Compliance Officer, Compliance - Distribution PIMCOCompliance Officer, Compliance - DistributionNewport Beach, CA$108,000–$135,000 / yearAs PIMCO continues to grow its investment advisory and distribution activities, we are seeking a Compliance Officer to join our Legal & Compliance Department and support the broker-dealer compliance program of PIMCO Investments LLC ("PI"), a FINRA-registered broker-dealer and member firm. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.
Junior Compliance Officer/Auditor SGI Global, LLCJunior Compliance Officer/AuditorLos Angeles, CAFull timeAssist Auditors and Criminal Investigators with evaluation of Employment Eligibility Verification Form I-9.Assist with drafting audit reports and associated administrative fine paperwork to support the issuance of Notices of Intent to Fine, Final Orders, Warning Notices and other related documentation for HSI audits related to the employment eligibility verification process. Education is preferred to be in Business, Accounting, Finance, Information Systems or a similar field.1-3 years experience preferred Junior Compliance Officer TasksAt a minimum, the Junior Compliance Officer shall perform the following tasks:Responsible for inputting and evaluating data.
Compliance Officer-Deposits and Payment Operations City National BankCompliance Officer-Deposits and Payment OperationsLos Angeles, CaliforniaRemote$77,000–$143,000 / yearFull timeCompensation Starting base salary: For locations in (Los Angeles), the salary range is $77,000 - $143,000 For locations in (New York), the salary range is $85,000 - $145,000 For locations (Charlotte, Phoenix, Delaware), the RBC range is $70,000 - $130,000 Exact compensation may vary based on skills, experience, and location. The incumbent is responsible for monitoring issues remediation strategy for compliance identified issues and ensuring issues are closed in a manner which both adheres to the regulatory requirements while assisting business areas with implementing corrective actions or procedural changes, and applying a risk-based approach to remediation strategies.
Regulatory Compliance Exam Specialist Hankey Group ExternalRegulatory Compliance Exam SpecialistAgoura Hills, California$60,000–$80,000 / yearThe exact starting compensation to be offered will be determined at the time of selecting an applicant for hire and will be dependent on a wide range of factors, including but not limited to geographic location, skill set, experience, education, credentials, and licensure when applicable. Work closely with the Chief Compliance Officer and Regulatory Compliance Counsel to ensure that cited exceptions are in fact valid before developing and implementing a remediation/corrective action.
Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu LIS SolutionsJunior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, HonoluluLos Angeles, CAProgram Overview : LEGAL INTERPRETING SERVICES, INC. is seeking Junior Compliance Officers (JCOs) to support of the Department of Homeland Security, Immigration and Customs Enforcement, Homeland Security Investigations Worksite Enforcement Unit. Candidates must be able to work on-site, handle sensitive information appropriately, complete DHS/ICE training requirements, and obtain a favorable DHS/ICE personnel security determination before accessing law enforcement databases, government systems, facilities, or sensitive information.
NewChemical Regulatory & Compliance Engineer Apollo Professional SolutionsChemical Regulatory & Compliance EngineerEl Segundo, CAThis role offers an exciting opportunity to work at the intersection of chemical safety, consumer product compliance, and regulatory affairs, helping ensure products meet evolving safety, environmental, and legal requirements worldwide. Working closely with regulatory, product safety, and cross-functional teams, you will help navigate complex global chemical regulations and contribute to the development of safe, compliant, and trusted consumer products.
NewChemical Regulatory & Compliance Engineer Saicon Consultants IncChemical Regulatory & Compliance EngineerEl Segundo, CAIn this role, you will help navigate the evolving global chemical regulatory landscape and support efforts to ensure *** products comply with applicable safety, environmental, and regulatory requirements. Strong interest and/or experience in global chemical regulatory compliance and restricted substances management within the toy, children's products, or broader consumer products industry.
Regulatory Compliance Advisor Southern California EdisonRegulatory Compliance AdvisorRosemead, CAVisit our Candidate Resource (https://www.edisoncareers.com/page/show/candidate-resources) page to get meaningful information related to benefits, perks, resources, testing information, hiring process, and more! Once hired, the candidate must complete specified training prior to gaining un-escorted access to assigned work location and performing necessary job duties.
VP, Compliance Alignment Healthcare USA, LLCVP, ComplianceOrange, CAFull timeThe VP, Compliance is instrumental in protecting Alignment Healthcare's mission by ensuring the organization operates within applicable federal and state regulatory frameworks - and by building scalable systems, high-performing teams, and a data-driven compliance culture that makes compliance a sustainable competitive strength. The Vice President of Compliance is a senior leader responsible for leading, evolving, and continuously strengthening Alignment Healthcare's enterprise-wide Compliance Program across Medicare Advantage and other lines of business.
Enhanced Compliance Consultant ComplySciEnhanced Compliance ConsultantLos Angeles, CA$88,000–$121,000 / yearComply serves thousands of global financial services clients including broker-dealers, insurers, investment banks, private funds, RIAs, and wealth managers who rely on Comply offerings to power their compliance programs. With more than 5,000 clients and hundreds of employees across the globe, Comply empowers Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence.
Trade Compliance Director- Aerospace & Electronics Segment Teledyne TechnologiesTrade Compliance Director- Aerospace & Electronics SegmentHawthorne, CA$136,700–$182,300 / yearThese markets include aerospace and defense, factory automation, air and water quality environmental monitoring, electronics design and development, oceanographic research, deepwater oil and gas exploration and production, medical imaging and pharmaceutical research. Job Summary: The Director, International Trade Compliance (the "Director"), Aerospace & Defense Electronics and Engineered Systems Segments of Teledyne Technologies Incorporated ("Teledyne") oversees the trade compliance function for a large and important group of businesses within Teledyne.
NewChief Legal and Compliance Officer St. Jude Neighborhood Health CentersChief Legal and Compliance OfficerOrange, CA$149,008–$209,110 / yearServe as a trusted advisor to the CEO and Board of Directors providing advice on legal issues affecting the operations of the health center, including but not limited to, governance, finance & tax, labor & employment, advocacy, HIPAA & privacy, FTCA, licensure, contracts. Our health centers use a team-based model of care that includes primary care, family medicine, obstetrics, women's health, oral and vision care, preventative and educational health, mental health, patient advocacy, case management, specialty care, and community health.
Consumer Regulatory Compliance Senior Consultant Baker Tilly Advisory Group, LPConsumer Regulatory Compliance Senior ConsultantIrvine, CaliforniaBaker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion. Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world's leading financial centers - New York, London, San Francisco, Los Angeles, Chicago and Boston.
Compliance Investigations Senior Advisor Southern California EdisonCompliance Investigations Senior AdvisorRosemead, CAIn this job, you'll lead the Company's most complex, technical, and cross-organizational internal compliance investigations into potential noncompliance events involving CPUC, FERC, NERC, environmental, privacy, and other regulatory requirements. + Experience managing complex projects or programs across cross-functional business areas, including T&D, IT, Customer Service, Operational Services, Generation, HR, Ethics & Compliance, and Law.
Regulatory & Compliance HC Specialist 4 - Risk Management FT Days University of California, IrvineRegulatory & Compliance HC Specialist 4 - Risk Management FT DaysOrange, CaliforniaFull timeAs Orange County’s only academic health systems, UCI Health is home to the only National Cancer Institute-designated comprehensive cancer center based in the county, the region’s only American College of Surgeons-verified Level I adult and Level II pediatric trauma center , American College of Emergency Physicians Gold Level 1 Geriatric Emergency Department and a nationally recognized regional burn center verified by the American Burn Association. *Misconduct Disclosure Requirement: As a condition of employment, the final candidate who accepts a conditional offer of employment will be required to disclose if they have been subject to any final administrative or judicial decisions within the last seven years determining that they committed any misconduct; received notice of any allegations or are currently the subject of any administrative or disciplinary proceedings involving misconduct; have left a position after receiving notice of allegations or while under investigation in an administrative or disciplinary proceeding involving misconduct; or have filed an appeal of a finding of misconduct with a previous employer.
NewStaff Regulatory Compliance Specialist, Trust & Safety Match GroupStaff Regulatory Compliance Specialist, Trust & SafetyLos Angeles, CAYou should be energized by tough product trade-offs, grounded in the realities of enforcement at scale, and thoughtful about how to design for safety in a proportionate way, user-respecting, and aligned with regulatory requirements. This role sits at the intersection of product, policy, and compliance-partnering across engineering, legal, and operations to translate regulatory obligations into thoughtful, user-centered safety product requirements.
Business Unit Compliance Specialist II, Consumer Loans SchoolsFirst Federal Credit UnionBusiness Unit Compliance Specialist II, Consumer LoansTustin, California$37.70–$56.55 / hourSchoolsFirst FCU is committed to Diverse, Equitable, and Inclusive Hiring At SchoolsFirst FCU we are dedicated to building and growing a diverse, inclusive, and authentic Dream Team, so if you’re excited about a position or wanting to make a career change but your past experience doesn’t align perfectly with every qualification in the job description, we encourage you to apply anyway. 40 What You’ll Be Doing As part of the Credit Union's First Line of Defense Compliance Management Program, supports a specificConsumer Lendingbusiness unit in maintaining compliance with Credit Union operational requirements, laws, and regulations.
Business Unit Compliance Specialist II, Consumer Loans Schools FinancialBusiness Unit Compliance Specialist II, Consumer LoansTustin, CA$37.70–$56.55 / hourAt SchoolsFirst FCU we are dedicated to building and growing a diverse, inclusive, and authentic Dream Team, so if you're excited about a position or wanting to make a career change but your past experience doesn't align perfectly with every qualification in the job description, we encourage you to apply anyway. Conducts legal and regulatory research related to the business unit to support management and respond to inquiries received from Credit Union Management, teammembers, and government agencies.
Director Of Vendor Compliance & Technical Operations Fashion NovaDirector Of Vendor Compliance & Technical OperationsBeverly Hills, CAThe brand's name has been featured in chart-topping hit songs by Cardi B, Drake, 21 Savage, Saweetie, The Game, Tyga and Offset and its styles have been worn by many celebrities, artists and athletes including Meg The Stallion, Ice Spice, Chris Brown, Floyd Mayweather, Rick Ross, Kourtney Kardashian, and Kylie Jenner. After multiple store openings, Saghian launched the e-commerce website for Fashion Nova in 2013, pioneering a disruptive social commerce model of affordable, on-trend, size-inclusive clothing online - powered by an innovative, social media-first marketing strategy.
Director of Vendor Compliance & Technical Operations Fashion NovaDirector of Vendor Compliance & Technical OperationsBeverly Hills, CAThe brand’s name has been featured in chart-topping hit songs by Cardi B, Drake, 21 Savage, Saweetie, The Game, Tyga and Offset and its styles have been worn by many celebrities, artists and athletes including Meg The Stallion, Ice Spice, Chris Brown, Floyd Mayweather, Rick Ross, Kourtney Kardashian, and Kylie Jenner. After multiple store openings, Saghian launched the e-commerce website for Fashion Nova in 2013, pioneering a disruptive social commerce model of affordable, on-trend, size-inclusive clothing online – powered by an innovative, social media-first marketing strategy.