Senior Model Risk Validation Analyst Mitchell MartinSenior Model Risk Validation AnalystCharlotte, NC$145,000–$160,000 / yearThis full-time position involves validating models in various domains such as stress testing and fraud detection. Join our team in a dynamic role based in Charlotte, NC, as a Senior Model Risk Validation Analyst.
NewBank Credit Risk Analyst Lead - Retail Banking USAABank Credit Risk Analyst Lead - Retail BankingCharlotte, NC$164,780–$314,960 / year8 years of experience in an analytical field or work focused on leading analytical projects, advanced analytics, and risk assessments or leading the analysis and interpretation of complex bank credit risk data to align to team strategy; OR an advanced degree in Business Management, Finance, Economics, Engineering, or in a Mathematical discipline and 6 years of experience in an analytical field or work focused on leading analytical projects, advanced analytics, and risk assessments or leading the analysis and interpretation of complex bank credit risk data to align to team strategy. Strong track record in identifying and solving “white space” or emerging risk problems with limited historical precedent, including assessing credit impacts driven by macroeconomic and policy factors such as inflation, student loan repayment/collection changes, and federal government employment shifts.
NewVP, Risk Management - Property & Casualty (P&C) Risk USAAVP, Risk Management - Property & Casualty (P&C) RiskCharlotte, NC$257,250–$463,050 / yearOversee and guide an independent Risk Management function in establishing and monitoring compliance with risk limits, identifying and aggregating the firm's risks, assessing the firm's risk positions relative to the parameters of the firm's risk tolerance, and providing key risk information to senior management and the board of directors. The VP, Risk Management - Property & Casualty (P&C) will report directly to the SVP, Chief Risk Officer - P&C and will be responsible for recognizing and reporting strategic and aggregate risks across the P&C business while advancing the Risk Management function for aggregation, quantification, and qualification of risks.
NewDirector, Bank Credit Risk - Retail Banking USAADirector, Bank Credit Risk - Retail BankingCharlotte, NC$164,780–$314,960 / yearli>8 years of experience in an analytical field or work focused on leading analytical projects, advanced analytics, and risk assessments to include creating team strategy, directing analysis and interpretation of complex bank credit risk data and credit or financial analysis activities; OR an advanced degree in Business Management, Finance, Economics, Engineering, or in a Mathematical discipline and 6 years of experience in an analytical field or work focused on leading analytical projects, advanced analytics, and risk assessments to include creating team strategy, directing analysis and interpretation of complex bank credit risk data and credit or financial analysis activities. Leverages industry knowledge and competitive benchmarking to lead, inform, and influence credit strategy development; coaches others on industry best practices and analytical skills to identify risks and opportunities within the managed portfolio and translates results into strategic solutions with the delivery of credit risk strategies.
Nasdaq Calypso ERS Module Engineer (Enterprise Risk Service) Solugenix CorpNasdaq Calypso ERS Module Engineer (Enterprise Risk Service)Charlotte, NC$75–$135 / hourTemporaryContractorFull timeThe role focuses on leveraging Calypso’s ERS module to design and deliver scalable, cross-asset risk analytics covering Value-at-Risk (VaR), stress testing, and exposure monitoring across treasury and capital markets functions. We are seeking a highly experienced Nasdaq Calypso ERS (Enterprise Risk Service) Engineer to support a critical transformation initiative involving data migration, report migration, and new risk report development.
Manager, SOX Compliance Sunbelt RentalsManager, SOX ComplianceFort Mill, SC$113,342–$155,845.80 / yearul>Work alongside the Senior Manager, SOX Compliance in the coordination with business process control owners to ensure continued effective design, implementation and operating effectiveness of a strong control framework in accordance with ICFR and COSO framework. The Company operates through over 1,500 rental stores across our markets and employs over 25,000 people, renting a full range of construction and industrial equipment across a wide variety of applications to a diverse customer base.
Business Analyst - Third Party Risk BC ForwardBusiness Analyst - Third Party RiskCharlotte, NC$53–$53.55 / hourThe ideal candidate will have strong experience in risk monitoring, vendor governance, reporting, and data analysis and a proven ability to coordinate remediation, communicate status to stakeholders, and maintain accurate risk and contract pipeline inventories. Produce weekly reporting for EET CAP Product Management on expiring and open Data Transmission Requests (DTRs) and third-party risks trending toward consequence.
NewSenior Model Validation Analyst First Horizon BankSenior Model Validation AnalystCharlotte, NCAt First Horizon, the Senior Model Risk Consultant, under the supervision of the Director of Model Risk Management, will be responsible for executing best-in-class model validation activities to ensure models across First Horizon are conceptually sound relative to their intended use and performing as expected as well as ensuring compliance with our bank-wide model risk management framework including its policies and procedures. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services.
Information Security Analyst 3 - Contingent Pinnacle Technical ResourcesInformation Security Analyst 3 - ContingentCharlotte, North Carolina$55–$60 / hourContractorThe specific compensation for this position will be determined by several factors, including the scope, complexity, and location of the role, as well as the cost of labor in the market; the skills, education, training, credentials, and experience of the candidate; and other conditions of employment. This position focuses on configuring, executing, and validating data scans while collaborating closely with engineering teams and data owners to ensure accurate risk identification and remediation.
Product Manager 5 - Contingent Pinnacle Technical ResourcesProduct Manager 5 - ContingentCharlotte,, North Carolina$65–$68 / hourContractorAgentic Solution Design, MCP Tools & Workflow OrchestrationDesign and implement agentic AI solutions using process artifacts as input for workflow automation. The role focuses on embedding LLM-powered, agentic workflows directly into enterprise processes, enabling measurable business outcomes, operational transformation, and scalable AI adoption.
Digital Channel Strategy Execution Lead MindlanceDigital Channel Strategy Execution LeadCharlotte, NC$75–$80 / hourBachelor’s degree in Business, or equivalent education and related training or experience to include 8+ years of experience in positions that carry increasing levels of responsibility, including experience in digital product management, business risk management, or business consulting. This role will be highly focused on business process documentation, procedure development and issue/problem management, working with various LOB groups to ensure ongoing adherence to enterprise and regulatory requirements.
NewActuarial Analyst I (Mid-Level) USAAActuarial Analyst I (Mid-Level)Charlotte, NC$103,450–$186,210 / yearul>Independently applies complex technical and actuarial methodologies, as well as proficient actuarial knowledge, to complete unstructured projects (e.g., selects and ensures quality of data used to perform trend analysis supports rate level indications; translates business problem into technical requirements; runs catastrophe models and interprets and communicates results to support business activities while executing and enhancing a strong control environment with guidance from an experienced catastrophe modeler. As a dedicated Actuarial Analyst I, you will be a near-credentialed analyst responsible for independently applying complex technical and actuarial methodologies as well as requiring expert knowledge in one actuarial practice area (pricing, reserving, modeling, catastrophe risk, claims analytics, product management, etc.) to complete unstructured projects.
NewActuarial Analyst II (Intermediate) – Forecasting Analytics USAAActuarial Analyst II (Intermediate) – Forecasting AnalyticsCharlotte, NC$77,120–$138,810 / yearul>Independently applies actuarial methodologies to complete structured projects (e.g., Builds tools to test and implement new methodologies that improve accuracy of actuarial analysis; utilizes model results to select new variables and refresh existing variables in a rating algorithm; analyzes results from multiple methodologies to propose reserve selections and documenting rationale). Intermediate knowledge of data analysis tools, data visualization, developing analysis queries and procedures in Python, R, SQL, SAS, BI tools or other analysis software, and relevant industry data & methods and ability to connect technical insights to business problems.
Senior Business Analyst / Project Manager BC ForwardSenior Business Analyst / Project ManagerCharlotte, NC$44–$44.60 / hourFull timeThe ideal candidate will have strong experience in large-scale program and project management, business analysis, governance, and AI-enabled solution integration and a proven ability to deliver cross-functional initiatives that meet scope, schedule, budget, risk, and quality objectives. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.
Project/Program Manager BC ForwardProject/Program ManagerCharlotte, NC$64–$64.52 / hourFull timeThe ideal candidate will have strong experience in application lifecycle governance, risk and compliance processes, and security monitoring and a proven ability to maintain end-to-end compliance for Application Infrastructure Technologies (AITs) within enterprise environments. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.
Product Owner / Technical Business Analyst BC ForwardProduct Owner / Technical Business AnalystCharlotte, NC$53–$53.55 / hourFull timeThe ideal candidate will have strong experience in Agile product delivery, backlog management, and requirements analysis, and a proven ability to lead cross-functional teams to deliver high-quality features that improve client experiences. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.
IT Project Manager/Vendor Management Coordinator BC ForwardIT Project Manager/Vendor Management CoordinatorCharlotte, NC$62–$62.09 / hourFull timeWith delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity. BCforward is a leading global IT consulting and workforce solutions firm providing services and support to Fortune 500 and government clients.
Enterprise Compliance and Operational Risk Manager - Third Party Risk Management - TPRM Compliance SME Regions Financial CorpEnterprise Compliance and Operational Risk Manager - Third Party Risk Management - TPRM Compliance SMECharlotte, NCThe Third Party Risk Management - Ongoing Monitoring Manager is responsible for leading and executing the continuous Risk oversight of Regions third‑party relationships to ensure risks are properly identified, assessed, mitigated, and monitored throughout the execution phase of each engagement. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law.
Enterprise Compliance and Operational Risk Analyst - Risk Assessment Regions Financial CorpEnterprise Compliance and Operational Risk Analyst - Risk AssessmentCharlotte, NCThe information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Knowledge of key federal acts and associated banking regulations (e.g., Dodd-Frank Act, Electronic Fund Transfer Act, Expedited Funds Availability Act, Truth in Lending).
IT Risk & Compliance Analyst StratAcuity Staffing Partners IncIT Risk & Compliance AnalystCharlotte, NC$66–$71.07 / hourIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.
Governance, Risk & Compliance Analyst, Specialist Vanguard GroupGovernance, Risk & Compliance Analyst, SpecialistCharlotte, NCResponsibilities Works with Enterprise Security and Fraud subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related capabilities and performance characteristics to evaluate their effectiveness at meeting defined requirements, determining integration requirements and identifying ramifications on operations of their implementation. You will lead risk assessments, design and scale forward-looking governance, risk, and compliance programs, and serve as a trusted advisor who helps teams move faster and smarter while staying audit-ready and compliant.
Investment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston or Charlotte Zions Bancorporation NAInvestment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston or CharlotteCharlotte, NCA Risk & Compliance Officer within MLW provides leadership, analytical skills, and innovative thinking necessary to not only carry out existing risk monitoring frameworks and compliance program but also to enhance and improve existing programs and challenge business line assertions and assessments. This individual contributor role ensures the Bank's activities comply with applicable laws, regulations, and internal risk management frameworks, while supporting effective governance, risk assessments, monitoring/testing, and regulatory change management.
Enterprise Compliance and Operational Risk Analyst - Payments Regions Financial CorpEnterprise Compliance and Operational Risk Analyst - PaymentsCharlotte, NCThe information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Knowledge of key federal acts and associated banking regulations (e.g., Dodd-Frank Act, Electronic Fund Transfer Act, Expedited Funds Availability Act, Truth in Lending).
Risk & Compliance Director Jones Lang LaSalle IncRisk & Compliance DirectorNCRemoteThe Risk & Compliance Director collaborates with cross-functional teams, leads risk assessments, manages incident escalation processes, and supports audit activities to safeguard JLL's financial integrity and reputation. Establish and chair risk forums and governance meetings to review emerging risks, audit results, and remediation progress, and escalate high severity risks and incident trends to Work Dynamics risk governance body.
Director, Risk and Compliance Management - Information Security USAADirector, Risk and Compliance Management - Information SecurityCharlotte, NC$143,320–$273,930 / yearBuilds and manages a high performing team of risk professionals through recruitment, training, coaching, performance management and related managerial activities.\n \nWhat you have:\n\n Bachelor's degree in Risk Management, Business, Finance, or a related field; OR 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree.\n 8 years of risk management, compliance, or regulatory experience in a relevant functional area to include banking, insurance, financial services, audit, project management, public accounting or other related operational area; OR advanced degree/designation in Risk Management, Business, Finance, or other discipline relevant to risk management and 6 years of work experience in a discipline relevant to risk management.\n Your strategic mindset, strong communication skills, and ability to influence at all leadership levels will be essential in navigating emerging risks, including those related to Artificial Intelligence, Generative AI (GenAI), and large language models (LLMs).\n \nThe ideal candidate brings strong critical\u2011thinking abilities, a holistic understanding of how systems and processes interconnect, and industry-recognized security or risk certifications such as CISSP, CISM, or CRISC (or active pursuit of them).
Security, Risk and Compliance Consultant SEISecurity, Risk and Compliance ConsultantCharlotte, North Carolinap>The ideal candidate’s experience may include but is not limited to the following: Management or participation in Cybersecurity, Information Security, Risk, Compliance and/or Data Privacy Programs or Projects Sample projects/programs could include but are not limited to: Compliance framework mapping and implementation, Regulatory mapping and implementation. SEI-ers enjoy working with genuine, thoughtful folks who want to steer clear of the traditional grind and share the joy of day-to-day life and activities with colleagues, friends, and family.
NewAudit Manager-Compliance and Operational Risk Macpower Digital Assets Edge Private LimitedAudit Manager-Compliance and Operational RiskCharlotte, NC$120,000–$145,000 / yearli style="text-align:justify"> Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery; Communicate the results of audit projects to management (written reports/oral presentations); Establish and build working relationships with internal and external management; Perform risk assessments of business activities, potential risks exposures, and materiality of loss; and. At least 3 years of experience leading audits and performing in the role of auditor-in-charge for Internal Audit Review, Issue Management, Risk Management, Audit Planning, Analytical Thinking, Project Management, Relationship Building, Business Acumen, Coaching, Written Communications, Automation, Technical Documentation.
Director, Cybersecurity Governance Risk and Compliance QXO IncDirector, Cybersecurity Governance Risk and ComplianceCharlotte, NC$172,100–$266,800 / yearQXO is the fastest growing company in the $800 billion building products distribution industry and plans to become the tech-enabled leader by delivering best-in-class customer satisfaction and outsized returns for its shareholders. As the Director of Cybersecurity Governance Risk and Compliance (GRC) at QXO, you'll be a part of the Cybersecurity Leadership Team reporting to the CISO, providing leadership and direction for the company's GRC requirements.
Risk & Compliance Consulting Lead NTT DATA Services, LLCRisk & Compliance Consulting LeadCharlotte, NC$216,405–$480,900 / year5+ years' experience: • Credit experience in at least one of the following areas: • Institutional, Corporate, or Commercial credit across all products • Commercial, Corporate & Markets Loan Workout across major credit cycles • Risk appetite, governance, and limits management • Fraud, waste, and abuse • Data and customer privacy • Personal credit signing authority • Enterprise Risk Management experience, including: • Designing and executing risk management frameworks (including regulatory remediation) • Risk identification across operational, reputational, financial crime, and compliance domains • Financial crimes, fraud, risk, and resilience 5+ years of Risk experience in one or more of the following segments: • Banking & Financial Services • Life Sciences • Healthcare • Manufacturing • Commercial/Consumer sectors Bachelor's degree in business or a related discipline. As part of NTT DATA, a $30 billion trusted global innovator with a combined global reach of over 80 countries, we help clients transform through business and technology consulting, industry and digital solutions, applications development and management, managed edge-to-cloud infrastructure services, BPO, systems integration and global data centers.
Manager, Technology Risk & Compliance Red Ventures LLCManager, Technology Risk & Compliancecharlotte, NC$150,000–$210,000 / yearAcross the portfolio, Red Ventures businesses deliver seamless digital experiences for consumers, help Fortune 100 clients solve large-scale digital growth challenges, and create world-class experiences and opportunities for employees. Lead the organization's AI and emerging technology risk posture, advising on responsible usage, data handling, and access controls, and ensuring AI-related risks are assessed and tracked within the broader risk framework.
PDS Risk & Compliance Manager Jones Lang LaSalle IncPDS Risk & Compliance ManagerCharlotte, NCRemoteWhether you've got deep experience in commercial real estate, skilled trades or technology, or you're looking to apply your relevant experience to a new industry, join our team as we help shape a brighter way forward. Our people at JLL are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients.
NewCompliance Risk Assessment Senior Associate The Toronto-Dominion BankCompliance Risk Assessment Senior AssociateCharlotte, NC$72,280–$117,520 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
VP, Govn, Risk & Compliance LPL FinancialVP, Govn, Risk & ComplianceCharlotte, North CarolinaThe Marketing and Electronic Communication Compliance Officer must have a strong understanding of marketing practices and operations, brand management practices and advertising and promotional regulations, including Truth in Advertising laws, UDAP/UDAAP (Unfair, Deceptive, or Abusive Acts or Practices), the CAN-SPAM Act, TCPA, and applicable state marketing compliance requirements, and be able to translate these rules into actionable guidelines for transparent, consistent, and compliant communications across all channels. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
Cyber Governance, Risk, and Compliance Manager Regions Financial CorpCyber Governance, Risk, and Compliance ManagerCharlotte, NCJob Description: At Regions, the Cyber Security Group Manager is responsible for leading a diverse team of managers, engineers and analysts charged with the daily operations of enforcing, monitoring, and managing cyber security controls to protect the assets of the bank, customers, and associates. This role monitors the domains of security controls including, but not limited to, malware defense, network security, Internet security, security analytics, threat intelligence and defense, cybercrime, data protection, vulnerability management, and customer authentication.
IT AUDITOR I - COMPLIANCE & RISK SPECIALIST MVA BrandIT AUDITOR I - COMPLIANCE & RISK SPECIALISTCharlotte, North Carolinap>Employee Polygraph Protection Act: For more information, visit Employee Polygraph Protection Act. This entry-level role supports compliance initiatives aligned with CMMC, NIST 800-171, and ISO 27001 frameworks, with a focus on helping organizations operating in regulated environments—including defense contractors—maintain strong compliance posture.
Risk & Compliance Manager - Americas Xylem IncRisk & Compliance Manager - AmericasCharlotte, NC$125,000–$145,000 / yearAs a trusted subject matter expert, this individual partners closely with business leaders, Accounting, Internal Audit, and other cross‑functional stakeholders to identify risks, strengthen control environments, remediate deficiencies, and ensure ongoing compliance with regulatory requirements. Our products impact public utilities, industrial sectors, residential areas, and commercial buildings, with a commitment to providing smart metering, network technologies, and advanced analytics for water, electric, and gas utilities.
Senior Auditor – Global Compliance and Operational Risk Bank of AmericaSenior Auditor – Global Compliance and Operational RiskCharlotte, North CarolinaUS - CT - East Hartford - 101 E River Dr - One Riverview Square (CT2550), US - CT - Stamford - 600 Washington Blvd (CT2561), US - MA - Boston - 100 Federal St - 100 Federal St Lp (MA5100), US - NJ - Pennington - 1500 American Blvd - Hopewell Bldg 5 (NJ2150), US - RI - Providence - 1 Financial Plz - 1 Financial Plaza (RI1537). This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve.
NewSpecialist Manager, Risk & Compliance (Business Relationships) Deloitte Touche Tohmatsu LtdSpecialist Manager, Risk & Compliance (Business Relationships)Charlotte, NC$88,600–$163,100 / yearThe ICN Business Relationships team performs a critical consultative, quality-assurance, and risk-management function for the Deloitte US Firms, helping the businesses remain unbiased and independent when entering into business relationships with third parties. As a Specialist Manager, Risk & Compliance on the ICN Business Relationships team, you will be responsible for: Leading a domestic and international team that processes business relationship reviews and consultations by answering questions and providing guidance and training.
NewCompliance Risk Assessment Manager The Toronto-Dominion BankCompliance Risk Assessment ManagerCharlotte, NC$91,000–$145,600 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
NewIT AUDITOR I - COMPLIANCE & RISK SPECIALIST Moore & Van AllenIT AUDITOR I - COMPLIANCE & RISK SPECIALISTCharlotte, NCThis entry-level role supports compliance initiatives aligned with CMMC, NIST 800-171, and ISO 27001 frameworks, with a focus on helping organizations operating in regulated environments—including defense contractors—maintain strong compliance posture. Moore & Van Allen PLLC, a dynamic and fast-growing full-service law firm of more than 400 attorneys and professionals, is seeking a detail-oriented Compliance & Risk Specialist to join our Governance, Risk, and Compliance (GRC) team.
Compliance Risk Assessment Senior Associate TD BankCompliance Risk Assessment Senior AssociateCharlotte, North CarolinaSupports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
NewCompliance Risk Assessment Lead The Toronto-Dominion BankCompliance Risk Assessment LeadCharlotte, NC$115,440–$186,160 / yearli>Strategic partner to the leadership team on the management of the assigned portfolio and related financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Compliance Risk Assessment Manager TD BankCompliance Risk Assessment ManagerCharlotte, North CarolinaSupports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Compliance Risk Assessment Lead TD BankCompliance Risk Assessment LeadCharlotte, North CarolinaStrategic partner to the leadership team on the management of the assigned portfolio and related financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
HR Risk Operations Compliance Manager Grant Thornton LLPHR Risk Operations Compliance ManagerCharlotte, NC$112,000–$160,000 / yearp>In the U.S., Grant Thornton delivers professional services through two specialized entities: Grant Thornton LLP, a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors LLC (not a licensed CPA firm), which exclusively provides non-attest offerings, including tax and advisory services. The HR Risk Operations Compliance Manager serves as a key member of the National Employee Relations and Risk Operations team, partnering across People Experience, Legal, Compliance, Risk, Payroll, Finance, HRIS, and business leadership to strengthen HR risk management, regulatory compliance, and operational effectiveness.
NewPrincipal Architect - Compliance Risk Technology Wells Fargo BankPrincipal Architect - Compliance Risk TechnologyCharlotte, North CarolinaThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. This role is well suited for a seasoned architect with deep experience in regulated environments, a demonstrated ability to modernize complex technology ecosystems, and the judgment to balance immediate regulatory needs with long range platform evolution that delivers lasting value to the organization.
Risk and Compliance Advisor Lead - Information Security USAARisk and Compliance Advisor Lead - Information SecurityCharlotte, NC$143,320–$273,930 / yearWith 6+ years of experience in a large financial institution supporting or executing enterprise-wide operational risk programs, the candidate should possess exceptional communication skills and the ability to simplify complex risk concepts into practical business guidance. Experiences that will support your success: 8 or more years relevant experience in risk, compliance, legal or audit within the financial services or insurance industry or specialized technical fields directly related to the role.
Senior Consultant, Health Insurance - Risk Regulatory & Compliance Deloitte Touche Tohmatsu LtdSenior Consultant, Health Insurance - Risk Regulatory & ComplianceCharlotte, NC$118,700–$218,600 / yearThe wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. Experience applying International Classification of Diseases, Tenth Revision (ICD-10), Current Procedural Terminology (CPT), and Healthcare Common Procedure Coding System (HCPCS) in claims, medical record, or appeals reviews.
NewAssistant Director-Compliance (Risk Assessment, Testing and Monitoring) Principal Financial Group IncAssistant Director-Compliance (Risk Assessment, Testing and Monitoring)Charlotte, NCRemote$127,000–$171,000 / yearWho You Are 8+ years of relevant financial services experience demonstrated through one or a combination of the following: work experience, training, military experience, or education JD or MBA may be considered in lieu of some experience Extensive knowledge of applicable compliance and legal issues, various company products and services, and department operations Experience in a well-orchestrated second-line risk assessment and testing program Creative and self-directed with ability to consider a wide range of factors in solving problems Excellent leadership, negotiation, presentation, and organizational, skills required as well as superior interpersonal, relationship-building, analytical, time management, and oral and written communication skills FINRA series 7, 24 and state 65/66 preferred Salary Range Information Salary ranges below reflect targeted base salaries. What You'll Do We're seeking an Assistant Director - Compliance to join the compliance team supporting Principal Funds Distributor, Inc. (PFD), an asset management mutual fund distributor and limited-purpose broker-dealer, and Principal Securities, Inc. (PSI), a dually registered broker-dealer and investment adviser.