218 Results for

Registered Investment Advisor Jobs in Jefferson, NJ

Jobs

NY30+ days ago

$125,000–$150,000 Per Year

p>Our advisory team utilizes their extensive knowledge of financial markets, portfolio construction, and macroeconomics to advise our established member base on expanding their investments in blue-chip artwork. This is a revenue-generating role with a strong investor relations component-you will leverage deep relationships and portfolio expertise to generate repeat investment activity and maximize investor lifetime value.

Springfield, NJ30+ days ago

Remote

$60,000–$75,000 Per Year

NY30+ days ago

$57,000–$115,000 Per Year

Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do whats best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. The Alternative Investments Advisor Relations Team enables greater communication of fund information for the Alternative Investments business across Private Equity, Private Credit, Venture Capital, Infrastructure and Private Real Estate funds.

NY30+ days ago

$100,000–$150,000 Per Year

In this role, you will have the opportunity to manage and nurture an established and expanding client base while gaining hands-on experience in advanced financial planning, including retirement strategies, tax optimization, estate coordination, and risk management.

Job Accountabilities:

Partner with the lead advisor to deliver comprehensive wealth management solutions through technical sales, analytics, and client service, including investment sales for prospective clients.

New!

Paramus, NJ4 days ago

$170,500–$284,100 Per Year

p>Education and Experience Required:

Bachelor's degree and a minimum of 7 years' investment-related experience, or in lieu of a degree, a combined minimum of 11 years' higher education and/or work experience, including a minimum of 7 years' investment-related experience. Recommends investment solutions via a needs-based, consultative approach, and proactively manages the client relationship including guiding sensitive and/or difficult client situations to a mutually satisfactory resolution.

New!

Paramus, New Jersey5 days ago

p>Bachelor’s degree and a minimum of 7 years’ investment-related experience, or in lieu of a degree, a combined minimum of 11 years’ higher education and/or work experience, including a minimum of 7 years’ investment-related experience.

M&T Bank is committed to fair, competitive, and market-informed pay for our employees.

New!

New York, NY5 days ago

$140,000–$185,000

p>Actual openings may vary based on employer type (wealth management firms, asset managers, investment banks, registered investment advisors, family offices, or institutional consultants), client segment, and asset class focus.

These roles typically involve close collaboration with advisors, portfolio managers, research teams, and risk and compliance professionals to ensure portfolios align with client objectives, risk tolerance, and market conditions.

NY30+ days ago

$200,000–$290,000 Per Year

li>RIA expertise and coordination: Provide compliance leadership for advisory activities within an SEC-registered RIA framework (including Advisers Act obligations such as disclosures, conflicts management, Code of Ethics oversight, and best execution), and coordinate broker-dealer/RIA requirements to promote consistent client outcomes and a cohesive control environment.

Please review the following job description:

The Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc. is responsible for leading an integrated broker-dealer and SEC-registered registered investment adviser (RIA) compliance program and serving as the primary regulatory-facing executive for the firms.

NY28 days ago

$165,000–$195,000 Per Year

li>Relevant experience working at a major law firm or equivalent in-house experience ideally with some mix of (i) meaningful exposure to fund structures and governance, (ii) corporate transactional work including capital markets, investment funds, project finance, securities, structured finance, private equity, or public finance law, or (iii) investment adviser or regulatory compliance.

Your largest responsibilities will depend on your unique background and strengths, however the scope of responsibilities include:

Advise deal teams from initial structuring to drafting and negotiation of final financing and outcome-contingent agreements; oversee external counsel in discussion and negotiation with project stakeholders (within private, nonprofit and public sectors); contribute to deal document negotiations.

NY22 days ago

$180,000–$240,000 Per Year

The Vice President, Registered Fund Compliance Officer will be responsible for maintaining and enhancing the compliance program for Wilshire's registered fund complex, including mutual funds, a variable insurance trust (VIT), and an interval fund. This role serves as a key compliance resource to the fund boards and works closely with internal stakeholders and sub-advisors to ensure adherence to the Investment Company Act of 1940 (the "40 Act") and applicable SEC regulations.

Ramsey, NJ30+ days ago

Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

NJ24 days ago

NJ11 days ago

li>Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation.

Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Bedminster, New Jersey19 days ago

$61,000–$250,000 Per Year

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Performance-based earnings and revenue1: Average advisor annual earnings of $61K-$119K (based on 2018-2023 company average for representatives in the first 3 years). Responsibilities: As a financial advisor, you will: 
Grow your client base by making new connections, maintaining a strong referral network, and providing a great client experience.

Middlesex, NJ30+ days ago

$28.85–$33.65 Per Hour

I was provided with dedicated study time, training, and support On screen copy: While studying for Security Licenses, the Academy at Bank of America provides: Dedicated study time Training Support while I obtained my Securities Industry Essentials, Series 7, and Series 66 licenses. Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp.").

Scotch Plains, NJ30+ days ago

$70,000–$80,000 Per Year

On screen copy: Advise clients on their investment goals in order to pursue those goals [Saving and Budgeting tool in the mobile app is shown] I interact with clients from all walks of life, from small-business owners developing a financial plan to new parents looking to start saving money for their child's college education. Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp.").

Brooklyn, NY30+ days ago

$70,000–$80,000 Per Year

Jersey City, NJ30+ days ago

$65,000–$80,000 Per Year

Clifton, NJ30+ days ago

$28.85–$33.65 Per Hour

Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp."). I was provided with dedicated study time, training, and support On screen copy: While studying for Security Licenses, the Academy at Bank of America provides: Dedicated study time Training Support while I obtained my Securities Industry Essentials, Series 7, and Series 66 licenses.

Morristown, NJ30+ days ago

$70,000–$80,000 Per Year

South Plainfield, NJ30+ days ago

$70,000–$80,000 Per Year

p>Back to search results Financial Solutions Advisor - Central NJ Market South Plainfield, New Jersey; Rahway, New Jersey; Linden, New Jersey; Berkeley Heights, New Jersey; Clark, New Jersey; Iselin, New Jersey Additional locations Apply × To proceed with your application, you must be at least 18 years of age. On screen copy: Advise clients on their investment goals in order to pursue those goals [Saving and Budgeting tool in the mobile app is shown] I interact with clients from all walks of life, from small-business owners developing a financial plan to new parents looking to start saving money for their child's college education.

New!

Hackensack, NJ3 days ago

$81,345–$95,700 Per Year

p>Alternative Investments Associates and Accountants work as part of a team responsible for providing accounting, administration and investor servicing for hedge funds, private equity funds and closed-end registered products. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

Hackensack, NJ30+ days ago

$92,140–$108,400 Per Year

NY11 days ago

$68,000–$91,000 Per Year

We provide a comprehensive platform that brings together wealth management, institutional consulting, business management, family office, and retirement plan advisory services-empowering clients to navigate complexity with clarity and confidence. Wealthspire Advisors LLC, Fiducient Advisors LLC, Wealthspire Retirement, LLC, dba Wealthspire Retirement Advisory, and certain other affiliates are separately registered investment advisers.

New York, NY30+ days ago

$118,900–$238,000 Per Year

We will count on you to: Oversee and lead the US&C Investments subadvisory oversight compliance program with a focus on reviewing third-party compliance programs, policies, and activities; assessing risk; and appropriately escalating to meaningfully mitigate the firm's regulatory risk. We aim to attract and retain the best people and embrace diversity of age background, disability, ethnic origin, family duties, gender orientation or expression, marital status, nationality, parental status, personal or social status, political affiliation, race, religion and beliefs, sex/gender, sexual orientation or expression, skin color, veteran status (including protected veterans), or any other characteristic protected by applicable law.

NY30+ days ago

$300,000–$400,000 Per Year

em> FINRA licenses Important Notes: Must be authorized to work full time in the U.S., BTIG does not offer sponsorship for work visas of any type No phone calls please, the applicant will be contacted within two weeks if successful About BTIG: BTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services. This senior role is responsible for originating and executing equity financing transactions across the healthcare sector, delivering strategic capital markets advice to corporate clients, and deepening relationships with institutional investors.

NY30+ days ago

$265,000–$305,000 Per Year

You will partner with PI's Chief Compliance Officer in engaging with FINRA and related regulatory matters and will take the lead in drafting, reviewing, and negotiating a broad array of fund-related agreements-from intermediary and fund participation agreements to ETF authorized participant arrangements and contracts with essential service providers. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.

Jersey City, NJ8 days ago

Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. This role will lead high-priority, strategic initiatives in partnership with product leads to expand the total serviceable addressable market, support the development of the strategic Wealth platform, and increase the firm's client base and profile within the industry.

NY30 days ago

$90,000–$120,000 Per Year

Company Benefits: WTW provides a competitive benefit package which includes the following (eligibility requirements apply): Health and Welfare Benefits: Medical (including prescription coverage), Dental, Vision, Health Savings Account, Commuter Account, Health Care and Dependent Care Flexible Spending Accounts, Group Accident, Group Critical Illness, Life Insurance, AD&D, Group Legal, Identify Theft Protection, Wellbeing Program and Work/Life Resources (including Employee Assistance Program). These services include: strategic setting of investment objectives, strategic asset allocation, investment management structures, manager selection, performance measurement and evaluation, investment manager monitoring, custodian selection, transition advice, statements of investment policy, and global research services.

Iselin, NJ30+ days ago

$28.85–$33.65 Per Hour

Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp."). Once you have demonstrated success as a licensed Financial Solutions Advisor Stage I, you will typically progress into the next role, Financial Solutions Advisor Stage II, where you will continue to practice the skills you've learned by growing and deepening relationships within a portfolio of clients.

New!

Hackensack, New Jersey4 days ago

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If there’s anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants.

Alternative Investments Associates and Accountants work as part of a team responsible for providing accounting, administration and investor servicing for hedge funds, private equity funds and closed-end registered products.

Hackensack, New Jersey16 days ago

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If there’s anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants.

Jersey City, NJ30+ days ago

Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

East Rutherford, NJ30+ days ago

Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Montclair, NJ30+ days ago

Chase is a leading financial services firm, helping nearly half of Americas households and small businesses achieve their financial goals through a broad range of financial products.

Sparta, NJ30+ days ago

Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Clifton, NJ30+ days ago

This will be done with a consistent focus on relationship management, not portfolio management • Demonstrate a deep understanding of financial markets and sound business judgement • Exhibit unwavering integrity that points toward doing right by clients at every opportunity • Demonstrate a passion for educating clients on the technology and channels available to them to better monitor, maintain, and handle their investments • Provide a holistic view of clients' needs and financial coaching beyond investments • Embrace digital innovations to help clients become more digitally confident and bank when, where, and how they want.

At least 2 years in a Financial Advisor role or equivalent financial services experience Demonstrated success in client acquisition, cultivating and maintaining client relationships, and integrating with key partners Demonated ability and commitment to goals-based planning and advice A valid and active Series 7 A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the role as a condition of employment A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of employment.

Wyckoff, NJ30+ days ago

Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Parsippany, NJ30+ days ago

Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

NY30+ days ago

$75,000–$85,000 Per Year

Visit ubs.com/careers. For benefits information, please visit ubs.com/usbenefits.

Hackensack, New Jersey30+ days ago

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If there’s anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants.

Prepare daily general ledger entries, prime broker and bank cash reconciliations, advisor and portfolio management processing, corporate action applications, expense accruals and payments, timely distribution of internal and external information, and portfolio reconciliations.

Jersey City, NJ30+ days ago

$176,720–$265,080 Per Year

li>Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Databases: Strong in relational DBs ( Oracle, SQL optimization, JPA/Hibernate, schema migrations) and NoSQL (MongoDB, Redis, Elasticsearch) with sound data modelling and performance tuning skills.

Bridgewater, New Jersey30+ days ago

li>Effectively prioritizes sourcing prospective clients, capitalizing on referrals, assessing customer needs, referring customers to the appropriate internal specialists, and executing highly customized solutions to meet client needs.

Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions.

NY30+ days ago

$110,000–$120,000 Per Year

p>What youll do:

As a Senior Associate/Lead on the Growth team at Ethic you will develop and cultivate strong relationships with financial advisors and investment teams at independent RIAs and network-style wealth management firms to partner in delivering Ethic solutions. Proactively surface and develop opportunities with advisors at the firms we work with through a deep understanding of their goals and needs, accelerating the adoption of our offering and securing new, high-value engagements to drive asset and ultimately revenue growth.

Staten Island, NY30+ days ago

Full-time

Jersey City, NJ30+ days ago

Full-time

Montclair, NJ30+ days ago

Full-time

East Rutherford, NJ30+ days ago

Full-time

NY30+ days ago

$175,000–$225,000 Per Year

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. A trusted partner to our clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe.

NY30+ days ago

$80,000–$90,000 Per Year

We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve Share: Save job Job saved. Our Wealth Management team represents an array of different backgrounds and bring their unique perspectives, ideas and experiences, helping to create a work community that is culture driven, resilient, results focused and effective.

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Registered Investment Advisor Jobs in Jefferson, NJ

Senior Investment Advisor Masterworks LLC

Investment Advisor – Client Acquisition (Remote) Ridgewood Investments

Alternative Investments Advisor Relations Associate Morgan Stanley

Investments Advisor NFP Corp

Senior Wealth Investment Advisor M&T Bank Corp

Senior Wealth Investment Advisor Wilmington Trust

Investment Advisory Analyst Career Launch AI

Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc. Truist Financial Corp

Senior Assistant General Counsel, Impact Investments Social Finance, Inc

Vice President, Registered Fund Compliance Officer Wilshire Advisors, LLC

J.P. Morgan Wealth Management - Private Client Investment Associate - Ramsey, NJ JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Investment Associate - Montclair, NJ JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Investment Associate - Somerset, NJ JPMorgan Chase & Co

Financial Advisor Northwestern Mutual

Financial Solutions Advisor Registration Candidate - Middlesex Bank of America Corp

Financial Solutions Advisor - Scotch Plains Bank of America Corp

Financial Solutions Advisor - S Brooklyn/Staten Island Market Bank of America Corp

Financial Solutions Advisor - Bergen East Market Bank of America Corp

Financial Solutions Advisor Registration Candidate - Clifton Bank of America Corp

Financial Solutions Advisor - Northwest NJ Market Bank of America Corp

Financial Solutions Advisor - Central NJ Market Bank of America Corp

Alternative Investments Accountant 2 U.S. Bancorp

Alt Investments Accountant Sr U.S. Bancorp

Associate, Advisor NFP Corp

Senior Compliance Officer - US&C Investments Marsh & McLennan Companies Inc

Investment Banking, Managing Director, Equity Capital Markets - Healthcare BTIG Norway AS

Head of Legal & Compliance, PIMCO Investments Pacific Investment Management Co LLC

Executive Director, Head of Product & Platform Strategy, Wealth & Investment Solutions The Depository Trust & Clearing Corp

Senior Associate, Investment Consulting Willis Towers Watson PLC

Financial Solutions Advisor Registration Candidate - Woodbridge Iselin Financial Center Bank of America Corp

Alternative Investments Accountant 2 U.S. Bank

Alt Investments Accountant Sr U.S. Bank

J.P. Morgan Wealth Management - Private Client Advisor - Jersey City, New Jersey - Bilingual Spanish/English Preferred JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - East Rutherford / Belleville - New Jersey JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Montclair, New Jersey JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Sparta, New Jersey JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Wallington / Clifton - New Jersey - Bilingual Polish/English Preferred JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Paramus / Wayne / Wyckoff - New Jersey JPMorgan Chase & Co

J.P. Morgan Wealth Management - Private Client Advisor - Parsippany, New Jersey JPMorgan Chase & Co

Registered Client Associate UBS Group AG

Alternative Investments Accountant U.S. Bank

Wealth Investments Supervisory Technology Application Development Lead - SVP Citigroup Inc

Merrill Advisor Development Program - Financial Advisor: Bridgewater & Associates Market Bank of America

Client Relationship Manager, Advisor Channel Ethic Inc

J.P. Morgan Wealth Management - Private Client Advisor - Staten Island, NY JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Jersey City, New Jersey - Bilingual Spanish/English Preferred JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Montclair / Short Hills / Florham Park - New Jersey JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - East Rutherford / Belleville / Teaneck - New Jersey JPMorgan Chase Bank, N.A.

Associate, Investment Banking - Financial Sponsors, Infrastructure Wells Fargo & Co

Merrill Advisor Development Program - Financial Advisor: Park Ave Market Bank of America Corp

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