Senior Associate, Compliance Monitoring and Risk Assessment Daiichi Sankyo, Inc.Senior Associate, Compliance Monitoring and Risk AssessmentBasking Ridge, NJ$92,160–$138,240 / yearFull timep style="margin:0in;line-height:normal;font-size:12pt;font-family:'aptos' , sans-serif">Download Our Benefits Summary PDF. This position also provides project management support for strategic compliance initiatives, contributes to the development of policies and training materials, and prepares content for senior leadership communications and governance forums.
Regultory Compliance Consultant Page GroupRegultory Compliance ConsultantIselin, NJ$112,320–$137,280 / yearContractorAs a Regultory Compliance Consultant in the Financial Services industry, you will lead and manage legal projects, ensuring successful delivery within scope, budget, and timeline. This temporary role is an excellent opportunity to contribute your expertise in project management to a fast-paced and challenging environment.
Global Customs Compliance Manager Page GroupGlobal Customs Compliance ManagerParsippany-Troy Hills, NJ$130,000–$145,000 / yearFull timeThe Global Customs Compliance Manager will oversee and ensure adherence to international trade regulations, focusing on customs compliance and trade facilitation within the industrial and manufacturing industry. Collaborate with internal departments, including logistics and supply chain, to streamline processes and ensure regulatory compliance.
NewChief Financial Officer - IPO IPO Kforce Inc.Chief Financial Officer - IPO IPONew York, NYRemote$300,000–$373,750Demonstrated government and regulatory experience, such as engaging with government agencies, navigating public policy, securing incentives/grants, or managing relations with regulatory bodies (e.g., experience in sectors with heavy government oversight like infrastructure, defense, energy, or regulated industries). Experience leading/contributing to an IPO process, including f S-1 filings, SEC compliance, roadshows, and transition to public company reporting (prior successful IPO as CFO highly preferred; experience in pre-IPO readiness or public company finance acceptable).
Clinical Study Manager, Clinical Operations Daiichi Sankyo, Inc.Clinical Study Manager, Clinical OperationsBasking Ridge, NJ$136,080–$204,120 / yearFull timep style="margin:0in;line-height:normal;font-size:12pt;font-family:'aptos' , sans-serif">Download Our Benefits Summary PDF. CRO Oversight: Responsible for the oversight, performance, and management of CRO(s) and 3rd party vendors (sub-contracted by CRO) to ensure compliance with Daiichi Sankyo’s quality measures and adherence to scope of work within timelines and budget at a task level.
NewClinical Study Manager, Global Clinical Operations Daiichi Sankyo, Inc.Clinical Study Manager, Global Clinical OperationsBasking Ridge, NJ$136,080–$204,120 / yearFull timep style="margin:0in;line-height:normal;font-size:12pt;font-family:'aptos' , sans-serif">Download Our Benefits Summary PDF. CRO Oversight: Responsible for the oversight, performance, and management of CRO(s) and 3rd party vendors (sub-contracted by CRO) to ensure compliance with Daiichi Sankyo’s quality measures and adherence to scope of work within timelines and budget at a task level.
Head of Quality Assurance, Drug Product, GMP QA Daiichi Sankyo, Inc.Head of Quality Assurance, Drug Product, GMP QABasking Ridge, NJ$226,275–$377,125 / yearFull timeAs a member of SLT/SMT, the role will provide oversight of manufacturing sites according to the product lifecycle, collaborate with Quality teams to complete PPQ planning and the transition to commercial manufacturing activities for the product portfolio, and provide technical expertise to their team of MSMQs. Resolve issues in internal and external manufacturing site quality performance escalated from MSMQs in collaboration and negotiation with Tech Unit Senior Leaders (L-2 Leaders) and other internal peer groups, and escalate issues to GMQ Head as necessary for resolution and approval.
Data Engineer ECLAROData EngineerRutherford, NJPosition Overview:Will be responsible for Development and Testing of Data Integration Workflows (ETL Packages, Stored Procedures, UDF, Ad Hoc-Queries), Test Plans and Test Cases using Microsoft Technologies such as SSIS, SSAS and SQL Server Database, as well as company-wide Document Management. Leadership (if applicable): Motivates employees to exercise their talents to the fullest and holds them accountable for their best efforts; provides support to develop potential skills for improved individual growth and trains and empowers subordinates effectively.
NewStrategic Communications Lead – Pharma/Biotech IQVIAStrategic Communications Lead – Pharma/BiotechNew York, NY$95,300–$237,500 / yearIn chosen areas of specialism (scientific or strategic), is capable of constructively challenging client thinking on a peer-to-peer level, producing novel points of view to help clients view potential solutions from new angles where appropriate and useful. Effectively leads client account teams setting the strategy (in partnership with Arc Bio Partners and clients), proactively reviews and evaluates progress, course correcting where necessary.
FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Sr Con Infosys LtdFS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Sr ConBridgewater, NJ$116,875–$148,125 / year146472BRNew Jersey, New YorkUSAInfosys Limited Senior Associate - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting processes|Technology Consulting process FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Senior Consultant, Business Consulting116875148125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Our dynamically growing consultancy offers our consultants: Ability to design and implement end-to-end solutions at scale A flat organization structure with direct access to our senior-most leaders An entrepreneurial environment full of bright, highly motivated consultants Opportunities for motivated consultants to impact local communities The ability to design your career and drive your professional learning and development * A truly global culture We have offices in over 20 countries.
Associate Director, Application Risk and Compliance New York UniversityAssociate Director, Application Risk and ComplianceNY$175,000–$195,000 / yearPosition Summary The Associate Director, Application Risk & Compliance, provides strategic oversight and defines the validation and risk management frameworks required to ensure the security, data privacy, and integrity of the NYU enterprise application ecosystem in alignment with best practices and NYUs Global Information Security Program. Qualifications Required Education: Bachelors Degree in Computer Science, Business, or related major Preferred Education: Masters Degree in Computer Science, Business or related field Required Experience: 5+ years of progressive experience in information security, IT risk management, or IT compliance.
NewExecutive Administrative Assistant-Risk Management and Compliance Chase BankExecutive Administrative Assistant-Risk Management and ComplianceJersey City, NJp>As an Executive Administrative Assistant in Risk Management and Compliance, you will provide day-to-day administrative and operational support to senior leaders and their broader team. You'll manage complex scheduling, coordinate internal meetings, and support key business activities with professionalism, urgency, and discretion.
Director, Governance Risk and Compliance Anthology IncDirector, Governance Risk and ComplianceNY$154,000–$209,000 / yearReviewing and monitoring the activities of the Security Incident Response and Business Continuity Management teams to ensure that the information security controls are used effectively during the complete life cycle of business continuity and disaster recovery response. Coordinating external audit engagements with 3PAO, ISO/SOC auditors, PCI DSS QSA firms and other security assessors, including coordinating responses and remediation efforts.
AML/ KYC - Risk and Compliance - Principal Infosys LtdAML/ KYC - Risk and Compliance - PrincipalNJ$154,375–$193,125 / year146468BRNew Jersey, New YorkUSAInfosys Limited Principal - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting - Change Management|Change Management FS/ Financial Crimes/AML (AML monitoring, Screening, KYC/CDD, Transaction Surveillance) - Principal, Business Consulting154375193125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Conduct interviews / workshops / walkthroughs with subject matter experts and process owners to elicit and document requirements for Anti-Financial Crime needs of clients (e.g., Transaction Surveillance, Know Your Customer (KYC)/Customer Due Diligence (CDD), Case Management & Workflow, Sanctions & Watchlist Screening, 314A/B, etc.).
Treasury Risk and Compliance Associate The Depository Trust & Clearing CorpTreasury Risk and Compliance AssociateJersey City, NJIndustry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. The Impact you will have in this role: The Treasury Department manages DTCC''s global funding, investments, liquidity, capital and insurance, making sure the company has the financial resources to conduct its business activities and manage its financial exposures.
Security Analyst - Governance, Risk, and Compliance Catamorphic CoSecurity Analyst - Governance, Risk, and ComplianceNY$136,500–$187,660 / yearAs a member of the team, you''ll drive initiatives to assess and reduce security risks to the company, advise stakeholders, and maintain compliance with the frameworks that we adhere to including ISO 27001, SOC 2 Type II, and FedRAMP. Pay: Target pay ranges based on Geographic Zones* for Level 3: Zone 1: San Francisco/Bay Area or NYC Metropolitan Area: $136,500 - 187,660.
Governance, Risk and Compliance (GRC) Specialist, North America Ferrero International SAGovernance, Risk and Compliance (GRC) Specialist, North AmericaParsippany, NJ$122,854–$163,806 / yearp>As the Governance, Risk & Compliance (GRC) Specialist, North America, you will play a key role in strengthening enterprise risk management by evaluating the effectiveness of the internal control environment and delivering meaningful, value-added insights. In this role, you will contribute to a range of GRC initiatives-spanning different levels of size and complexity-ensuring successful execution and measurable impact across North America operations.
Associate Director, AI Security Governance, Risk and Compliance Verizon Communications IncAssociate Director, AI Security Governance, Risk and ComplianceBasking Ridge, NJ$126,000–$242,000 / yearThe leader will serve as both a strategic advisor and operational driver - capable of translating complex AI and cybersecurity risks into clear, actionable guidance for technical and executive stakeholders alike. This role will play a critical part in Verizon's long-term AI security operating model - helping ensure the company can safely accelerate AI adoption while maintaining strong governance, regulatory alignment, and cyber resilience.
NewSenior Associate, Compliance Monitoring and Risk Assessment Daiichi SankyoSenior Associate, Compliance Monitoring and Risk AssessmentBasking Ridge, NJ$92,160–$138,240 / yearFacilitate the onboarding of new vendors, including completion and validation of due diligence requirements such as risk questionnaires, screening activities, and coordination with cross-functional stakeholders to obtain required approvals. With a legacy of innovationsince 1899, a presence in more than 30 countries, and more than 19,000 employees, we are advancing breakthrough therapies in oncology, cardiovascular disease, rare diseases, and immune disorders.
Sr Security Analyst - Risk and Compliance QuickBase IncSr Security Analyst - Risk and ComplianceNY$89,000–$140,000 / yearThis role is responsible for ensuring Security-owned controls remain audit-ready, supporting enterprise compliance initiatives, managing security risk activities, conducting third-party security assessments, and helping drive a culture of continuous improvement across the security program. Reporting to the CISO, the Senior Security Analyst, Compliance & Risk serves as a key member of the Security team and acts as the primary liaison between Security and the broader Governance, Risk, and Compliance (GRC) organization.
Director, Product Manager, Risk & Compliance Analytics and Reporting The Bank of New York Mellon CorpDirector, Product Manager, Risk & Compliance Analytics and ReportingNY$127,000–$211,500 / yearTo be successful in this role, we're seeking the following: 10+ years of prior work experience in a global financial or professional services firm, with at least 5 years specifically in Finance, Risk, Compliance, or Audit roles. 5; years in product management, program management, strategy/operations, or Chief of Staff/Program management roles within financial services or technology-enabled functions.
Head of Compliance and Risk LeafLink, IncHead of Compliance and RiskNY$180,000–$225,000 / yearLeafLink was named one of Inc. 5000's 'Top 5000 Fastest-Growing Private Companies'; one of Fast Company''s ''Top 10 Most Innovative Companies in Enterprise for 2020'', joining the ranks of Amazon, Slack, and VMWare; one of Built In NYC''s ''Best Places to Work in 2021''; 2024 Fast Company's Best WorkPlaces for Innovators for Banking, Finance, and Fintech category; 2024 Green Market Report Award for Best Fintech in cannabis - and we''re just getting started! Our team, backed by funding from leading VC''s, including Founders Fund, Thrive Capital, Nosara Capital, and Lerer Hippeau is poised to define the cannabis supply chain through technology.
Governance Risk and Compliance Figma IncGovernance Risk and ComplianceNY$153,000–$296,000 / yearFigma offers equity to employees, as well a competitive package of additional benefits, including health, dental & vision, retirement with company contribution, parental leave & reproductive or family planning support, mental health & wellness benefits, generous PTO, company recharge days, a learning & development stipend, a work from home stipend, and cell phone reimbursement. Job level and actual compensation will be decided based on factors including, but not limited to, individual qualifications objectively assessed during the interview process (including skills and prior relevant experience, potential impact, and scope of role), market demands, and specific work location.
Senior Director, Accounting Policy, Process Risk, and Compliance Becton Dickinson and CoSenior Director, Accounting Policy, Process Risk, and ComplianceFranklin Lakes, NJThe Senior Director, Accounting Policy, Process Risk, and Compliance is a senior leadership role within Corporate Controllership, responsible for establishing and sustaining a strong, scalable control environment that supports accurate financial reporting, SOX compliance, and accounting excellence across the enterprise. This role owns the full lifecycle of accounting policy governance, enterprise accounting training and capability development, and the end to end ICFR program, including oversight of the full population of key controls, validation of control performance, and coordination with Internal Audit on risk assessment.
Compliance and Operational Risk Testing Analyst StratAcuity Staffing Partners IncCompliance and Operational Risk Testing AnalystNYRemoteIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Description: As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the Second Line Testing Oversight Program methodology to ensure departmental processes and activities comply with applicable rules, regulations, policies and procedures.
FS/ Product Owner - Risk and Compliance - Sr Con Infosys LtdFS/ Product Owner - Risk and Compliance - Sr ConNY$116,875–$148,125 / year146474BRNew Jersey, New YorkUSAInfosys Limited Senior Associate - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting processes|Technology Consulting process FS/ Product Owner - Senior Consultant, Business Consulting116875148125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Our dynamically growing consultancy offers our consultants: Ability to design and implement end-to-end solutions at scale A flat organization structure with direct access to our senior-most leaders An entrepreneurial environment full of bright, highly motivated consultants Opportunities for motivated consultants to impact local communities The ability to design your career and drive your professional learning and development A truly global culture We have offices in over 20 countries.
Senior Security Engineer - Compliance and Risk K Health IncSenior Security Engineer - Compliance and RiskNY$150,000–$185,000 / yearWe're founded in 2016, headquartered in New York City, and backed by nearly $400 million from leading investors including Valor Equity Partners, Claure Group, Mangrove Capital Partners, 14W, Notable Capital, Lerer Hippeau, Primary Venture Partners, Comcast Ventures, PICO Venture Partners, Max Ventures, and other strategic healthcare partners. Esteemed health systems like Mayo Clinic, Cedars-Sinai, Mass General Brigham, Hackensack Meridian Health, and Hartford Healthcare partner with K Health to build and run modern primary virtual care clinics on their behalf.
Governance, Risk, and Compliance Engineer IonQ IncGovernance, Risk, and Compliance EngineerNYRemote$83,430–$109,232 / yearPlease note that in the absence of confirming you are a U.S. Person for export control and government contracts work purposes, IonQ may choose not to apply for a license or decline to use a license exception (if available) for you to access export-controlled technology that may require authorization, and similarly, you may not qualify for government contracts work that requires U.S. Persons, and IonQ may decline to proceed with your application on those bases alone. IonQ's newest generation of quantum computers, the IonQ Tempo, is the latest in a line of cutting-edge systems that have been helping customers and partners including Amazon Web Services, and AstraZeneca achieve 20x performance results and accelerate innovation in drug discovery, materials science, financial modeling, logistics, cybersecurity, and defense.
Business Process Lead - Risk, Compliance, Regulatory, Legal, and Client Engagement Systems Grant Thornton LLPBusiness Process Lead - Risk, Compliance, Regulatory, Legal, and Client Engagement SystemsNY$202,500–$337,500 / yearp>In the U.S., Grant Thornton delivers professional services through two specialized entities: Grant Thornton LLP, a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors LLC (not a licensed CPA firm), which exclusively provides non-attest offerings, including tax and advisory services. With $2.7 billion in revenues and more than 50 offices spanning the U.S., Ireland and other territories, the platform delivers a singular client experience that includes enhanced solutions and capabilities, backed by powerful technologies and a roster of 12,000 quality-driven professionals enjoying exceptional career-growth opportunities and a distinctive cross-border culture.
Director of Business Development, Legal, Compliance, and Risk (Healthcare) BDO USA PCDirector of Business Development, Legal, Compliance, and Risk (Healthcare)NY$150,000–$200,000 / yearJob Summary: Under the direction of the National Director, Channel Business Development and in collaboration with practice leadership, and the Chief Business Development Officer, the Director of Business Development, Legal, Compliance & Risk, is responsible for driving, monitoring, and improving sales performance for BDO's legal channel service offerings including electronic discovery, digital forensics, information governance, cyber security, data analytics, forensic accounting, and investigations. Qualifications, Knowledge, Skills and Abilities: Education: Bachelor's Degree and five (5) or more years of business development / marketing experience in a professional services environment or industry relevant firm required; OR High School Diploma/GED and seven (7) or more years of business development / marketing experience in a professional services environment or industry relevant firm, required.
Legal & Compliance - Data Compliance & Risk, SVP Blackstone IncLegal & Compliance - Data Compliance & Risk, SVPNJ$225,000–$275,000 / yearAll Blackstone employees, including but not limited to recruiting personnel and hiring managers, are required to abide by this policy.\n \nIf you need a reasonable accommodation to complete your application, please contact Human Resources at 212-583-5000 (US), +44 (0)20 7451 4000 (EMEA) or +852 3656 8600 (APAC).\n \nDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:\n\n Attending client meetings where you are discussing Blackstone products and/or and client questions; \n \n\n Marketing Blackstone funds to new or existing clients; \n \n\n Supervising or training securities licensed employees; \n \n\n Structuring or creating Blackstone funds/products; and\n \n\n Advising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials. \n \n\n \nPreferred Qualifications:\n\n Experience building compliance or risk functions\n \n\n Familiarity with GRC platforms\n \n\n Familiarity providing compliance or risk support for the implementation of privacy, AI or other governance platforms\n \n\n CIPP, CISM or similar certifications\n \n\n \nThe duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position.
Security Governance, Risk, and Compliance Lead Hudson River Trading LLCSecurity Governance, Risk, and Compliance LeadNY$200,000–$300,000 / yearYou'll lead a technical team responsible for owning and strategically ensuring HRT's compliance with global security regulations, helping to equip HRT to enter new markets with increasingly complicated regulatory needs. This role will lead security governance programs for HRT entities based in America, Europe, and Asia, and will work directly on automating security governance at scale.
Enterprise Risk Management Department-Risk Data Aggregation and Risk Reporting (RDA) AVP/Associate Bank of ChinaEnterprise Risk Management Department-Risk Data Aggregation and Risk Reporting (RDA) AVP/AssociateNew York, New York$65,000–$150,000 / yearFull timeThe main responsibilities for this role include, but are not limited to, analyzing business requirements and developing the codes for reports automation, conducting data analysis with risk/business data from various systems, creating data visualization with business intelligence tools, leading the data related testing in the user acceptance test in the relevant IT system implementation projects, and working closely with IT team to support data issue investigation and resolutions, etc. Support the senior team member and lead the junior team members from technical perspective in reports automation and data analysis related work, such as creating plans with specific actions in line with the team’s overall prioritization, guiding the junior members in their assignments, and reviewing their work to provide feedback, etc.
Enterprise Risk Management Department-Risk Data Aggregation and Risk Reporting (RDA) AVP/Associate Bank of China Limited, New York BranchEnterprise Risk Management Department-Risk Data Aggregation and Risk Reporting (RDA) AVP/AssociateNew York, New York$65,000–$150,000 / yearFull timeThe main responsibilities for this role include, but are not limited to, analyzing business requirements and developing the codes for reports automation, conducting data analysis with risk/business data from various systems, creating data visualization with business intelligence tools, leading the data related testing in the user acceptance test in the relevant IT system implementation projects, and working closely with IT team to support data issue investigation and resolutions, etc. Support the senior team member and lead the junior team members from technical perspective in reports automation and data analysis related work, such as creating plans with specific actions in line with the team’s overall prioritization, guiding the junior members in their assignments, and reviewing their work to provide feedback, etc.
FS/ 2LOD Compliance Testing/ Monitoring - Risk &Compliance - Principal Infosys LtdFS/ 2LOD Compliance Testing/ Monitoring - Risk &Compliance - PrincipalBridgewater, NJ$154,375–$193,125 / year146473BRNew Jersey, New YorkUSAInfosys Limited Principal - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting processes|Technology Consulting process FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Principal, Business Consulting154375193125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Our dynamically growing consultancy offers our consultants: Ability to design and implement end-to-end solutions at scale A flat organization structure with direct access to our senior-most leaders An entrepreneurial environment full of bright, highly motivated consultants Opportunities for motivated consultants to impact local communities The ability to design your career and drive your professional learning and development * A truly global culture We have offices in over 20 countries.
NewRisk & Compliance Analyst Initio CapitalRisk & Compliance AnalystNew York, NY$145,000–$185,000It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career risk management roles. This job description represents a sample Risk Management Analyst position commonly found through the Career Launch AI Talent Network.
Security Risk & Compliance Analyst Alera Group IncSecurity Risk & Compliance AnalystNYRemote$120,000–$140,000 / yearYou'll help assess and manage IT and cybersecurity risks, support audit readiness, strengthen security controls, and partner across the business to ensure compliance with internal policies and regulatory requirements. We're looking for a Security Risk and Compliance Analyst to join our Information Security team and support the strength, security, and compliance of our enterprise systems and operations.
IT Risk & Compliance Analyst Angi IncIT Risk & Compliance AnalystNYRemote$85,000–$115,000 / yearli>2+ years of experience in audit, compliance, IT, information security or other related field, assessing, developing or implementing various IT controls, as it relates to access management, change management and IT operations. As a member of that team, you will work across the organization to design, implement and support the IT general controls (ITGC) framework, lead remediation efforts and identify emerging IT risks.
IT Risk & Compliance Analyst StratAcuity Staffing Partners IncIT Risk & Compliance AnalystJersey City, NJ$66–$71.07 / hourIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.
Risk Management & Compliance - Planning & Analysis Reporting, Automation & Analytics - Associate JPMorgan Chase & CoRisk Management & Compliance - Planning & Analysis Reporting, Automation & Analytics - AssociateJersey City, NJJPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the worlds most prominent corporate, institutional and government clients under the J.P. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.
Compliance - Risk Management Oversight Program Lead - Vice President JPMorgan Chase & CoCompliance - Risk Management Oversight Program Lead - Vice PresidentJersey City, NJYou will also lead the team's use of generative artificial intelligence, large language models, and other technology to enhance oversight of our areas of coverage, including Operations, Liquidity, Sales and Distribution, Client Service, RFP team, Employee Compliance, Broker Dealer and CTO/CTA activities. Required qualifications, capabilities, and skills: 7 years plus of experience in asset management, broker-dealer, or investment adviser environments, or in related compliance, legal, audit, risk, controls, or sales roles.
NewCompliance - Technology Operational Risk Management Lead - Vice President Chase BankCompliance - Technology Operational Risk Management Lead - Vice PresidentJersey City, NJYour core responsibilities will include conducting risk assessments and control evaluations; collaborating with CCB Technology, Technology Risk Control, and CCB Business Operational and Compliance Risk teams; developing data-driven approaches that leverage agentic AI and advanced analytics for risk identification and control assessment; and engaging extensively with technology and business stakeholders. As a Technology Operational Risk Management Lead with Compliance, Conduct and Operational Risk (CCOR), you will be responsible for independent oversight of technology, and cybersecurity operational risk management practices within the Consumer and Community Banking (CCB) line of business.
Portfolio Compliance Risk Surveillance Analyst (Hybrid) Prudential Financial IncPortfolio Compliance Risk Surveillance Analyst (Hybrid)Newark, NJWhat you can expect: • Monitor automated fixed income portfolio investment guidelines using Aladdin as well as manual processes where required • Research potential violations by partnering with Data, Client Service, Portfolio Management and Operations teams as needed • Prepare client certifications and other reporting • Respond to ad hoc compliance requests regarding portfolios and trading • Work on various transformation projects. PGIM Fixed Income has approximately $776 billion in assets under management as of June 30, 2023, with a broad array of fixed income strategies and client types including institutional separate accounts, sub-advised mutual funds, CLOs, offshore and onshore commingled and separate client accounts.
NewScrum Master: Digital Risk & Compliance Pharmatek ConsultingScrum Master: Digital Risk & ComplianceBridgewater, New JerseyThe Digital Risk & Compliance (DRC) function is currently in the middle of a change program to transform from a largely Quality Control focused approach to managing risk and compliance topics in Digital/IT to one that is based on empowering Digital/IT teams to be accountable for the risk management and compliance of their solutions through a combination of advisory capabilities, process changes, automation & self -service offerings. · Work closely with the Product Owner and component owners to build a robust product backlog and appropriate practices to manage it across the different teams, including assisting the Product Owner to effectively collect customer feedback.
Director, Risk & Compliance Compagnie Financiere Richemont SADirector, Risk & ComplianceNY$175,000–$195,000 / yearul>This role will lead one of the company's key strategic transformation programs, supported by a dedicated cross-department project team and co-lead and provide regular strategic updates to the Executive Committee, escalating key risks, decisions, and resource needs to accelerate execution. Driving Tool and Method Development: Collaborate with relevant internal teams (e.g., operations, supply chain, IT) to identify, develop, and implement innovative tools and processes that enhance our ability to accurately quantify, track, and analyze our environmental footprint.
Compliance Risk Assessment Senior Associate The Toronto-Dominion BankCompliance Risk Assessment Senior AssociateNY$72,280–$117,520 / yearSupports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
AI Risk & Compliance Analyst Everest Consultants, Inc.AI Risk & Compliance AnalystNew York, NY$65–$75 / hourThe contractor will be expected to make an immediate impact by improving AI use case intake, strengthening risk review workflows, maintaining clear documentation, and helping align AI activities with evolving legal, regulatory, privacy, security, and compliance expectations. Experience evaluating AI risks such as data leakage, confidential data exposure, privacy impact, intellectual property concerns, hallucination or accuracy risk, bias, automated decision-making, transparency, vendor dependency, and human oversight.
Account Executive - Risk & Compliance Harri US LLCAccount Executive - Risk & ComplianceNY$80,000–$100,000 / yearYou will serve as a workforce compliance expert in the field and a trusted strategic partner to our core sales teams, playing a key role in positioning Harri as a system of record for workforce risk mitigation, regulatory adherence, and operational governance. Your responsibilities will include: Compliance-Led Revenue Generation: Drive net new and expansion revenue by targeting high-risk operators and executing compliance-led sales and structured cross-sell motions across enterprise segments.
Compliance Risk Management Lead - Vice President JPMorgan Chase & CoCompliance Risk Management Lead - Vice PresidentJersey City, NJThis role will also involve you supporting the Securities Services business, which delivers global custody, fund accounting, transfer agency, depositary services, liquidity management, agency securities lending, collateral services, and depositary receipts to institutional clients. Participate in and support regulatory examinations, internal audits, and independent testing programs; coordinate responses, act as a liaison with regulators and auditors, and drive issue identification, root cause analysis, remediation, and validation of corrective actions.
Head of ETX Risk Management & Regulatory Compliance Massachusetts Mutual Life Insurance CompanyHead of ETX Risk Management & Regulatory ComplianceNY$189,900–$249,200 / yearThe Head of Risk Management & Regulatory Compliance serves as a strategic advisor, translating complex risk and compliance requirements into actionable controls, providing risk quantification to support decision-ready insights. This role leads a multidisciplinary team to identify, assess, monitor, and report risks while ensuring the technology organization meets all applicable regulatory, legal and industry obligations.