New York, New York30+ days ago
Overview: The FIU External Engagement Associate/AVP is primarily responsible for assisting FIU-EET in investigating and responding to external inquiries; conducting enhanced due diligence reviews and research; escalating unusual activity and risk to appropriate parties in compliance with the Bank Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC, FINRA, FRB, FinCEN, and SAR requirements; and responding to AML related inquiries regarding FinCEN 314(a), 314(b), fraud and law enforcement requests. Thus, additional task such as but not limited to CTRs, wire reviews, RFIs oversight, customer specific investigations or inquires, alert review, case review, remediation, quality control/assurance, ad-hoc projects, additional analysis, policy, procedure, training development, recruitment and resource management, and or various testing, may be assigned for execution, review or oversight, as deemed relevant and necessary to support operations.