinate with 1L FCR stakeholders, Platforms and Technology partners to gather requirements and validate proposed solutions • Support tracking of identified opportunities and maintain structured documentation to ensure transparency and audit readiness • Contribute to other TSS and Enterprise Design initiatives and targeted action plans as needed.
Associate, Business Management Tower ResearchAssociate, Business ManagementNew York, NY$110,000–$145,000 / yearOur Business Support teams are essential to building and maintaining the platform that powers everything we do - combining market access, data, compute, and research infrastructure with risk management, compliance, and a full suite of business services. Strong understanding of trading technology and fluency discussing technical concepts Exceptional analytical abilities, strong communication skills, and experience making data-driven strategic decisions.
Registered Client Service Associate (Summit, NJ) Oppenheimer Holdings IncRegistered Client Service Associate (Summit, NJ)Summit, NJ$60,000–$65,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New Jersey and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.
NewFamily Office Client Service Representative Oppenheimer Holdings IncFamily Office Client Service RepresentativeNew York, NY$80,000–$110,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. Partner across clients, financial advisors, investment bankers, wealth management, trusted partners, (trust & estate, tax, alternatives), and other internal teams; and liaise with custodians and third-party managers to ensure smooth operational flow and administrative activities required to support client relationships.
NewTrade Surveillance Analyst Royal Bank of CanadaTrade Surveillance AnalystJersey City, New Jersey$85,000–$130,000 / yearThe Trade Surveillance Analyst will perform second-line surveillance oversight of firm and client trading activity across RBC Business Segments, identifying potential market abuse and manipulation through systematic monitoring and alert investigation across different asset classes including Fixed Income, Futures, Swaps and Equities. Bridge compliance and business stakeholders by translating surveillance findings into clear, actionable insights for compliance teams, traders, and supervisors that require strong analytical rigor, data interpretation skills, and the ability to communicate nuanced risk assessments to both technical and non-technical audiences.
Senior Cyber Engagements Lead Financial Industry Regulatory Authority, Inc.Senior Cyber Engagements LeadNew York, NYFINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.
Cyber Awareness and Training Lead Financial Industry Regulatory Authority IncCyber Awareness and Training LeadNYFINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.
NewCybersecurity Internship 2027 Interactive Brokers Group IncCybersecurity Internship 2027Greenwich, CTThrough its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies. This 9-week onsite program offers hands-on experience in cybersecurity practices, mentorship from industry professionals, and exposure to multiple areas of security operations at a leading global brokerage firm.
Vice President, Counterparty Management & Administration PIMCOVice President, Counterparty Management & AdministrationNew York, New York$150,000–$225,000 / yearAt PIMCO, we offer a dynamic work environment where you will have the chance to make a meaningful impact: Exceptional Organizational Skills and Resourcefulness: You excel in managing multiple projects with your outstanding organizational and project management abilities. This team plays a critical role in enabling Portfolio Managers to trade across asset classes by ensuring counterparty relationships, legal documentation, and regulatory and operational requirements are fully established prior to account launch.
NewHead of Product Control & IPV Clear StreetHead of Product Control & IPVNew York, NY$160,000–$225,000 / yearEstablish the IPV framework across all asset classes: equities, listed options, fixed income, futures, OTC derivatives (IRS, CDS, equity swaps, TRS, FX), synthetic financing, crypto, and prediction markets. Expert-level understanding of derivatives pricing and valuation: Greeks, yield curves, vol surfaces, credit spreads, and fair value adjustment frameworks (CVA/DVA/FVA a plus).
People Operations Lead WithCoveragePeople Operations LeadNew York City, New York$140,000–$220,000 / yearBenefits Administration: Lead management of our benefits programs, including open enrollment coordination, vendor relationships, employee education, and day-to-day issue resolution. New Hire Onboarding: Own and evolve the onboarding experience end-to-end, from offer acceptance through the first 90 days -- prioritizing personalization, clarity, and scalability so every new hire feels set up for success.
Senior Director, Market Strategy & Research Financial Industry Regulatory Authority IncSenior Director, Market Strategy & ResearchWoodbridge, NJFINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.
Head of Compliance, Gemini Galactic Markets, LLC Gemini Trust Company LLCHead of Compliance, Gemini Galactic Markets, LLCNew York, NY$150,500–$215,000 / yearThis role requires deep expertise across federal securities and commodities regulation, SEC, FINRA, CFTC, and NFA, with hands-on experience building and running compliance programs at a retail-facing brokerage and FCM. Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and institutions in over 70 countries.