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Registered Investment Advisor Jobs in Dallas, TX

Jobs

New!

Plano, TXToday

$224,250–$403,650 Per Year

Deep expertise in designing, developing, and implementing leading-edge investment technology underpinning registered broker-dealers and investment advisors — including trading, wealth management, compliance, and CRM platforms — paired with the strategic thought leadership to influence and advise senior business executives on technology-driven decisions. Proven track record of rapidly translating complex business objectives for a growing retail investment advisory business into bold, actionable technology roadmaps — operating with fierce urgency and personal accountability to deliver results at pace without sacrificing quality or compliance rigor.

New!

Plano, TX5 days ago

$63,590–$121,530 Per Year

Educates membership on implications of economic, industry trends, tax law changes, estate issues, retirement risks, and other threats to an effective retirement income plan, as well as USAA's financial products and services. Provides advanced retirement planning advice, tax-efficient distribution options, health expense budgets, insurance solutions, estate planning and enhanced solutions like long term care products.

New!

Plano, TXToday

$195,230–$351,410 Per Year

This Head of Risk Management will report directly to the Chief Risk Officer of USAA Life and will provide strategic leadership and independent oversight for risk management programs cross USAA Investment Services Company (ISCO), a registered broker-dealer and investment adviser with the SEC and a member of FINRA. By establishing and maintaining comprehensive governance frameworks, including policies, procedures, and controls, the executive in this position proactively identifies, assesses, measures, reports, and mitigates operational and compliance risks across ISCO.

New!

Plano, TXToday

$143,320–$273,930 Per Year

Bachelor's Degree in Business, Marketing, Supply Chain, Statistics, or related discipline; OR 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree (Total of 12 years of experience without bachelor’s degree). Ensures product team delivers sales support to all distribution channels (e.g., com, mobile, contact center) so that the product is properly positioned to customers (sales tool and collateral development, sales training, etc.).

Dallas, TX30+ days ago

$240,000–$340,000 Per Year

Senior Alternative Investment Wholesaler will drive fundraising results across the full suite of Bridge plus Apollos Real Estate product suite, with a focus on the major Wirehouses, Registered Investment Advisor (RIA) and Independent Broker Dealer (IBD) client segments. • Maintains knowledge on current and emerging developments/trends for assigned area(s) of responsibility, assesses the impact, and collaborates with management to incorporate new trends and developments in current and future solutions.

Dallas, TX30+ days ago

This position requires exceptional organizational and project management skills, strong analytical rigor, executive-level communication and presentation capabilities, sound investment and business judgment, and the ability to influence across teams without formal authority. Position Overview Reporting directly to the Chief Investment Officer (CIO) and based in our Cresset Dallas office, the Director, Investment Strategy & Execution serves as a strategic and operational partner responsible for driving disciplined execution across the Investment organization.

Frisco, TX30+ days ago

Securities licenses/Certification - Series 65 or (7&66) or Professional Designation: Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), Chartered Financial Consultant (ChFC), Personal Financial Specialist (PFS), and Chartered Investment Counselor (CIC). Once key production milestones are achieved, advisors unlock Trajan's full growth engine, including our in-house marketing agency and client development teams that deliver consistent, qualified opportunities.

Addison, Texas30+ days ago

$61,000–$250,000 Per Year

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC(NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. As used here, “revenue” includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances.

Plano, TX30+ days ago

The role partners closely with high-net-worth individuals and families to develop personalized financial strategies and help clients make the most informed decisions related to their wealth. Beacon Pointe Advisors is one of the nation’s largest Registered Investment Advisor firms with headquarters in Southern California and affiliate offices nationwide.

Dallas, Texas30+ days ago

Provides management with insight on market industry trends, best practices, and product needs, and keeps abreast of changing economic, legal, financial planning, investment trends, and general market and business issues affecting affluent clients. Creates market-wide business development plan in conjunction with the Managing Director, Chief Development Officer, Investment Advisors, and other Trust officers in leadership roles.

New!

Westlake, TX2 days ago

As part of our continued focus on Wealth Management, Schwab Advisor Services is building out a dedicated Ultra High Net Worth (UHNW) offering-a highly visible, strategic initiative across senior and executive leadership. You'll partner closely with advisors and internal teams to demonstrate how Schwab delivers differentiated value for UHNW clients-helping Schwab "feel small" by providing personalized, high‑impact experiences.

New!

Dallas, TXToday

Possess a strong wealth management acumen with an understanding of Cresset's investment philosophy and ongoing general market outlook, portfolio construction and management, goals-based financial planning, risk management, alongside estate, tax and philanthropic planning considerations . Review and understand estate documents (entity structures, estate plan, wills, beneficiaries, trustees) and tax returns; collaborate with other internal teams (Wealth Planning, Wealth Strategy, Tax) and external providers as needed .

Dallas, TX30+ days ago

Clients have long relied on Beacon Pointe's Wealth Advisors to help determine investment goals, establish asset allocation guidelines, screen investment managers for selection, evaluate fund performance, and develop strategic financial plans through our proprietary allWEALTH® approach. Beacon Pointe is one of the nation’s largest Registered Investment Advisory (RIA) firms, providing advisory services to a range of clients, including high-net-worth individuals, families, and institutions.

Dallas, TX30+ days ago

Together with its subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds(1) through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. Beyond this training and support, New York Life will equip you with the tools you need to succeed day-to-day, including experts on hand to answer your questions and a suite of digital sales, prospecting, and marketing tools that will help you attract and retain your clients with web, social, and email content.

Flower Mound, TX30+ days ago

Dallas, TX30+ days ago

FINRA Series 7, 63Preferred qualifications, capabilities and skills CFA, CAIA JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

Garland, TX30+ days ago

This will be done with a consistent focus on relationship management, not portfolio management • Demonstrate a deep understanding of financial markets and sound business judgement • Exhibit unwavering integrity that points toward doing right by clients at every opportunity • Demonstrate a passion for educating clients on the technology and channels available to them to better monitor, maintain, and handle their investments • Provide a holistic view of clients' needs and financial coaching beyond investments • Embrace digital innovations to help clients become more digitally confident and bank when, where, and how they want. At least 2 years in a Financial Advisor role or equivalent financial services experience Demonstrated success in client acquisition, cultivating and maintaining client relationships, and integrating with key partners Demonated ability and commitment to goals-based planning and advice A valid and active Series 7 A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the role as a condition of employment A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of employment.

Grand Prairie, TX30+ days ago

Dallas, TX30+ days ago

Arlington, TX30+ days ago

Frisco, TX30+ days ago

Plano, TX30+ days ago

Flower Mound, TX30+ days ago

Argyle, TX30+ days ago

Full-time

Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

McKinney, TX30+ days ago

Full-time

Garland, TX30+ days ago

Full-time

Frisco, TX30+ days ago

Full-time

Dallas, TX30+ days ago

Full-time

Plano, TX30+ days ago

Full-time

Arlington, TX30+ days ago

Full-time

Colleyville, TX30+ days ago

Full-time

Grand Prairie, TX30+ days ago

Full-time

Dallas, TX30+ days ago

Full-time

Dallas, TX30+ days ago

Full-time

Arlington, TX30+ days ago

Full-time

Dallas, TX30+ days ago

Full-time

Coppell, TX30+ days ago

This will be done with a consistent focus on relationship management, not portfolio management Demonstrate a deep understanding of financial markets and sound business judgement Exhibit unwavering integrity that points toward doing right by clients at every opportunity Demonstrate a passion for educating clients on the technology and channels available to them to better monitor, maintain, and handle their investments Provide a holistic view of clients' needs and financial coaching beyond investments Embrace digital innovations to help clients become more digitally confident and bank when, where, and how they want Required qualifications, capabilities, and skills At least 2 years in a Financial Advisor role or equivalent financial services experience Demonstrated success in client acquisition, cultivating and maintaining client relationships, and integrating with key partners Demonstrated ability and commitment to goals-based planning and advice A valid and active Series 7 A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the role as a condition of employment A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of employment Preferred qualifications, capabilities, and skills Certified Financial Planning (CFP) certification is preferred Bachelor's degree preferred INVESTMENT AND INSURANCE PRODUCTS ARE: NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs.

Lewisville, TX30+ days ago

Carrollton, TX30+ days ago

New!

Richardson, TX2 days ago

Back to search results Financial Solutions Advisor Registration Candidate - East Dallas Market Tyler, Texas; Richardson, Texas; Garland, Texas; Allen, Texas; Greenville, Texas; Richardson, Texas; Wylie, Texas; Rockwall, Texas; Tyler, Texas; Garland, Texas; Plano, Texas; Plano, Texas; Lucas, Texas; Murphy, Texas Additional locations Apply × To proceed with your application, you must be at least 18 years of age. Once you have demonstrated success as a licensed Financial Solutions Advisor Stage I, you will typically progress into the next role, Financial Solutions Advisor Stage II, where you will continue to practice the skills you've learned by growing and deepening relationships within a portfolio of clients.

Plano, TX30+ days ago

$45,000–$100,000 Per Year

Compensation: We know that building a business takes time, so weve built a new financial advisor compensation program that supports and rewards you as you learn the skills, systems, and business practices you need to succeed in our client-first business model. Key Responsibilities: Build relationships to create new clients via face-to-face and virtual sourcing strategies, residential business networking introductions, and referrals, social media, and speaking engagements.

New!

Dallas, TX2 days ago

Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s). Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more.

Dallas, TX30+ days ago

Remote

As a Financial Advisor, you'll play a pivotal role in helping clients navigate their financial journeys through customized strategies and ongoing support. Confidentiality: All information obtained through the background check and/or drug test will be treated confidentially and used solely for the purpose of determining suitability for employment with Melanin Money Enterprises LLC.

Dallas, TX30+ days ago

In addition, PNC generally provides the following paid time off, depending on your eligibility: maternity and/or parental leave; up to 11 paid holidays each year; 9 occasional absence days each year, unless otherwise required by law; between 15 to 25 vacation days each year, depending on career level; and years of service. PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be: Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions.

New!

Southlake, TX3 days ago

Responsibilities:Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offeringsEnsures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requestsAssists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage riskIdentifies, deepens, and maintains client relationships through emphasizing the bank's offerings and promoting incorporation of banking into day-to-day practices, while communicating outputs to the FASupports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindsetRequired Qualifications:Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66) If these licenses are not currently held, they must be obtained within a specified timeframe if being hired into a registered job code. However, if selected for the role, you may be required to work onsite in accordance with the workplace excellence policyThe following laws or regulations restrict or prohibit the hiring of individuals with certain specified criminal history for the position: FDIC; FINRAShift:1st shift (United States of America)Hours Per Week: 37.5 Learn more about this role Apply × To proceed with your application, you must be at least 18 years of age.

New!

Dallas, Texas3 days ago

What You'll Be Doing: Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s). Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more.

New!

Dallas, TXToday

Specialized Experience: Prior experience working within a self-clearing or correspondent clearing environment serving introducing broker dealers or registered investment advisor intermediary clients . Regulatory Knowledge: Deep understanding of FINRA, SEC, and state regulatory requirements or financial risk concepts and practices related to credit, counterparty or exposure monitoring, with demonstrated experience interpreting and applying these rules to broker-dealer operations.

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Registered Investment Advisor Jobs in Dallas, TX

AVP, Application Development - USAA Investment Services Company (ISCO) USAA

Licensed Retirement Income Advisor – Sales & Planning (Sign-On Bonus) - Plano USAA

Head of Risk Management - USAA Investment Services Company (ISCO) USAA

Director, Product Management – Financial Planning & Advice (Investment Service Company / ISCO) USAA

Senior Alternative Investment Wholesaler Bridge Investment Group Holdings Inc

DIRECTOR, INVESTMENT STRATEGY & EXECUTION Cresset Capital Management LLC

Fiduciary Advisor - Frisco TX - 100-150K Base Salary Plus Bonus Trajan Wealth LLC

Financial Advisor Northwestern Mutual

Senior Wealth Advisor Beacon Pointe Advisors LLC

VP, Wealth Advisor- Trust & Wealth Bank OZK

Wealth Advisor Consultant, UHNW Advisor Services The Charles Schwab Corp

DIRECTOR, WEALTH ADVISOR Cresset Capital

Senior Wealth Advisor - Dallas, TX Beacon Pointe Advisors LLC

Financial Professional/Advisor (Bilingual Chinese) New York Life

Financial Professional / Advisor New York Life

Financial Professional/Advisor (Bilingual Vietnamese) New York Life

Asset Management - Private Wealth Alternatives, Client Advisor, South Central Region - Vice President JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Garland, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Irving and Grand Prairie, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Dallas, TX (Oak Cliff) JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - North Dallas, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Greater Arlington, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Arlington and South Tarrant County, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Frisco, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Plano, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Argyle, Coppell, Lantana and Flower Mound, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Argyle, Flower Mound, Highland Village and Lantana, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - McKinney, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Garland, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Frisco, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Downtown Dallas, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Plano, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Arlington and South Tarrant County, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - North Tarrant County, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Irving and Grand Prairie, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Dallas, TX (Oak Cliff) JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - North Dallas, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Greater Arlington, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Dallas, TX JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Coppell, TX JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Lewisville, TX - Bilingual English and Spanish Preferred JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Carrollton, TX - Bilingual English and Mandarin Preferred JPMorgan Chase & Co

Financial Solutions Advisor Registration Candidate - East Dallas Market Bank of America Corp

Financial Advisor Edward D Jones & Co LP

Client Service Associate Non Registered Stifel Financial Corp

Financial Planner/Advisor (Remote) Melanin Money

Wealth Advisor - PNC Wealth Management The PNC Financial Services Group Inc

Registered Wealth Management Client Associate- Fort Worth/ Associates Market Bank of America Corp

Client Service Associate - Non-Registered Stifel

Senior Compliance Officer Equity Trust Company

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